Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUNDTHINKING, INC.SSTI · Entity 361 | 10% owner | June 12, 2017 | June 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUNDTHINKING, INC.
Report date June 12, 2017 · Filed June 12, 2017
Jointly reported with Groos Thomas T., Thomas T. Groos Revocable Trust
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,984 |
Reported balance
After 2017-06-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-12 · Conversion · Acquired 855 · Balance 1,984 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 62,515 |
Last balance in matching sequence
After 2017-06-12 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-06-12 · Conversion · Acquired 845 · Balance 845 F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Row 3 · 2017-06-12 · Conversion · Acquired 61,670 · Balance 62,515 F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 518,376 |
Last balance in matching sequence
After 2017-06-12 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-06-12 · Conversion · Acquired 62,857 · Balance 190,648 F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Row 5 · 2017-06-12 · Conversion · Acquired 327,728 · Balance 518,376 F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-06-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-06-12 · Conversion · Disposed 1,129 · Balance 0 F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4: Inapplicable. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2017-06-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-06-12 · Conversion · Disposed 1,182 · Balance 0 F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4: Inapplicable. F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2017-06-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-06-12 · Conversion · Disposed 61,670 · Balance 0 F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4: Inapplicable. F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Limited Liability Company | 0 |
Reported balance
After 2017-06-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-06-12 · Conversion · Disposed 87,845 · Balance 0 F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4: Inapplicable. F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Limited Liability Company | 0 |
Reported balance
After 2017-06-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-06-12 · Conversion · Disposed 327,728 · Balance 0 F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4: Inapplicable. F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2021-02-13 | IndirectBy Trust | 11,703 |
Reported balance
After 2017-06-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-06-12 · Conversion · Acquired 11,703 · Balance 11,703 F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4: Inapplicable. F7: Immediate. F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2019-07-12 | IndirectBy Trust | 2,270 |
Reported balance
After 2017-06-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-06-12 · Conversion · Acquired 2,270 · Balance 2,270 F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4: Inapplicable. F7: Immediate. F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2021-02-13 | IndirectBy Limited Liability Company | 39,012 |
Reported balance
After 2017-06-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-06-12 · Conversion · Acquired 39,012 · Balance 39,012 F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4: Inapplicable. F7: Immediate. F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Expires 2019-07-12 | IndirectBy Limited Liability Company | 869 |
Reported balance
After 2017-06-12 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-06-12 · Conversion · Acquired 869 · Balance 869 F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4: Inapplicable. F7: Immediate. F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
F2: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
F3: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F4: Inapplicable.
F5: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F6: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.
F7: Immediate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 14 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2019-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 2,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 13 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,270 Underlying: Common Stock · 2,270 shares Expires 2019-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 39,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 12 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 39,012 Underlying: Common Stock · 39,012 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 11,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 11 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,703 Underlying: Common Stock · 11,703 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries B-1 Preferred Stock · Derivative | 327,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 10 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Common Stock · 327,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 87,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 9 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Common Stock · 62,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries B-1 Preferred Stock · Derivative | 61,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 8 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 61,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 1,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 7 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 1,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 6 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 327,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 5 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 518,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 62,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 4 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 190,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 61,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 62,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.