SSTI

SEC source: 0001209191-17-064993 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,636

SEC source: 0001209191-17-064260 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

F1 · price: The shares were purchased at prices ranging from $13.50 to $13.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-17-062302 · doc4.xml · derivative · entry 2

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,949

Underlying: Common Stock · 1,000 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vests on the one-year anniversary of November 17, 2014 and then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

SEC source: 0001209191-17-062302 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-062190 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,236

Underlying: Common Stock · 10,000 shares

Expires 2020-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

SEC source: 0001209191-17-062190 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-062191 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Underlying: Common Stock · 1,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

SEC source: 0001209191-17-062191 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-061830 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 6,631

F2 · kind: On November 17, 2017, Levensohn Securities Holdings, LLC ("LSH") exercised a warrant to purchase 262 shares of Issuer's common stock for $5.8667 per share. LSH paid the exercise price on a cashless basis, resulting in Issuer's withholding of 86 of the warrant shares to pay the exercise price and issuing to LSH the remaining 176 shares.

F1 · ownership.nature: Shares are held directly by Levensohn Securities Holdings, LLC, over which Reporting Person holds voting and dispositive power.

SEC source: 0001209191-17-061830 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liabiliy Company

Disclosed balance after: 6,717

F1 · ownership.nature: Shares are held directly by Levensohn Securities Holdings, LLC, over which Reporting Person holds voting and dispositive power.

SEC source: 0001209191-17-061315 · doc4.xml · nonDerivative · entry 1

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0001209191-17-058331 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 1,324 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

SEC source: 0001209191-17-058331 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 4,412 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

SEC source: 0001209191-17-058331 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-058331 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-048950 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0001209191-17-048952 · doc4.xml · nonDerivative · entry 1

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0001209191-17-048954 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0001209191-17-048953 · doc4.xml · nonDerivative · entry 1

Morial Marc · CIK 0001576125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0001209191-17-048951 · doc4.xml · nonDerivative · entry 1

Hawks Randall · CIK 0001646756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

SEC source: 0000068505-17-000008 · edgar.xml · derivative · entry 2

Motorola Solutions, Inc. · CIK 0000068505 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 949,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B-1 Preferred Stock converted into Shotspotter, Inc. common stock on a one-for-one basis, without additional consideration, and had no expiration date.

F1 · derivative.exercise_date: The Series B-1 Preferred Stock converted into Shotspotter, Inc. common stock on a one-for-one basis, without additional consideration, and had no expiration date.

F1 · derivative.expiration_date: The Series B-1 Preferred Stock converted into Shotspotter, Inc. common stock on a one-for-one basis, without additional consideration, and had no expiration date.

SEC source: 0000068505-17-000008 · edgar.xml · nonDerivative · entry 1

Motorola Solutions, Inc. · CIK 0000068505 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B-1 Preferred Stock converted into Shotspotter, Inc. common stock on a one-for-one basis, without additional consideration, and had no expiration date.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 11

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 106,136

Underlying: Common Stock · 106,136 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to a right to buy Common Stock.

F8 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 10

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 162,158

Underlying: Common Stock · 162,158 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to a right to buy Common Stock.

F8 · derivative.exercise_date: Immediate.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 9

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 871,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: Inapplicable.

F6 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 8

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 72,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: Inapplicable.

F4 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 7

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 808,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: Inapplicable.

F6 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039153 · doc4.xml · derivative · entry 6

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 140,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: Inapplicable.

F4 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039153 · doc4.xml · nonDerivative · entry 5

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 91,000

F3 · ownership.nature: Shares held directly by the 1992 GRAT Remainder Trust FBO Gary Lauder, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039153 · doc4.xml · nonDerivative · entry 4

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 1,073,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

SEC source: 0001209191-17-039153 · doc4.xml · nonDerivative · entry 3

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 202,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

SEC source: 0001209191-17-039153 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,120,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039153 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

1992 GRAT REMAINDER TRUST FBO GARY LAUDER · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 311,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

SEC source: 0001209191-17-039147 · doc4.xml · derivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 6,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: Inapplicable.

F4 · derivative.exercise_date: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · derivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 5,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: Inapplicable.

F2 · derivative.exercise_date: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · derivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 192,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: Inapplicable.

F4 · derivative.exercise_date: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · derivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 177,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: Inapplicable.

F2 · derivative.exercise_date: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P

Disclosed balance after: 23,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 16,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 692,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039147 · doc4.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 499,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 14

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 869

Underlying: Common Stock · 869 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 13

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 12

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 39,012

Underlying: Common Stock · 39,012 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 11

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,703

Underlying: Common Stock · 11,703 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 10

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 327,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 9

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 62,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 8

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 61,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 7

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 6

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.