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STERIS plc

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3228
SEC CIK
0001757898
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 600 $0.00 Strike: $66.15 $0.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · derivative · entry 9

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 600 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 600 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
SaleOrdinary Shares 718 $153.15 $109,961.70
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 8

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

F1 · balance_after: 2,452 of these ordinary shares are restricted. The restrictions on the ordinary shares lapse as follows: 600 on October 1, 2019; 400 on June 1, 2020; 412 on June 1, 2021; 484 on May 31, 2022 and 556 on May 31, 2023.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionOrdinary Shares 718 $114.22 $82,009.96
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 7

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
SaleOrdinary Shares 300 $153.15 $45,945.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 6

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionOrdinary Shares 300 $77.07 $23,121.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 5

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
SaleOrdinary Shares 447 $153.15 $68,458.05
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 4

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionOrdinary Shares 447 $69.72 $31,164.84
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 3

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
SaleOrdinary Shares 600 $153.15 $91,890.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 2

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

Read SEC document
August 14, 2019 Filed Aug 15, 2019 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Exercise / conversionOrdinary Shares 600 $66.15 $39,690.00
Disclosure

SEC source: 0001209191-19-046145 · doc4.xml · nonDerivative · entry 1

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,000 $0.00 Strike: $67.98 $0.00
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · derivative · entry 9

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 44,000 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option to purchase 111,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 111,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 11,135 $154.32 $1,718,353.20
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,623

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $154.02 to $154.56 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · balance_after: These 60,623 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 32,865 $153.65 $5,049,707.25
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 5

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,758

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $153.02 to $154.01 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 44,000 $67.98 $2,991,120.00
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 4

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:45 UTC
Carestio Daniel ASr VP and Chief Operating Off
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-19-045130 · doc4.xml · derivative · entry 3

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:45 UTC
Carestio Daniel ASr VP and Chief Operating Off
SaleOrdinary Shares 7,000 $149.27 $1,044,890.00
Disclosure

SEC source: 0001209191-19-045130 · doc4.xml · nonDerivative · entry 2

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,975

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $148.73 to $149.72 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:45 UTC
Carestio Daniel ASr VP and Chief Operating Off
Exercise / conversionOrdinary Shares 7,000 $53.52 $374,640.00
Disclosure

SEC source: 0001209191-19-045130 · doc4.xml · nonDerivative · entry 1

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 20,468 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 3,000 on October 1, 2019; 5,500 on June 1, 2021; 2,712 on May 31, 2022; 1,748 on October 3, 2022; and 5,008 on May 31, 2023.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 67,000 $0.00 Strike: $67.98 $0.00
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · derivative · entry 8

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Ordinary Shares · 67,000 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option to purchase 111,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 111,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
GiftOrdinary Shares 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 7

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below.

Disclosed balance after: 6,000

F6 · ownership.nature: These ordinary shares are held by the reporting person's spouse as trustee of a revocable trust established for her benefit.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 20,779 $150.83 $3,134,096.57
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 3

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,623

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $150.48 to $151.31 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 37,721 $149.93 $5,655,509.53
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,402

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $149.44 to $150.40 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:43 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 67,000 $67.98 $4,554,660.00
Disclosure

SEC source: 0001209191-19-045128 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $69.72 $0.00
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · derivative · entry 6

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option to purchase 6,000 STERIS ordinary shares, of which the 3,000 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 6,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $66.15 $0.00
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · derivative · entry 5

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,250 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 2,250 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,250 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
SaleOrdinary Shares 3,000 $152.66 $457,980.00
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · nonDerivative · entry 4

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.67 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: 16,744 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on October 1, 2019; 2,500 on June 1, 2020; 6,500 on May 31, 2021; 2,520 on May 31, 2022; and 2,224 on May 31, 2023.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
Exercise / conversionOrdinary Shares 3,000 $69.72 $209,160.00
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · nonDerivative · entry 3

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
SaleOrdinary Shares 2,250 $152.68 $343,530.00
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · nonDerivative · entry 2

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.73 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:36 UTC
Majors Cary LVP, N America Com Operations
Exercise / conversionOrdinary Shares 2,250 $66.15 $148,837.50
Disclosure

SEC source: 0001209191-19-045361 · doc4.xml · nonDerivative · entry 1

Majors Cary L · CIK 0001776271 · VP, N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:30 UTC GrantCareer Restricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045112 · doc4.xml · derivative · entry 5

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Ordinary Shares · 26 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F5 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:30 UTC GrantDirector Stock Option (right to buy) · Derivative 119 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045112 · doc4.xml · derivative · entry 4

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Ordinary Shares · 119 shares

Expires 2029-08-06

F3 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:30 UTC GrantOrdinary Shares 525 $152.32 $79,968.00
Disclosure

SEC source: 0001209191-19-045112 · doc4.xml · nonDerivative · entry 2

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838

F1 · price: These Ordinary Shares were issued to the Reporting Person in lieu of fees of $80,000.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:30 UTC GrantOrdinary Shares 1,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045112 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

Read SEC document
August 06, 2019 Filed Aug 8, 2019 16:33 UTC GrantCareer Restricted Stock Units · Derivative 1,339 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045117 · doc4.xml · derivative · entry 2

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,335

Underlying: Ordinary Shares · 1,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 16:33 UTC GrantDirector Stock Option (right to buy) · Derivative 119 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045117 · doc4.xml · derivative · entry 1

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Ordinary Shares · 119 shares

Expires 2029-08-06

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:39 UTC GrantCareer Restricted Stock Units · Derivative 1,339 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045125 · doc4.xml · derivative · entry 2

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

Underlying: Ordinary Shares · 1,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:39 UTC GrantDirector Stock Option (right to buy) · Derivative 119 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045125 · doc4.xml · derivative · entry 1

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Ordinary Shares · 119 shares

Expires 2029-08-06

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:38 UTC
Sohi MohsenDirector
GrantCareer Restricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045122 · doc4.xml · derivative · entry 2

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Ordinary Shares · 958 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:38 UTC
Sohi MohsenDirector
GrantDirector Stock Option (right to buy) · Derivative 4,349 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045122 · doc4.xml · derivative · entry 1

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,349

Underlying: Ordinary Shares · 4,349 shares

Expires 2029-08-06

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

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August 06, 2019 Filed Aug 8, 2019 20:35 UTC
Shah Nirav RDirector
GrantCareer Restricted Stock Units · Derivative 1,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045120 · doc4.xml · derivative · entry 1

Shah Nirav R · CIK 0001740213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Ordinary Shares · 1,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:28 UTC GrantCareer Restricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045110 · doc4.xml · derivative · entry 4

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,475

Underlying: Ordinary Shares · 26 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:28 UTC GrantDirector Stock Option (right to buy) · Derivative 3,098 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045110 · doc4.xml · derivative · entry 3

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Ordinary Shares · 3,098 shares

Expires 2029-08-06

F2 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

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August 06, 2019 Filed Aug 8, 2019 20:28 UTC GrantOrdinary Shares 656 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045110 · doc4.xml · nonDerivative · entry 1

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC GrantCareer Restricted Stock Units · Derivative 525 $152.32 $79,968.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,923

Underlying: Ordinary Shares · 525 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $80,000.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC GrantCareer Restricted Stock Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398

Underlying: Ordinary Shares · 682 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC GrantDirector Stock Option (right to buy) · Derivative 3,098 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Ordinary Shares · 3,098 shares

Expires 2029-08-06

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

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August 06, 2019 Filed Aug 21, 2019 20:34 UTC Amendment Tax withholdingOrdinary Shares 883 $152.32 $134,498.56
Disclosure

SEC source: 0001209191-19-046992 · doc4a.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995

F1 · shares: Amended to disclose ordinary shares withheld to satisfy taxes which were omitted from the original Form 4 filing.

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August 06, 2019 Filed Aug 21, 2019 20:31 UTC Amendment Tax withholdingOrdinary Shares 316 $152.32 $48,133.12
Disclosure

SEC source: 0001209191-19-046987 · doc4a.xml · nonDerivative · entry 1

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340

F1 · shares: Amended to disclose ordinary shares withheld to satisfy taxes which were omitted from the original Form 4 filing.

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June 28, 2019 Filed Jul 2, 2019 20:30 UTC
Bardwell KathleenSr.V. P. & C.C.O.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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June 28, 2019 Filed Jul 2, 2019 20:30 UTC
Bardwell KathleenSr.V. P. & C.C.O.
SaleOrdinary Shares 7,000 $147.07 $1,029,490.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $147.00 to $147.24 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

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June 28, 2019 Filed Jul 2, 2019 20:30 UTC
Bardwell KathleenSr.V. P. & C.C.O.
Exercise / conversionOrdinary Shares 7,000 $53.52 $374,640.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2 · shares: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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June 21, 2019 Filed Jun 21, 2019 20:29 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,986 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-19-038469 · doc4.xml · derivative · entry 8

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 19,986 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 22,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 22,000 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.