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Breeden Richard C

Disclosed activity across 2 companies

Tapewire entity
41365
SEC CIK
0001300622

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STERIS plcSTE · Entity 3228DirectorJune 02, 2026June 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STERIS plc

Report date June 02, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect38,964 Ending reported balance After 2026-06-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-02 · Exercise / conversion · Acquired 3,781 · Balance 40,445

Row 2 · 2026-06-02 · Sale · Disposed 1,481 · Balance 38,964

F1: Price reflects a weighted average sale price for multiple transactions ranging from $209.50 to $209.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.40 · Expires 2026-08-10Direct0 Reported balance After 2026-06-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-02 · Exercise / conversion · Disposed 3,781 · Balance 0

F4: This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,781 ordinary shares for $71.40 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnotes Below27,242 Reported balance Holding disclosure · report date 2026-06-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 27,242

F2: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC (the "General Partner") is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares. Mr. Breeden disclaims beneficial ownership over 1,358 of these shares held by Breeden Partnership LLP.

Filing footnotes · ownership attribution and instrument terms

F1: Price reflects a weighted average sale price for multiple transactions ranging from $209.50 to $209.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC (the "General Partner") is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares. Mr. Breeden disclaims beneficial ownership over 1,358 of these shares held by Breeden Partnership LLP.

F4: This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,781 ordinary shares for $71.40 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STERIS plc

Report date March 28, 2019 · Filed March 28, 2019

Section 16 reporting ended · disclosed 2019-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, 10 pence par valueSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-28 transaction · row 1
1 source row

Row 1 · 2019-03-28 · Disposition to issuer · Disposed 28,548 · Balance 0

F1: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

Ordinary Shares, 10 pence par valueSEC Table I · non-derivativeIndirectSee Footnote Below.0 Reported balance After 2019-03-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-03-28 · Disposition to issuer · Disposed 72,242 · Balance 0

F1: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F2: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.34 · Expires 2020-08-04Direct0 Reported balance After 2019-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-28 · Disposition to issuer · Disposed 3,133 · Balance 0

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,133 ordinary shares of STERIS for $32.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.61 · Expires 2021-08-03Direct0 Reported balance After 2019-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-28 · Disposition to issuer · Disposed 3,121 · Balance 0

F5: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,121 ordinary shares of STERIS for $31.61 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.36 · Expires 2022-08-03Direct0 Reported balance After 2019-03-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-28 · Disposition to issuer · Disposed 3,218 · Balance 0

F6: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,218 ordinary shares of STERIS for $32.36 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.92 · Expires 2023-08-08Direct0 Reported balance After 2019-03-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-28 · Disposition to issuer · Disposed 4,657 · Balance 0

F7: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,657 ordinary shares of STERIS for $43.92 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.53 · Expires 2024-08-06Direct0 Reported balance After 2019-03-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-03-28 · Disposition to issuer · Disposed 4,584 · Balance 0

F8: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,584 ordinary shares of STERIS for $51.53 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.05 · Expires 2025-08-31Direct0 Reported balance After 2019-03-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-03-28 · Disposition to issuer · Disposed 4,110 · Balance 0

F9: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,110 ordinary shares of STERIS for $64.05 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.40 · Expires 2026-08-10Direct0 Reported balance After 2019-03-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-03-28 · Disposition to issuer · Disposed 3,781 · Balance 0

F10: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,781 ordinary shares of STERIS for $71.40 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.23 · Expires 2027-08-09Direct0 Reported balance After 2019-03-28 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-03-28 · Disposition to issuer · Disposed 4,058 · Balance 0

F11: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,058 ordinary shares of STERIS for $86.23 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $114.74 · Expires 2028-08-09Direct0 Reported balance After 2019-03-28 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-03-28 · Disposition to issuer · Disposed 3,495 · Balance 0

F12: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,495 ordinary shares of STERIS for $114.74 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Career Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-03-28 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-03-28 · Disposition to issuer · Disposed 12,716 · Balance 0

F13: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 12,716 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.

F2: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

F4: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,133 ordinary shares of STERIS for $32.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F5: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,121 ordinary shares of STERIS for $31.61 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F6: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,218 ordinary shares of STERIS for $32.36 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F7: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,657 ordinary shares of STERIS for $43.92 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F8: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,584 ordinary shares of STERIS for $51.53 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F9: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,110 ordinary shares of STERIS for $64.05 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F10: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,781 ordinary shares of STERIS for $71.40 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F11: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,058 ordinary shares of STERIS for $86.23 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F12: This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,495 ordinary shares of STERIS for $114.74 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

F13: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 12,716 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 4, 2026 20:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,781 $0.00 Strike: $71.40 $0.00
Disclosure

SEC source: 0001628280-26-040830 · wk-form4_1780605065.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,781 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option to purchase 3,781 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,781 ordinary shares for $71.40 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:31 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 1,481 $209.51 $310,284.31
Disclosure

SEC source: 0001628280-26-040830 · wk-form4_1780605065.xml · nonDerivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,964

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $209.50 to $209.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,781 $71.40 $269,963.40
Disclosure

SEC source: 0001628280-26-040830 · wk-form4_1780605065.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 20:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,110 $0.00 Strike: $64.05 $0.00
Disclosure

SEC source: 0001628280-25-040522 · wk-form4_1755289866.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,110 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 4,110 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 4,110 ordinary shares for $64.05 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 20:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 4,110 $64.05 $263,245.50
Disclosure

SEC source: 0001628280-25-040522 · wk-form4_1755289866.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:25 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 355 $242.85 $86,211.75
Disclosure

SEC source: 0001628280-25-039968 · wk-form4_1755033926.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,545

Underlying: Ordinary Shares · 355 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of $86,000 in fees.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:25 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-039968 · wk-form4_1755033926.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,190

Underlying: Ordinary Shares · 487 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:25 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 297 $84.20 Strike: $242.85 $25,007.40
Disclosure

SEC source: 0001628280-25-039968 · wk-form4_1755033926.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,704

Underlying: Ordinary Shares · 297 shares

Expires 2035-08-08

F2 · derivative.exercise_price: These nonqualified stock options were issued to the Reporting Person in lieu of $25,000 in fees.

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 21:25 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 1,407 $0.00 Strike: $242.85 $0.00
Disclosure

SEC source: 0001628280-25-039968 · wk-form4_1755033926.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Ordinary Shares · 1,407 shares

Expires 2035-08-08

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 20:32 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 358 $239.68 $85,805.44
Disclosure

SEC source: 0001628280-24-036785 · wk-form4_1723494771.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,703

Underlying: Ordinary Shares · 358 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $86,000.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 20:32 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036785 · wk-form4_1723494771.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,345

Underlying: Ordinary Shares · 495 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 20:32 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 292 $85.34 Strike: $239.68 $24,919.28
Disclosure

SEC source: 0001628280-24-036785 · wk-form4_1723494771.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681

Underlying: Ordinary Shares · 292 shares

Expires 2034-08-08

F2 · derivative.exercise_price: These nonqualified stock options were issued to the Reporting Person in lieu of fees of $25,000.

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 20:32 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 1,389 $0.00 Strike: $239.68 $0.00
Disclosure

SEC source: 0001628280-24-036785 · wk-form4_1723494771.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Ordinary Shares · 1,389 shares

Expires 2034-08-08

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:34 UTC STERIS plc STE · Entity 3228 Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,584 $0.00 Strike: $51.53 $0.00
Disclosure

SEC source: 0001628280-24-024972 · wk-form4_1716496445.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,584 shares

Expires 2024-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 4,584 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 4,584 ordinary shares for $51.53 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:34 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 4,584 $51.53 $236,213.52
Disclosure

SEC source: 0001628280-24-024972 · wk-form4_1716496445.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 20:35 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 364 $225.50 $82,082.00
Disclosure

SEC source: 0001209191-23-044821 · doc4.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,850

Underlying: Ordinary Shares · 364 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of $82,000 in fees.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 20:35 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044821 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,486

Underlying: Ordinary Shares · 525 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 20:35 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 326 $76.72 Strike: $225.50 $25,010.72
Disclosure

SEC source: 0001209191-23-044821 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870

Underlying: Ordinary Shares · 326 shares

Expires 2033-08-03

F2 · derivative.exercise_price: These nonqualified stock options were issued to the Reporting Person in lieu of fees of $25,000.

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 20:35 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 1,544 $0.00 Strike: $225.50 $0.00
Disclosure

SEC source: 0001209191-23-044821 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544

Underlying: Ordinary Shares · 1,544 shares

Expires 2033-08-03

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:35 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 12,130 $208.61 $2,530,439.30
Disclosure

SEC source: 0001209191-23-030651 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,970

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $208.50 to $209.33 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:35 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 2,737 $211.00 $577,507.00
Disclosure

SEC source: 0001209191-23-029814 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,100

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $211.00 to $211.02 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:35 UTC STERIS plc STE · Entity 3228 Exercise / conversionDirector Stock Option (right to buy) · Derivative 4,657 Not disclosed Strike: $43.92 Not disclosed
Disclosure

SEC source: 0001209191-23-010662 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,657 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option to purchase 4,657 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 4,657 ordinary shares for $43.92 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 4,657 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 4,657 ordinary shares for $43.92 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:35 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 4,657 $43.92 $204,535.44
Disclosure

SEC source: 0001209191-23-010662 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:36 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 404 $203.00 $82,012.00
Disclosure

SEC source: 0001209191-22-044576 · doc4.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,961

Underlying: Ordinary Shares · 404 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $82,000.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:36 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044576 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,557

Underlying: Ordinary Shares · 573 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:36 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 401 $62.32 Strike: $203.00 $24,990.32
Disclosure

SEC source: 0001209191-22-044576 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Ordinary Shares · 401 shares

Expires 2032-08-03

F2 · derivative.exercise_price: These nonqualified stock options were issued to the Reporting Person in lieu of fees of $25,000.

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:36 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 1,869 $0.00 Strike: $203.00 $0.00
Disclosure

SEC source: 0001209191-22-044576 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

Underlying: Ordinary Shares · 1,869 shares

Expires 2032-08-03

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:35 UTC STERIS plc STE · Entity 3228 Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,218 Not disclosed Strike: $32.36 Not disclosed
Disclosure

SEC source: 0001209191-22-034534 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,218 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This option to purchase 3,218 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,218 ordinary shares for $32.36 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

F3 · derivative.exercise_date: This option to purchase 3,218 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 3,218 ordinary shares for $32.36 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:35 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,218 $32.36 $104,134.48
Disclosure

SEC source: 0001209191-22-034534 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:32 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 376 $217.62 $81,825.12
Disclosure

SEC source: 0001209191-21-051112 · doc4.xml · derivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,984

Underlying: Ordinary Shares · 376 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F5 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $82,000.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:32 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051112 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,608

Underlying: Ordinary Shares · 508 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F4 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:32 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 471 $53.08 Strike: $217.62 $25,000.68
Disclosure

SEC source: 0001209191-21-051112 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498

Underlying: Ordinary Shares · 471 shares

Expires 2031-08-10

F2 · derivative.exercise_price: These nonqualified stock options were issued to the Reporting Person in lieu of fees of $25,000.

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:32 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 2,027 $0.00 Strike: $217.62 $0.00
Disclosure

SEC source: 0001209191-21-051112 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027

Underlying: Ordinary Shares · 2,027 shares

Expires 2031-08-10

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:34 UTC STERIS plc STE · Entity 3228 GrantOrdinary Shares 160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-038255 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962

F1 · price: Received in exchange for 475 shares of Cantel Medical Corp. ("Cantel") common stock in connection with the acquisition of Cantel by STERIS plc ("STERIS") pursuant to a series of transactions ("Mergers"). Holders of Cantel common stock received $16.93 in cash and 0.33787 STERIS ordinary shares per Cantel share outstanding immediately prior to the Mergers.

Read SEC document
May 27, 2021 Filed May 27, 2021 20:39 UTC STERIS plc STE · Entity 3228 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,121 $0.00 Strike: $31.61 $0.00
Disclosure

SEC source: 0001209191-21-036259 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,121 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 3,121 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,121 Old STERIS ordinary shares for $31.61 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

Read SEC document
May 27, 2021 Filed May 27, 2021 20:39 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,121 $31.61 $98,654.81
Disclosure

SEC source: 0001209191-21-036259 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:33 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 506 $154.94 $78,399.64
Disclosure

SEC source: 0001209191-20-048397 · doc4.xml · nonDerivative · entry 5

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes Below

Disclosed balance after: 27,242

F7 · price: Price reflects a weighted average sale price for multiple transactions ranging from $154.86 to $155.055 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:33 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 19,494 $154.36 $3,009,093.84
Disclosure

SEC source: 0001209191-20-048397 · doc4.xml · nonDerivative · entry 4

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes Below

Disclosed balance after: 27,748

F6 · price: Price reflects a weighted average sale price for multiple transactions ranging from $153.83 to $154.785 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:33 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 946 $154.32 $145,986.72
Disclosure

SEC source: 0001209191-20-048397 · doc4.xml · nonDerivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes Below

Disclosed balance after: 47,242

F5 · price: Price reflects a weighted average sale price for multiple transactions ranging from $154.12 to $154.56 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:33 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 4,307 $153.33 $660,392.31
Disclosure

SEC source: 0001209191-20-048397 · doc4.xml · nonDerivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes Below

Disclosed balance after: 48,188

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $152.94 to $153.91 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:33 UTC STERIS plc STE · Entity 3228 SaleOrdinary Shares 19,747 $152.45 $3,010,430.15
Disclosure

SEC source: 0001209191-20-048397 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes Below

Disclosed balance after: 52,495

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $151.885 to $152.86 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Richard C. Breeden is the managing member of Breeden Capital Partners LLC, and managing member and chairman and chief executive officer of Breeden Capital Management LLC. Breeden Capital Partners LLC is in turn the general partner of Breeden Partners L.P. (the "Fund").

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(2)(ii)(B) of the Securities Exchange Act of 1934, as amended, Mr. Breeden in his capacity as managing member, as well as chairman and chief executive officer of Breeden Capital Management LLC and as the managing member of Breeden Capital Partners LLC, may be deemed to be the indirect beneficial owner of the ordinary shares owned by the Fund and its General Partner, and may be deemed to have beneficial ownership of all such shares.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 658 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Underlying: Ordinary Shares · 658 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 519 $158.00 $82,002.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442

Underlying: Ordinary Shares · 519 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $82,000.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 3,106 $0.00 Strike: $158.00 $0.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Ordinary Shares · 3,106 shares

Expires 2030-08-04

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,133 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001209191-20-016928 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,133 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 3,133 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,133 Old STERIS ordinary shares for $32.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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March 05, 2020 Filed Mar 6, 2020 21:31 UTC STERIS plc STE · Entity 3228 Exercise / conversionOrdinary Shares 3,133 $32.34 $101,321.22
Disclosure

SEC source: 0001209191-20-016928 · doc4.xml · nonDerivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 525 $152.32 $79,968.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,923

Underlying: Ordinary Shares · 525 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $80,000.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398

Underlying: Ordinary Shares · 682 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

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August 06, 2019 Filed Aug 8, 2019 20:26 UTC STERIS plc STE · Entity 3228 GrantDirector Stock Option (right to buy) · Derivative 3,098 $0.00 Strike: $152.32 $0.00
Disclosure

SEC source: 0001209191-19-045106 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Ordinary Shares · 3,098 shares

Expires 2029-08-06

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

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March 28, 2019 Filed Mar 28, 2019 18:56 UTC STERIS plc STE · Entity 3228 GrantCareer Restricted Stock Units · Derivative 12,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021596 · doc4.xml · derivative · entry 12

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,716

Underlying: Ordinary Shares · 12,716 shares

Expires not disclosed

F13 · derivative.exercise_price: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 12,716 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F13 · derivative.exercise_date: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 12,716 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

F13 · derivative.expiration_date: These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 12,716 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.