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STERIS plc

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3228
SEC CIK
0001757898
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 35,867 $155.29 $5,569,786.43
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,435

F4 · price: Price reflects a weighted average sale price for multiple transactions ranging from $154.6450 to $155.6450 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 51,000 $77.07 $3,930,570.00
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 5

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 6,539 $157.27 $1,028,388.53
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 4

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,302

F3 · price: Price reflects a weighted average sale price for multiple transactions ranging from $156.9000 to $157.6500 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 3,415 $156.38 $534,037.70
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 3

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,841

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $155.8050 to $156.7750 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
SaleOrdinary Shares 10,131 $155.24 $1,572,736.44
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,256

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $154.7950 to $155.7550 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Exercise / conversionOrdinary Shares 28,085 $69.72 $1,958,086.20
Disclosure

SEC source: 0001209191-20-045947 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 16:35 UTC GrantCareer Restricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045477 · doc4.xml · derivative · entry 2

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,170

Underlying: Ordinary Shares · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board Service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 16:35 UTC GrantCareer Restricted Stock Units · Derivative 519 $158.00 $82,002.00
Disclosure

SEC source: 0001209191-20-045477 · doc4.xml · derivative · entry 1

LEWIS DAVID B · CIK 0001136554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,854

Underlying: Ordinary Shares · 519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board Service.

F3 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $82,000.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:40 UTC
Fraser Mary ClareVice President & Chief HRO
GrantOrdinary Shares 3,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045487 · doc4.xml · nonDerivative · entry 1

Fraser Mary Clare · CIK 0001818882 · Vice President & Chief HRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,164

F1 · shares: These 3,164 ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 791 on June 1, 2021; 791 on June 1, 2022; 791 on June 1, 2023; and 791 on June 3, 2024.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:39 UTC GrantCareer Restricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045485 · doc4.xml · derivative · entry 1

Steeves Richard Martin · CIK 0001657245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,248

Underlying: Ordinary Shares · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:37 UTC
Sohi MohsenDirector
GrantCareer Restricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045481 · doc4.xml · derivative · entry 2

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Ordinary Shares · 924 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:37 UTC
Sohi MohsenDirector
GrantDirector Stock Option (right to buy) · Derivative 4,360 $0.00 Strike: $158.00 $0.00
Disclosure

SEC source: 0001209191-20-045481 · doc4.xml · derivative · entry 1

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Ordinary Shares · 4,360 shares

Expires 2030-08-04

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:36 UTC
Shah Nirav RDirector
GrantCareer Restricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045479 · doc4.xml · derivative · entry 1

Shah Nirav R · CIK 0001740213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

Underlying: Ordinary Shares · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:33 UTC Tax withholdingOrdinary Shares 532 $158.00 $84,056.00
Disclosure

SEC source: 0001209191-20-045476 · doc4.xml · nonDerivative · entry 2

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784

F1 · shares: Ordinary shares withheld to satisfy taxes.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:33 UTC GrantOrdinary Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045476 · doc4.xml · nonDerivative · entry 1

KOSECOFF JACQUELINE B · CIK 0001209524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:31 UTC GrantCareer Restricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045472 · doc4.xml · derivative · entry 1

HOLLAND CHRISTOPHER S · CIK 0001271440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Ordinary Shares · 1,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F2 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F2 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:30 UTC GrantDirector Stock Option (right to buy) · Derivative 3,106 $0.00 Strike: $158.00 $0.00
Disclosure

SEC source: 0001209191-20-045470 · doc4.xml · derivative · entry 4

FELDMANN CYNTHIA L · CIK 0001264554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Ordinary Shares · 3,106 shares

Expires 2030-08-04

F3 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC GrantCareer Restricted Stock Units · Derivative 658 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 3

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Underlying: Ordinary Shares · 658 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC GrantCareer Restricted Stock Units · Derivative 519 $158.00 $82,002.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 2

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442

Underlying: Ordinary Shares · 519 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F4 · price: These Career Restricted Stock Units were issued to the Reporting Person in lieu of fees of $82,000.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:28 UTC GrantDirector Stock Option (right to buy) · Derivative 3,106 $0.00 Strike: $158.00 $0.00
Disclosure

SEC source: 0001209191-20-045467 · doc4.xml · derivative · entry 1

Breeden Richard C · CIK 0001300622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Ordinary Shares · 3,106 shares

Expires 2030-08-04

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
GrantEmployee Stock Option (right to buy) · Derivative 18,168 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034115 · doc4.xml · derivative · entry 3

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,168

Underlying: Ordinary Shares · 18,168 shares

Expires 2030-06-01

F4 · derivative.exercise_date: This option becomes exercisable as follows: 4,542 on June 1, 2021; 4,542 on June 1, 2022; 4,542 on June 1, 2023 and 4,542 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
Disposition to issuerOrdinary Shares 771 $165.65 $127,716.15
Disclosure

SEC source: 0001209191-20-034115 · doc4.xml · nonDerivative · entry 2

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,884

F2 · shares: 771 shares were withheld from the 2,500 restricted shares that vested on June 1, 2020. These 771 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,500 ordinary shares were awarded to Mr. Zangerle on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 15,980 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,000 on June 1, 2021; 3,636 on May 31, 2022; 2,502 on May 31, 2022; 1,504 on June 1, 2022; 834 on May 31, 2023; 752 on June 1, 2023 and 752 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:05 UTC
Zangerle John AdamSr. VP, Gen Counsel, and Sec.
GrantOrdinary Shares 3,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034115 · doc4.xml · nonDerivative · entry 1

Zangerle John Adam · CIK 0001578804 · Sr. VP, Gen Counsel, and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,655

F1 · shares: All 3,008 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,504 on June 1, 2022; 752 on June 1, 2023 and 752 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:34 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
GrantEmployee Stock Option (right to buy) · Derivative 44,472 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034046 · doc4.xml · derivative · entry 4

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,472

Underlying: Ordinary Shares · 44,472 shares

Expires 2030-06-01

F5 · derivative.exercise_date: This option becomes exercisable as follows: 11,118 on June 1, 2021; 11,118 on June 1, 2022; 11,118 on June 1, 2023 and 11,118 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:34 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Disposition to issuerOrdinary Shares 1,454 $165.65 $240,855.10
Disclosure

SEC source: 0001209191-20-034046 · doc4.xml · nonDerivative · entry 2

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,522

F2 · shares: 1,454 shares were withheld from the 4,700 restricted shares that vested on June 1, 2020. These 1,454 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,700 ordinary shares were awarded to Mr. Tokich on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,000 on June 1, 2021; 4,240 on May 31, 2022; 2,780 on May 31, 2023 and 2,452 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:34 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
GrantOrdinary Shares 2,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034046 · doc4.xml · nonDerivative · entry 1

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,976

F1 · shares: All 2,452 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 3,536 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034040 · doc4.xml · derivative · entry 3

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,536

Underlying: Ordinary Shares · 3,536 shares

Expires 2030-06-01

F4 · derivative.exercise_date: This option becomes exercisable as follows: 884 on June 1, 2021; 884 on June 1, 2022; 884 on June 1, 2023 and 884 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
Disposition to issuerOrdinary Shares 132 $165.65 $21,865.80
Disclosure

SEC source: 0001209191-20-034040 · doc4.xml · nonDerivative · entry 2

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

F2 · shares: 132 shares were withheld from the 400 restricted shares that vested on June 1, 2020. These 132 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 400 ordinary shares were awarded to Mr. Tamaro on June 1, 2016.

F3 · balance_after: 2,036 of these ordinary share are restricted. The restrictions on these ordinary shares lapse as follows: 412 on June 1, 2021; 484 on May 31, 2022; 556 on May 31, 2023 and 584 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:32 UTC
Tamaro RenatoV.P. & Corporate Treasurer
GrantOrdinary Shares 584 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034040 · doc4.xml · nonDerivative · entry 1

Tamaro Renato · CIK 0001713987 · V.P. & Corporate Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061

F1 · shares: All 584 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 99,464 Not disclosed Strike: $182.22 Not disclosed
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · derivative · entry 6

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,464

Underlying: Ordinary Shares · 99,464 shares

Expires 2030-06-01

F8 · price: This option becomes exercisable as follows: 24,866 on June 1, 2021; 24,866 on June 1, 2022; 24,866 on June 1, 2023 and 24,866 on June 3, 2024.

F8 · derivative.exercise_date: This option becomes exercisable as follows: 24,866 on June 1, 2021; 24,866 on June 1, 2022; 24,866 on June 1, 2023 and 24,866 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Disposition to issuerOrdinary Shares 2,150 $165.65 $356,147.50
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · nonDerivative · entry 5

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,302

F6 · shares: 2,150 shares were withheld from the 4,681 restricted shares that vested on June 1, 2020. These 2,150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,681 ordinary shares were awarded to Mr. Rosebrough on June 1, 2016 as part of an award of 18,724 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2020. These ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit.

F7 · balance_after: 26,853 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 2,217 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; 2,217 on June 1, 2022; 2,597 on May 31, 2023; 2,217 on June 1, 2023 and 2,217 on June 3, 2024.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Disposition to issuerOrdinary Shares 1,165 $165.65 $192,982.25
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · nonDerivative · entry 4

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,452

F5 · shares: 1,165 shares were withheld from the 2,597 restricted shares that vested on June 1, 2020. These 1,165 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,597 ordinary shares were awarded to Mr. Rosebrough on May 31, 2019 as part of an award of 10,388 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2020. These ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Disposition to issuerOrdinary Shares 1,413 $165.65 $234,063.45
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · nonDerivative · entry 3

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,617

F4 · shares: 1,413 shares were withheld from the 3,097 restricted shares that vested on June 1, 2020. These 1,413 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax law, as determined by the Issuer. These 3,097 ordinary shares were awarded to Mr. Rosebrough on May 31, 2018 as part of an award of 12,388 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2020. These ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
Disposition to issuerOrdinary Shares 1,839 $165.65 $304,630.35
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · nonDerivative · entry 2

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,030

F3 · shares: 1,839 shares were withheld from the 4,000 restricted shares that vested on June 1, 2020. These 1,839 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,000 ordinary shares were awarded to Mr. Rosebrough on May 30, 2017 as part of an award of 16,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2020. These ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit.

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June 01, 2020 Filed Jun 3, 2020 20:31 UTC
Rosebrough Walter M JrDirector · President & CEO
GrantOrdinary Shares 8,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034034 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,869

F1 · shares: All of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,217 on June 1, 2021; 2,217 on June 1, 2022; 2,217 on June 1, 2023 and 2,217 on June 3, 2024.

F2 · balance_after: These 74,869 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit.

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June 01, 2020 Filed Jun 3, 2020 20:29 UTC
Carestio Daniel ASr VP and Chief Operating Off
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,776 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034025 · doc4.xml · derivative · entry 3

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,776

Underlying: Ordinary Shares · 26,776 shares

Expires 2030-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable as follows: 6,694 on June 1, 2021, 6,694 on June 1, 2022, 6,694 on June 1, 2023 and 6,694 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:29 UTC
Carestio Daniel ASr VP and Chief Operating Off
Disposition to issuerOrdinary Shares 747 $165.65 $123,740.55
Disclosure

SEC source: 0001209191-20-034025 · doc4.xml · nonDerivative · entry 2

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,314

F2 · shares: 747 shares were withheld from the 2,500 restricted shares that vested on June 1, 2020. These 747 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,500 shares were awarded to Mr. Carestio on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 19,400 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 5,500 on June 1, 2021; 2,712 on May 31, 2022; 1,748 on October 3, 2022; 5,008 on May 31, 2023; 3,324 on June 1, 2023 and 1,108 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:29 UTC
Carestio Daniel ASr VP and Chief Operating Off
GrantOrdinary Shares 4,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034025 · doc4.xml · nonDerivative · entry 1

Carestio Daniel A · CIK 0001651806 · Sr VP and Chief Operating Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

F1 · shares: All 4,432 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,324 on June 1, 2023 and 1,108 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:28 UTC
Burton Karen LVP, Controller & CAO
GrantEmployee Stock Option (right to buy) · Derivative 4,780 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · derivative · entry 3

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Ordinary Shares · 4,780 shares

Expires 2030-06-01

F4 · derivative.exercise_date: This option becomes exercisable as follows: 1,195 on June 1, 2021; 1,195 on June 1, 2022; 1,195 on June 1, 2023 and 1,195 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:28 UTC
Burton Karen LVP, Controller & CAO
Disposition to issuerOrdinary Shares 392 $165.65 $64,934.80
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · nonDerivative · entry 2

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

F2 · shares: 392 shares were withheld from the 1,220 restricted shares that vested on June 1, 2020. These 392 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,220 ordinary shares were awarded to Ms. Burton on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 6,144 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on June 1, 2021; 1,332 on May 31, 2022; 396 on June 1, 2022; 765 on May 31, 2022; 255 on May 31, 2023; 198 on June 1, 2023 and 198 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:28 UTC
Burton Karen LVP, Controller & CAO
GrantOrdinary Shares 792 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034018 · doc4.xml · nonDerivative · entry 1

Burton Karen L · CIK 0001697095 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,286

F1 · shares: All 792 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 396 on June 1, 2022; 198 on June 1, 2023 and 198 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:26 UTC
Majors Cary LSr VP N America Com Operations
GrantEmployee Stock Option (right to buy) · Derivative 14,344 $0.00 Strike: $182.22 $0.00
Disclosure

SEC source: 0001209191-20-034011 · doc4.xml · derivative · entry 4

Majors Cary L · CIK 0001776271 · Sr VP N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

Underlying: Ordinary Shares · 14,344 shares

Expires 2030-06-01

F5 · derivative.exercise_date: This option becomes exercisable as follows: 3,586 on June 1, 2021; 3,586 on June 1, 2022; 3,586 on June 1, 2023 3,586 and June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:26 UTC
Majors Cary LSr VP N America Com Operations
Disposition to issuerOrdinary Shares 747 $165.65 $123,740.55
Disclosure

SEC source: 0001209191-20-034011 · doc4.xml · nonDerivative · entry 2

Majors Cary L · CIK 0001776271 · Sr VP N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,475

F2 · shares: 747 shares were withheld from the 2,500 restricted shares that vested on June 1, 2020. These 747 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,500 ordinary shares were awarded to Mr. Majors on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3 · balance_after: 13,620 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,500 on June 1, 2021; 2,520 on May 31, 2022; 2,224 on May 31, 2023 and 2,376 on June 3, 2024.

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June 01, 2020 Filed Jun 3, 2020 20:26 UTC
Majors Cary LSr VP N America Com Operations
GrantOrdinary Shares 2,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034011 · doc4.xml · nonDerivative · entry 1

Majors Cary L · CIK 0001776271 · Sr VP N America Com Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,222

F1 · shares: All 2,376 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024.

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May 29, 2020 Filed Jun 1, 2020 21:05 UTC
Rosebrough Walter M JrDirector · President & CEO
GiftOrdinary Shares 6,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033249 · doc4.xml · nonDerivative · entry 1

Rosebrough Walter M Jr · CIK 0001413087 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote Below

Disclosed balance after: 66,001

F1 · ownership.nature: These 66,001 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023

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May 29, 2020 Filed Jun 1, 2020 20:35 UTC
Sohi MohsenDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,218 $0.00 Strike: $32.36 $0.00
Disclosure

SEC source: 0001209191-20-033204 · doc4.xml · derivative · entry 4

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,218 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 3,218 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,218 Old STERIS ordinary shares for $32.36 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.

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May 29, 2020 Filed Jun 1, 2020 20:35 UTC
Sohi MohsenDirector
SaleOrdinary Shares 550 $164.68 $90,574.00
Disclosure

SEC source: 0001209191-20-033204 · doc4.xml · nonDerivative · entry 3

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,361

F2 · price: Price reflects a weighted average sale price for multiple transactions ranging from $164.58 to $164.74 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 29, 2020 Filed Jun 1, 2020 20:35 UTC
Sohi MohsenDirector
SaleOrdinary Share 2,668 $164.00 $437,552.00
Disclosure

SEC source: 0001209191-20-033204 · doc4.xml · nonDerivative · entry 2

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,911

F1 · price: Price reflects a weighted average sale price for multiple transactions ranging from $163.50 to $164.50 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 29, 2020 Filed Jun 1, 2020 20:35 UTC
Sohi MohsenDirector
Exercise / conversionOrdinary Shares 3,218 $32.36 $104,134.48
Disclosure

SEC source: 0001209191-20-033204 · doc4.xml · nonDerivative · entry 1

Sohi Mohsen · CIK 0001293588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 28, 2020 Filed Jun 1, 2020 20:33 UTC
TOKICH MICHAEL JSr. Vice Pres., CFO
Disposition to issuerOrdinary Shares 4,000 $162.70 $650,800.00
Disclosure

SEC source: 0001209191-20-033197 · doc4.xml · nonDerivative · entry 1

TOKICH MICHAEL J · CIK 0001235611 · Sr. Vice Pres., CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,524

F1 · balance_after: 17,720 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,700 on June 1, 2020; 6,000 on June 1, 2021; 4,240 on May 31, 2022 and 2,780 on May 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.