Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUNDTHINKING, INC.SSTI · Entity 361 | Director | June 16, 2021 | June 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUNDTHINKING, INC.
Report date June 16, 2021 · Filed June 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,058 |
Reported balance
After 2021-06-16 transaction · row 1
1 source rowRow 1 · 2021-06-16 · Grant · Acquired 2,523 · Balance 22,058 F1: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 16, 2022 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 40,496 |
Reported balance
Holding disclosure · report date 2021-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,496 F2: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 294,135 |
Reported balance
Holding disclosure · report date 2021-06-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 294,135 F3: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 16, 2022 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
F2: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
F3: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2021 Filed Jun 21, 2021 16:41 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | GrantCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042054 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,058 F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 16, 2022 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 16:47 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 19,900 | $37.89 | $753,985.13 |
DisclosureSEC source: 0001209191-21-019058 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,135 F3 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $37.70 to $38.2901. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 16:47 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 100 | $35.66 | $3,566.00 |
DisclosureSEC source: 0001209191-21-019058 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 314,035 F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:47 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 50,000 | $36.81 | $1,840,285.00 |
DisclosureSEC source: 0001209191-21-019058 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 314,135 F1 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $36.50 to $37.40. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 10, 2020 Filed Jun 19, 2020 14:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | GrantCommon Stock | 3,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037861 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,535 F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 10, 2021 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 17:14 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | GrantCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037192 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,674 F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 1,500 | $46.10 | $69,150.00 |
DisclosureSEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 5 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 364,135 F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 15,500 | $45.23 | $701,085.15 |
DisclosureSEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 4 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 365,635 F5 · price: The shares were sold at prices between $45.05 and $45.80 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 16,000 | $44.25 | $707,936.00 |
DisclosureSEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 381,135 F4 · price: The shares were sold at prices between $43.96 and $44.95 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 4,766 | $45.66 | $217,603.65 |
DisclosureSEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 397,135 F3 · price: The shares were sold at prices between $45.675 and $46.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:27 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 17,234 | $44.92 | $774,101.30 |
DisclosureSEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 401,901 F1 · price: The shares were sold at prices between $44.65 and $45.65 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 06, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 3,000 | $46.17 | $138,508.50 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 6 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 40,496 F6 · price: The shares were sold at prices between $46.24 and $46.6687 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 06, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 9,000 | $45.12 | $406,057.50 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 5 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 43,496 F5 · price: The shares were sold at prices between $45.0901 and $45.8582 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | OtherWarrant (Right to Buy) · Derivative | 2,269 | Not disclosed Strike: $5.87 | Not disclosed |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · derivative · entry 9 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,269 shares Expires 2019-07-12 F8 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | OtherWarrant (Right to Buy) · Derivative | 869 | Not disclosed Strike: $5.87 | Not disclosed |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · derivative · entry 8 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 869 shares Expires 2019-07-12 F8 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 288 | $46.38 | $13,356.86 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 4 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 52,496 F4 · kind: On June 4, 2019, the Reporting Person exercised a warrant to purchase 2,269 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 288 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 1,981 shares. Issuer also paid $45.32 to the Reporting Person in lieu of fractional shares. F3 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | OtherCommon Stock | 2,269 | $5.87 | $13,311.54 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 52,784 F3 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 110 | $46.38 | $5,101.58 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 419,135 F2 · kind: On June 4, 2019, the Reporting Person exercised a warrant to purchase 869 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 110 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 759 shares. Issuer also paid $3.42 to the Reporting Person in lieu of fractional shares. F1 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 18:01 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | OtherCommon Stock | 869 | $5.87 | $5,098.16 |
DisclosureSEC source: 0001209191-19-035220 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 419,245 F1 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 10,000 | $34.47 | $344,680.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 8 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 418,376 F10 · price: The shares were sold at prices between $34.01 and $35.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 10,000 | $32.69 | $326,889.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 7 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 428,376 F9 · price: The shares were sold at prices between $32.29 and $33.29 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 11,277 | $33.13 | $373,607.01 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 6 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 438,376 F8 · price: The shares were sold at prices between $33.11 and $33.40 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 5,623 | $32.58 | $183,169.23 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 5 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 449,653 F7 · price: The shares were sold at prices between $32.10 and $33.10 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 13,100 | $31.30 | $410,030.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 4 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 455,276 F6 · price: The shares were sold at prices between $31.00 and $31.99 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 15,000 | $33.08 | $496,200.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 468,376 F5 · price: The shares were sold at prices between $33.072 and $33.45 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 35,000 | $31.91 | $1,116,836.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 483,376 F3 · price: The shares were sold at prices between $32.06 and $33.06 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:58 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | SaleCommon Stock | 12,000 | $31.50 | $378,000.00 |
DisclosureSEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 50,515 F1 · price: The shares were sold at prices between $31.46 and $32.2301 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 11:39 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | GrantCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034562 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,431 F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 16:08 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | GrantCommon Stock | 8,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048952 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,136 F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 14 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 869 Underlying: Common Stock · 869 shares Expires 2019-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 2,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 13 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,270 Underlying: Common Stock · 2,270 shares Expires 2019-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 39,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 12 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 39,012 Underlying: Common Stock · 39,012 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionWarrant (Right to Buy) · Derivative | 11,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 11 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,703 Underlying: Common Stock · 11,703 shares Expires 2021-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock. F4 · price: Inapplicable. F7 · derivative.exercise_date: Immediate. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries B-1 Preferred Stock · Derivative | 327,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 10 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Common Stock · 327,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 87,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 9 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 0 Underlying: Common Stock · 62,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries B-1 Preferred Stock · Derivative | 61,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 8 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 61,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F5 · derivative.exercise_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F5 · derivative.expiration_date: Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 1,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 7 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionSeries A-2 Preferred Stock · Derivative | 1,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · derivative · entry 6 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F4 · price: Inapplicable. F3 · derivative.exercise_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. F3 · derivative.expiration_date: Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 327,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 5 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 518,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 62,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 4 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 190,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 61,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 3 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 62,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 2 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 16:20 UTC | SOUNDTHINKING, INC. SSTI · Entity 361 | ConversionCommon Stock | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039152 · doc4.xml · nonDerivative · entry 1 Groos Thomas T. · CIK 0001706000 · Director · 10% owner RT Groos, LLC · CIK 0001706011 · 10% owner Thomas T. Groos Revocable Trust · CIK 0001706008 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.