organization · Reporting owner
CLAREMONT CREEK VENTURES L P
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUNDTHINKING, INC.SSTI · Entity 361 | 10% owner | June 12, 2017 | June 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUNDTHINKING, INC.
Report date June 12, 2017 · Filed June 12, 2017
Jointly reported with Claremont Creek Partners fund L P, Claremont Creek Partners, LLC, GOLDHABER NATHANIEL, Hawks Randall
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Ventures, L.P. | 692,131 |
Last balance in matching sequence
After 2017-06-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-06-12 · Conversion · Acquired 177,011 · Balance 499,592 F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 2 · 2017-06-12 · Conversion · Acquired 192,539 · Balance 692,131 F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Partners Fund, L.P. | 16,782 |
Reported balance
After 2017-06-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-06-12 · Conversion · Acquired 5,946 · Balance 16,782 F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Partners Fund, L.P | 23,249 |
Reported balance
After 2017-06-12 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-06-12 · Conversion · Acquired 6,467 · Balance 23,249 F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Claremont Creek Ventures, L.P. | 0 |
Reported balance
After 2017-06-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-06-12 · Conversion · Disposed 247,379 · Balance 0 F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3: Inapplicable. F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Claremont Creek Ventures, L.P. | 0 |
Reported balance
After 2017-06-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-06-12 · Conversion · Disposed 192,539 · Balance 0 F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3: Inapplicable. F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Claremont Creek Partners Fund, L.P. | 0 |
Reported balance
After 2017-06-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-06-12 · Conversion · Disposed 8,310 · Balance 0 F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3: Inapplicable. F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Claremont Creek Partners Fund, L.P. | 0 |
Reported balance
After 2017-06-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-06-12 · Conversion · Disposed 6,467 · Balance 0 F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3: Inapplicable. F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F3: Inapplicable.
F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Natera, Inc.
Report date August 15, 2018 · Filed August 17, 2018
Jointly reported with Claremont Creek Partners, LLC, Claremont Creek Partners II, LLC, Claremont Creek Partners fund L P, Claremont Creek Ventures II LP, GOLDHABER NATHANIEL, Hawks Randall
Section 16 reporting ended · disclosed 2018-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Ventures, L.P. | 5,178,133 |
Reported balance
After 2018-08-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-15 · Other · Disposed 483,221 · Balance 5,178,133 F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Partners Fund, L.P. | 173,943 |
Reported balance
After 2018-08-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-15 · Other · Disposed 16,397 · Balance 173,943 F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectClaremont Creek Partners, LLC | 0 |
Last balance in matching sequence
After 2018-08-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-08-15 · Other · Acquired 4,880 · Balance 4,880 F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 4 · 2018-08-15 · Sale · Disposed 4,880 · Balance 0 F5: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectGoldhaber Investments, L.P. - Fund I | 17,714 |
Reported balance
After 2018-08-15 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-08-15 · Other · Acquired 6,995 · Balance 17,714 F6: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE | 495 |
Reported balance
After 2018-08-15 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-08-15 · Other · Acquired 175 · Balance 495 F7: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectRandall Hawks | 11,215 |
Reported balance
After 2018-08-15 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-08-15 · Other · Acquired 4,064 · Balance 11,215 F8: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). |
| Common StockSEC Table I · non-derivative | IndirectRandall Hawks | 11,416 |
Reported balance
After 2018-08-15 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2018-08-15 · Other · Acquired 201 · Balance 11,416 F15: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). |
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Ventures II, L.P. | 482,728 |
Reported balance
After 2018-08-15 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-08-15 · Other · Disposed 45,034 · Balance 482,728 F9: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II"). F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F10: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Claremont Creek Partners II, LLC | 0 |
Last balance in matching sequence
After 2018-08-15 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2018-08-15 · Other · Acquired 469 · Balance 469 F11: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9). F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Row 10 · 2018-08-15 · Other · Disposed 469 · Balance 0 F13: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectGoldhaber Investments, L.P. - Fund 2 | 201 |
Reported balance
After 2018-08-15 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-08-15 · Other · Acquired 201 · Balance 201 F14: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).
F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F5: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F7: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F8: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).
F9: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").
F10: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F11: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).
F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F13: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.
F14: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
F15: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).
F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 12 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 11,416 F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 11 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund 2 Disclosed balance after: 201 F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 10 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Partners II, LLC Disclosed balance after: 0 F13 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. F13 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 9 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Partners II, LLC Disclosed balance after: 469 F11 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9). F11 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9). F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 45,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 8 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 482,728 F9 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II"). F9 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II"). F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F10 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 4,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 7 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 11,215 F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 6 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE Disclosed balance after: 495 F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 6,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 5 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 17,714 F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 4,880 | $24.57 | $119,901.60 |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 4 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 0 F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 4,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 3 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 4,880 F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 16,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 2 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Partners Fund, L.P. Disclosed balance after: 173,943 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:46 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 483,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 1 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures, L.P. Disclosed balance after: 5,178,133 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions. F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,268 | $11.66 | $108,064.88 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 11 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 528,231 F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 827 | $11.66 | $9,642.82 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 10 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 7,151 F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,425 | $11.66 | $16,615.50 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 9 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 10,719 F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 994 | $11.66 | $11,590.04 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 8 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 0 F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,267 | $11.52 | $106,755.84 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 7 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 537,499 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 828 | $11.52 | $9,538.56 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 6 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 7,978 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,424 | $11.52 | $16,404.48 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 5 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 12,143 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 994 | $11.52 | $11,450.88 |
DisclosureSEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 4 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 994 F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 27,802 | $11.48 | $319,166.96 |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 10 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 528,231 F13 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F14 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,483 | $11.48 | $28,504.84 |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 9 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 7,151 F12 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 4,273 | $11.48 | $49,054.04 |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 6 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 10,719 F9 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,982 | $11.48 | $34,233.36 |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 4 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 0 F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,267 | $11.48 | $106,385.16 |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 10 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 546,766 F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F9 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 828 | $11.48 | $9,505.44 |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 9 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 8,806 F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,424 | $11.48 | $16,347.52 |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 6 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 13,568 F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 994 | $11.48 | $11,411.12 |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 4 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 1,998 F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 8 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 9,634 F10 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F11 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 7 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE Disclosed balance after: 320 F9 · kind: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F10 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F10 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 4,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 5 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 14,992 F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 3 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 2,982 F4 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F4 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 10,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 2 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Partners Fund, L.P. Disclosed balance after: 190,340 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 295,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 1 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures, L.P. Disclosed balance after: 5,669,215 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 8 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 9,634 F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 7 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE Disclosed balance after: 320 F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 4,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 5 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 14,992 F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 3 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 2,982 F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1). F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 10,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 2 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Partners Fund, L.P. Disclosed balance after: 190,340 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 295,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 1 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures, L.P. Disclosed balance after: 5,669,215 F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP"). F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 24 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 7,260 F25 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23). F25 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23). Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 23 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 10,828 F24 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F24 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F24 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 22 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners II, LLC Disclosed balance after: 0 F23 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. F23 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members. F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 21 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners II, LLC Disclosed balance after: 255 F22 · kind: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21). F22 · price: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21). F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 24,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 20 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Claremont Creek Ventures II, L.P. Disclosed balance after: 556,033 F21 · kind: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II. F21 · price: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II. F7 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 3,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 19 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Randall Hawks Disclosed balance after: 7,151 F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP. F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 18 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE Disclosed balance after: 213 F26 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F26 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F26 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 4,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 17 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goldhaber Investments, L.P. - Fund I Disclosed balance after: 10,719 F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 16 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 0 F20 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members. F20 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members. F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 27, 2017 Filed Jan 8, 2018 20:14 UTC | Natera, Inc. NTRA · Entity 2635 | OtherCommon Stock | 2,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 15 CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner Hawks Randall · CIK 0001646756 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Claremont Creek Partners, LLC Disclosed balance after: 2,662 F19 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18). F19 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18). F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.