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Thomas T. Groos Revocable Trust

Disclosed activity across 1 company

Tapewire entity
175301
SEC CIK
0001706008

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOUNDTHINKING, INC.SSTI · Entity 36110% ownerJune 12, 2017June 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOUNDTHINKING, INC.

Report date June 12, 2017 · Filed June 12, 2017

Jointly reported with Groos Thomas T., RT Groos, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,984 Reported balance After 2017-06-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-06-12 · Conversion · Acquired 855 · Balance 1,984

Common StockSEC Table I · non-derivativeIndirectBy Trust62,515 Last balance in matching sequence After 2017-06-12 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2017-06-12 · Conversion · Acquired 845 · Balance 845

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Row 3 · 2017-06-12 · Conversion · Acquired 61,670 · Balance 62,515

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Common StockSEC Table I · non-derivativeIndirectBy Limited Liability Company518,376 Last balance in matching sequence After 2017-06-12 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2017-06-12 · Conversion · Acquired 62,857 · Balance 190,648

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Row 5 · 2017-06-12 · Conversion · Acquired 327,728 · Balance 518,376

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-06-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-06-12 · Conversion · Disposed 1,129 · Balance 0

F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2017-06-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-06-12 · Conversion · Disposed 1,182 · Balance 0

F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2017-06-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-06-12 · Conversion · Disposed 61,670 · Balance 0

F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Limited Liability Company0 Reported balance After 2017-06-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-06-12 · Conversion · Disposed 87,845 · Balance 0

F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Limited Liability Company0 Reported balance After 2017-06-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-06-12 · Conversion · Disposed 327,728 · Balance 0

F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2021-02-13IndirectBy Trust11,703 Reported balance After 2017-06-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-06-12 · Conversion · Acquired 11,703 · Balance 11,703

F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4: Inapplicable.

F7: Immediate.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2019-07-12IndirectBy Trust2,270 Reported balance After 2017-06-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-06-12 · Conversion · Acquired 2,270 · Balance 2,270

F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4: Inapplicable.

F7: Immediate.

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2021-02-13IndirectBy Limited Liability Company39,012 Reported balance After 2017-06-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-06-12 · Conversion · Acquired 39,012 · Balance 39,012

F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4: Inapplicable.

F7: Immediate.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2019-07-12IndirectBy Limited Liability Company869 Reported balance After 2017-06-12 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-06-12 · Conversion · Acquired 869 · Balance 869

F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4: Inapplicable.

F7: Immediate.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4: Inapplicable.

F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F7: Immediate.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionWarrant (Right to Buy) · Derivative 869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 14

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 869

Underlying: Common Stock · 869 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionWarrant (Right to Buy) · Derivative 2,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 13

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,270

Underlying: Common Stock · 2,270 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionWarrant (Right to Buy) · Derivative 39,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 12

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 39,012

Underlying: Common Stock · 39,012 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionWarrant (Right to Buy) · Derivative 11,703 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 11

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,703

Underlying: Common Stock · 11,703 shares

Expires 2021-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.

F4 · price: Inapplicable.

F7 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionSeries B-1 Preferred Stock · Derivative 327,728 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 10

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 327,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionSeries A-2 Preferred Stock · Derivative 87,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 9

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 62,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionSeries B-1 Preferred Stock · Derivative 61,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 8

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 61,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionSeries A-2 Preferred Stock · Derivative 1,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 7

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionSeries A-2 Preferred Stock · Derivative 1,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 6

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: Inapplicable.

F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionCommon Stock 327,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 5

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 518,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionCommon Stock 62,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 4

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 190,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionCommon Stock 61,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 3

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 62,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionCommon Stock 845 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 2

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 16:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 ConversionCommon Stock 855 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 1

Groos Thomas T. · CIK 0001706000 · Director · 10% owner

RT Groos, LLC · CIK 0001706011 · 10% owner

Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.