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Bardwell Kathleen

Disclosed activity across 5 companies

Tapewire entity
66464
SEC CIK
0001532367

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STERIS plcSTE · Entity 3228Sr.V. P. & C.C.O.June 28, 2019July 02, 2019
Varex Imaging CorpVREX · Entity 5135DirectorFebruary 12, 2026February 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STERIS plc

Report date June 28, 2019 · Filed July 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect24,428 Reported balance After 2019-06-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-28 · Exercise / conversion · Acquired 7,000 · Balance 24,428

F1: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Ordinary SharesSEC Table I · non-derivativeDirect17,428 Reported balance After 2019-06-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-06-28 · Sale · Disposed 7,000 · Balance 17,428

F1: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F3: Price reflects a weighted average sale price for multiple transactions ranging from $147.00 to $147.24 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.52 · Expires 2024-05-30Direct0 Reported balance After 2019-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-28 · Exercise / conversion · Disposed 7,000 · Balance 0

F2: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Filing footnotes · ownership attribution and instrument terms

F1: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

F3: Price reflects a weighted average sale price for multiple transactions ranging from $147.00 to $147.24 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Varex Imaging Corp

Report date February 12, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect12,331 Reported balance After 2026-02-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-12 · Grant · Acquired 12,331 · Balance 12,331

F1: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FIRST FINANCIAL BANCORP /OH/

Report date May 26, 2020 · Filed May 27, 2020

Section 16 reporting ended · disclosed 2020-05-27. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

MAINSOURCE FINANCIAL GROUP

Report date April 01, 2018 · Filed April 03, 2018

Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-04-01 transaction · row 1
1 source row

Row 1 · 2018-04-01 · Disposition to issuer · Disposed 16,712 · Balance 0

F1: On April 1, 2018, MainSource completed its previously announced merger (the "Merger") with First Financial Bancorp, pursuant to an Agreement and Plan of Merger, dated as of July 25, 2017, between MainSource and First Financial. In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of MainSource common stock issued an outstanding immediately prior to the Merger was converted into the right to receive 1.3875 shares of common stock of First Financial Bancorp. A cash payment of equal value was made in lieu of the issuance of fractional share

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2018, MainSource completed its previously announced merger (the "Merger") with First Financial Bancorp, pursuant to an Agreement and Plan of Merger, dated as of July 25, 2017, between MainSource and First Financial. In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of MainSource common stock issued an outstanding immediately prior to the Merger was converted into the right to receive 1.3875 shares of common stock of First Financial Bancorp. A cash payment of equal value was made in lieu of the issuance of fractional share

STERIS plc

Report date March 28, 2019 · Filed March 28, 2019

Section 16 reporting ended · disclosed 2019-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, 10 pence par valueSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-28 transaction · row 1
1 source row

Row 1 · 2019-03-28 · Disposition to issuer · Disposed 17,441 · Balance 0

F1: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

F2: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.34 · Expires 2023-05-31Direct0 Reported balance After 2019-03-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-28 · Disposition to issuer · Disposed 5,360 · Balance 0

F3: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 5,360 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.52 · Expires 2024-05-30Direct0 Reported balance After 2019-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-28 · Disposition to issuer · Disposed 7,000 · Balance 0

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.98 · Expires 2025-08-10Direct0 Reported balance After 2019-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-28 · Disposition to issuer · Disposed 10,000 · Balance 0

F5: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018; and 2,500 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $67.98 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.72 · Expires 2026-06-01Direct0 Reported balance After 2019-03-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-28 · Disposition to issuer · Disposed 7,000 · Balance 0

F6: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.07 · Expires 2027-05-30Direct0 Reported balance After 2019-03-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-28 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $114.22 · Expires 2028-05-31Direct0 Reported balance After 2019-03-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-03-28 · Disposition to issuer · Disposed 9,332 · Balance 0

F8: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 9,332 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Filing footnotes · ownership attribution and instrument terms

F1: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

F2: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F3: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 5,360 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018; and 2,500 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $67.98 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F6: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F7: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option

F8: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 9,332 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2026 Filed Feb 13, 2026 16:08 UTC Varex Imaging Corp VREX · Entity 5135 GrantDeferred Stock Units · Derivative 12,331 $0.00 $0.00
Disclosure

SEC source: 0001681622-26-000029 · wk-form4_1771016891.xml · derivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,331

Underlying: Common Stock · 12,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

F2 · derivative.expiration_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Read SEC document
February 09, 2026 Filed Feb 9, 2026 16:14 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionDeferred Stock Units · Derivative 8,483 $0.00 $0.00
Disclosure

SEC source: 0001532367-26-000002 · wk-form4_1770671647.xml · derivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units were issued on February 9, 2023, vested on February 8, 2024, and delivery of the vested Deferred Stock Units, in the form of common stock occurred on February 9, 2026, the third anniversary of the date of grant.

F2 · derivative.expiration_date: These Deferred Stock Units were issued on February 9, 2023, vested on February 8, 2024, and delivery of the vested Deferred Stock Units, in the form of common stock occurred on February 9, 2026, the third anniversary of the date of grant.

Read SEC document
February 09, 2026 Filed Feb 9, 2026 16:14 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 8,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001532367-26-000002 · wk-form4_1770671647.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 19:04 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionDeferred Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000027 · wk-form4_1739577854.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These Deferred Stock Units were issued on August 18, 2022, vested on February 9, 2023, and delivery of the vested Deferred Stock Units, in the form of common stock, occurred on February 13, 2025, the date of the Issuer's 2025 Annual Meeting.

F3 · derivative.expiration_date: These Deferred Stock Units were issued on August 18, 2022, vested on February 9, 2023, and delivery of the vested Deferred Stock Units, in the form of common stock, occurred on February 13, 2025, the date of the Issuer's 2025 Annual Meeting.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 19:04 UTC Varex Imaging Corp VREX · Entity 5135 GrantDeferred Stock Units · Derivative 12,123 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000027 · wk-form4_1739577854.xml · derivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,123

Underlying: Common Stock · 12,123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

F2 · derivative.expiration_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 19:04 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 3,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-25-000027 · wk-form4_1739577854.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:04 UTC Varex Imaging Corp VREX · Entity 5135 GrantDeferred Stock Units · Derivative 9,643 $0.00 $0.00
Disclosure

SEC source: 0001681622-24-000025 · wk-form4_1707775464.xml · derivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,643

Underlying: Common Stock · 9,643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

F2 · derivative.expiration_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 17:26 UTC Varex Imaging Corp VREX · Entity 5135 GrantDeferred Stock Units · Derivative 8,483 $0.00 $0.00
Disclosure

SEC source: 0001681622-23-000028 · wf-form4_167632718472322.xml · derivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,483

Underlying: Common Stock · 8,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

F2 · derivative.expiration_date: These Deferred Stock Units vest 100% on the earlier of (i) the one-year anniversary of the date of the grant and (ii) the next annual meeting of stockholders that occurs after the date of grant. Vested shares will be delivered to the reporting person upon the earlier of (i) the third anniversary of the date of grant (ii) a change in control or (iii) the reporting person's termination of service for any reason.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 17:05 UTC Varex Imaging Corp VREX · Entity 5135 GrantDeferred Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001681622-22-000080 · wf-form4_166120230561881.xml · derivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Common Stock · 3,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Deferred Stock Units vest in full on the date of the next annual meeting (February 9, 2023) subject to the reporting person serving on the board of the company through the vesting date. Vested shares will be delivered to the reporting person upon the earlier of (i) 2025 annual meeting (ii) a change in control, (iii) the non-employee director termination of service for any reason.

F2 · derivative.expiration_date: These Deferred Stock Units vest in full on the date of the next annual meeting (February 9, 2023) subject to the reporting person serving on the board of the company through the vesting date. Vested shares will be delivered to the reporting person upon the earlier of (i) 2025 annual meeting (ii) a change in control, (iii) the non-employee director termination of service for any reason.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:30 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $53.52 $0.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:30 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 7,000 $147.07 $1,029,490.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $147.00 to $147.24 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:30 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 7,000 $53.52 $374,640.00
Disclosure

SEC source: 0001209191-19-040302 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2 · shares: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:27 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,360 $0.00 Strike: $45.34 $0.00
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,360 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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June 19, 2019 Filed Jun 21, 2019 20:27 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 5,360 $145.05 $777,468.00
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: This Exercise and sale of a total of 5,360 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $145.00 to $145.12 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:27 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 5,360 $45.34 $243,022.40
Disclosure

SEC source: 0001209191-19-038467 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Exercise and sale of a total of 5,360 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.

F2 · shares: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

F3 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:30 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 150 $134.07 $20,110.50
Disclosure

SEC source: 0001209191-19-034745 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

F1 · shares: 150 shares were withheld from the 500 restricted shares that vested on June 3, 2019. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 3, 2019. The remaining restrictions on these ordinary shares lapse as follows: 500 on June 1, 2020.

F2 · balance_after: 3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:33 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 3,420 Not disclosed Strike: $147.05 Not disclosed
Disclosure

SEC source: 0001209191-19-033929 · doc4.xml · derivative · entry 4

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Ordinary Shares · 3,420 shares

Expires 2029-05-31

F5 · price: This option becomes exercisable as follows: 855 on June 1, 2020; 855 on June 1, 2021; 855 on May 31, 2022 and 855 on May 31, 2023.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 855 on June 1, 2020; 855 on June 1, 2021; 855 on May 31, 2022 and 855 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:33 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033929 · doc4.xml · nonDerivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,578

F3 · shares: All 592 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 148 on June 1, 2020; 148 on June 1, 2021; 148 on May 31, 2022 and 148 on May 31, 2023.

F4 · balance_after: 4,146 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:33 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 118 $133.68 $15,774.24
Disclosure

SEC source: 0001209191-19-033929 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,986

F2 · shares: 118 shares were withheld from the 393 restricted shares that vested on May 31, 2019. These 118 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 393 ordinary shares were awarded to Ms. Bardwell on May 31, 2018 as part of an award of 1,572 restricted shares. These vested shares were valued at the NYSE closing market price on May 31, 2019. The remaining restrictions on these ordinary shares lapse as follows: 393 on June 1, 2020; 393 on June 1, 2021 and 393 on May 31, 2022.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:33 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 150 $133.35 $20,002.50
Disclosure

SEC source: 0001209191-19-033929 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104

F1 · shares: 150 shares were withheld from the 500 restricted shares that vested on May 30, 2019. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on May 30, 2017 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2019. The remaining restrictions on these ordinary shares lapse as follows: 500 on May 30, 2020 and 500 on May 30, 2021.

Read SEC document
May 28, 2019 Filed May 29, 2019 20:12 UTC FIRST FINANCIAL BANCORP /OH/ FFBC · Entity 2057 GrantCommon Stock 2,163 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020133 · form4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,305

Read SEC document
May 28, 2019 Filed May 30, 2019 20:26 UTC STERIS plc STE · Entity 3228 Tax withholdingOrdinary Shares 187 $133.92 $25,043.04
Disclosure

SEC source: 0001209191-19-033432 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,254

F1 · shares: 187 shares were withheld from the 625 restricted shares that vested on May 28, 2019. These 187 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 625 ordinary shares were awarded to Ms. Bardwell on August 10, 2015 as part of an award of 2,500 restricted shares. These vested shares were valued at the NYSE closing market price on May 28, 2019.

F2 · balance_after: 4,447 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 9,332 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 7

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,332

Underlying: Ordinary Shares · 9,332 shares

Expires 2028-05-31

F8 · price: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 9,332 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 9,332 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 6

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2027-05-30

F7 · price: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F7 · derivative.exercise_date: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 5

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 7,000 shares

Expires 2026-06-01

F6 · price: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 7,000 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F6 · derivative.exercise_date: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 7,000 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $67.98 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 4

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2025-08-10

F5 · price: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018 and 2,500 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018 and 2,500 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 10,000 STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

F4 · price: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

F4 · derivative.exercise_date: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantEmployee Stock Option (right to buy) · Derivative 5,360 Not disclosed Strike: $45.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · derivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360

Underlying: Ordinary Shares · 5,360 shares

Expires 2023-05-31

F3 · price: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received under the Scheme in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 18:55 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 17,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021595 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,441

F1 · shares: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F1 · balance_after: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 9,332 Not disclosed Strike: $114.22 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 7

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,332 shares

Expires 2028-05-31

F8 · price: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 9,332 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022. This option was assumed by STERIS under the Scheme and converted to an option to purchase 9,332 ordinary shares of STERIS for $114.22 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $77.07 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 6

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,000 shares

Expires 2027-05-30

F7 · price: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option

F7 · derivative.exercise_date: This option becomes exercisable as follows: 2,500 on May 30, 2018; 2,500 on May 30, 2019; 2,500 on June 1, 2020 and 2,500 on June 1, 2021. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $77.07 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $69.72 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 5

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2026-06-01

F6 · price: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F6 · derivative.exercise_date: This option becomes exercisable as follows: 1,750 on June 1, 2017; 1,750 on June 1, 2018; 1,750 on June 3, 2019 and 1,750 on June 1, 2020. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $69.72 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $67.98 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 4

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,000 shares

Expires 2025-08-10

F5 · price: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018; and 2,500 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $67.98 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5 · derivative.exercise_date: This option becomes exercisable as follows: 2,500 on May 28, 2016; 2,500 on May 28, 2017; 2,500 on May 28, 2018; and 2,500 on May 28, 2019. This option was assumed by STERIS under the Scheme and converted to an option to purchase 10,000 ordinary shares of STERIS for $67.98 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 7,000 Not disclosed Strike: $53.52 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,000 shares

Expires 2024-05-30

F4 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F4 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 7,000 ordinary shares of STERIS for $53.52 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Read SEC document
March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 5,360 Not disclosed Strike: $45.34 Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · derivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,360 shares

Expires 2023-05-31

F3 · price: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 5,360 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F3 · derivative.exercise_date: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 5,360 ordinary shares of STERIS for $45.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

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March 28, 2019 Filed Mar 28, 2019 09:34 UTC STERIS plc STE · Entity 158792 Disposition to issuerOrdinary Shares, 10 pence par value 17,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021553 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

F2 · price: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

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October 11, 2018 Filed Oct 12, 2018 12:35 UTC FIRST FINANCIAL BANCORP /OH/ FFBC · Entity 2057 PurchaseCommon Stock 214 $28.92 $6,188.82
Disclosure

SEC source: 0001127602-18-030047 · form4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

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October 01, 2018 Filed Oct 3, 2018 16:32 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 112 $114.16 $12,785.92
Disclosure

SEC source: 0001209191-18-053818 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,441

F1 · shares: 112 shares were withheld from the 375 restricted shares that vested on October 1, 2018. These 112 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 375 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 1,500 restricted shares. These vested shares were valued at the NYSE closing market price on October 1, 2018.

F2 · balance_after: 5,072 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

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July 10, 2018 Filed Jul 11, 2018 18:16 UTC FIRST FINANCIAL BANCORP /OH/ FFBC · Entity 2057 PurchaseCommon Stock 193 $31.80 $6,137.36
Disclosure

SEC source: 0001127602-18-023098 · form4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,928

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June 01, 2018 Filed Jun 4, 2018 16:36 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 150 $104.57 $15,685.50
Disclosure

SEC source: 0001209191-18-035128 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,553

F2 · shares: 150 shares were withheld from the 500 restricted shares that vested on June 1, 2018. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2017. The remaining restrictions on these ordinary shares lapse as follows: 500 on June 3, 2019 and 500 on June 1, 2020.

F3 · balance_after: 5,447 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 393 on May 31, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021 and 393 on May 31, 2022.

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May 31, 2018 Filed Jun 4, 2018 16:36 UTC STERIS plc STE · Entity 158792 GrantEmployee Stock Option (right to buy) · Derivative 9,332 $0.00 Strike: $114.22 $0.00
Disclosure

SEC source: 0001209191-18-035128 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,332

Underlying: Ordinary Shares · 9,332 shares

Expires 2028-05-31

F4 · derivative.exercise_date: This option becomes exercisable as follows: 2,333 on May 31, 2019; 2,333 on June 1, 2020; 2,333 on June 1, 2021 and 2,333 on May 31, 2022.

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May 31, 2018 Filed Jun 4, 2018 16:36 UTC STERIS plc STE · Entity 158792 GrantOrdinary Shares, 10 pence par value 1,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035128 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,703

F1 · shares: All 1,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 393 on May 31, 2019; 393 on June 1, 2020; 393 on June 1, 2021 and 393 on May 31, 2022.

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May 30, 2018 Filed May 31, 2018 17:09 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 150 $104.57 $15,685.50
Disclosure

SEC source: 0001209191-18-034405 · doc4.xml · nonDerivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,131

F3 · shares: 150 shares were withheld from the 500 restricted shares that vested on May 30, 2018. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on May 30, 2017 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018. The remaining restrictions on these ordinary shares lapse as follows: 500 on May 30, 2019; 500 on May 30, 2020 and 500 on May 30, 2021.

F4 · balance_after: 4,375 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on June 1, 2018; 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020 and 500 on June 1, 2021.

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May 30, 2018 Filed May 31, 2018 17:09 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 224 $104.57 $23,423.68
Disclosure

SEC source: 0001209191-18-034405 · doc4.xml · nonDerivative · entry 2

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,281

F2 · shares: 224 shares were withheld from the 750 restricted shares that vested on May 30, 2018. These 224 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 750 ordinary shares were awarded to Ms. Bardwell on May 30, 2014 as part of an award of 3,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2018.

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May 29, 2018 Filed May 31, 2018 17:09 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 181 $103.97 $18,818.57
Disclosure

SEC source: 0001209191-18-034405 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

F1 · shares: 181 shares were withheld from the 625 restricted shares that vested on May 29, 2018. These 181 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 625 ordinary shares were awarded to Ms. Bardwell on August 10, 2015 as part of an award of 2,500 restricted shares. These vested shares were valued at the NYSE closing market price on May 29, 2018. The remaining restrictions on these ordinary shares lapse as follows: 625 on May 28, 2019.

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May 22, 2018 Filed May 24, 2018 20:25 UTC FIRST FINANCIAL BANCORP /OH/ FFBC · Entity 2057 GrantCommon Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018758 · form4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,735

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April 01, 2018 Filed Apr 3, 2018 16:23 UTC MAINSOURCE FINANCIAL GROUP MSFG · Entity 167861 Disposition to issuerCommon Stock 16,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-005225 · edgar.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 1, 2018, MainSource completed its previously announced merger (the "Merger") with First Financial Bancorp, pursuant to an Agreement and Plan of Merger, dated as of July 25, 2017, between MainSource and First Financial. In accordance with the terms of the Merger Agreement, at the effective time of the Merger each share of MainSource common stock issued an outstanding immediately prior to the Merger was converted into the right to receive 1.3875 shares of common stock of First Financial Bancorp. A cash payment of equal value was made in lieu of the issuance of fractional share

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April 01, 2018 Filed Apr 3, 2018 23:19 UTC FIRST FINANCIAL BANCORP /OH/ FFBC · Entity 2057 GrantCommon Stock 23,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013872 · form4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,187

F1 · price: Received pursuant to the merger agreement between First Financial Bancorp. ("First Financial") and MainSource Financial Group, Inc. ("MainSource"), dated July 25, 2017 (the "Merger Agreement"), pursuant to which MainSource was merged with and into First Financial on April 1, 2018 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, (i) each issued and outstanding share of MainSource's common stock converted into the right to receive 1.3875 shares of First Financial common stock and cash in lieu of fractional shares (the "Merger Consideration"), and (ii) each outstanding restricted share and each outstanding performance share unit fully vested and was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of MainSource's common stock underlying such award, less applicable tax withholdings. On the trading day immediately preceding Effective Date, the closing price of MainSource's common stock was $40.65 per share and the closing price of First Financial's common stock was $29.35 per share.

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October 02, 2017 Filed Oct 3, 2017 16:40 UTC STERIS plc STE · Entity 158792 Tax withholdingOrdinary Shares, 10 pence par value 124 $88.80 $11,011.20
Disclosure

SEC source: 0001209191-17-055172 · doc4.xml · nonDerivative · entry 1

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

F1 · shares: 124 shares were withheld from the 375 restricted shares that vested on October 2, 2017. These 124 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 375 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 1,500 restricted shares. These vested shares were valued at the NYSE closing market price on October 2, 2017.

F2 · balance_after: 6,250 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 625 on May 28, 2018; 500 on May 30, 2018; 750 on May 30, 2018; 500 on June 1, 2018; 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020 and 500 on June 1, 2021.

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June 16, 2017 Filed Jun 19, 2017 16:46 UTC STERIS plc STE · Entity 158792 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,795 $0.00 Strike: $29.94 $0.00
Disclosure

SEC source: 0001209191-17-040862 · doc4.xml · derivative · entry 3

Bardwell Kathleen · CIK 0001532367 · Sr.V. P. & C.C.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,795 shares

Expires 2022-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale of a total of 3,795 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 15, 2016.

F3 · derivative.exercise_date: This option to purchase 3,795 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,795 STERIS Corporation common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.