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Claremont Creek Partners fund L P

Disclosed activity across 2 companies

Tapewire entity
164247
SEC CIK
0001343179

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOUNDTHINKING, INC.SSTI · Entity 36110% ownerJune 12, 2017June 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOUNDTHINKING, INC.

Report date June 12, 2017 · Filed June 12, 2017

Jointly reported with CLAREMONT CREEK VENTURES L P, Claremont Creek Partners, LLC, GOLDHABER NATHANIEL, Hawks Randall

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Ventures, L.P.692,131 Last balance in matching sequence After 2017-06-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-06-12 · Conversion · Acquired 177,011 · Balance 499,592

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Row 2 · 2017-06-12 · Conversion · Acquired 192,539 · Balance 692,131

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Partners Fund, L.P.16,782 Reported balance After 2017-06-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-06-12 · Conversion · Acquired 5,946 · Balance 16,782

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Partners Fund, L.P23,249 Reported balance After 2017-06-12 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-06-12 · Conversion · Acquired 6,467 · Balance 23,249

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Claremont Creek Ventures, L.P.0 Reported balance After 2017-06-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-06-12 · Conversion · Disposed 247,379 · Balance 0

F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3: Inapplicable.

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Claremont Creek Ventures, L.P.0 Reported balance After 2017-06-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-06-12 · Conversion · Disposed 192,539 · Balance 0

F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3: Inapplicable.

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Claremont Creek Partners Fund, L.P.0 Reported balance After 2017-06-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-06-12 · Conversion · Disposed 8,310 · Balance 0

F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3: Inapplicable.

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Claremont Creek Partners Fund, L.P.0 Reported balance After 2017-06-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-06-12 · Conversion · Disposed 6,467 · Balance 0

F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3: Inapplicable.

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F2: Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

F3: Inapplicable.

F4: Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-08-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Ventures, L.P.5,178,133 Reported balance After 2018-08-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-08-15 · Other · Disposed 483,221 · Balance 5,178,133

F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Partners Fund, L.P.173,943 Reported balance After 2018-08-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-08-15 · Other · Disposed 16,397 · Balance 173,943

F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectClaremont Creek Partners, LLC0 Last balance in matching sequence After 2018-08-15 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2018-08-15 · Other · Acquired 4,880 · Balance 4,880

F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 4 · 2018-08-15 · Sale · Disposed 4,880 · Balance 0

F5: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectGoldhaber Investments, L.P. - Fund I17,714 Reported balance After 2018-08-15 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-08-15 · Other · Acquired 6,995 · Balance 17,714

F6: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectGerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE495 Reported balance After 2018-08-15 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-08-15 · Other · Acquired 175 · Balance 495

F7: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectRandall Hawks11,215 Reported balance After 2018-08-15 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2018-08-15 · Other · Acquired 4,064 · Balance 11,215

F8: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Common StockSEC Table I · non-derivativeIndirectRandall Hawks11,416 Reported balance After 2018-08-15 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2018-08-15 · Other · Acquired 201 · Balance 11,416

F15: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Ventures II, L.P.482,728 Reported balance After 2018-08-15 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2018-08-15 · Other · Disposed 45,034 · Balance 482,728

F9: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F10: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Claremont Creek Partners II, LLC0 Last balance in matching sequence After 2018-08-15 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 9 · 2018-08-15 · Other · Acquired 469 · Balance 469

F11: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 10 · 2018-08-15 · Other · Disposed 469 · Balance 0

F13: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectGoldhaber Investments, L.P. - Fund 2201 Reported balance After 2018-08-15 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-08-15 · Other · Acquired 201 · Balance 201

F14: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F8: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F9: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F10: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F11: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F12: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F13: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F14: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F15: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

F16: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 12

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 11,416

F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 11

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund 2

Disclosed balance after: 201

F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 469 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners II, LLC

Disclosed balance after: 0

F13 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F13 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 469 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners II, LLC

Disclosed balance after: 469

F11 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F11 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).

F12 · ownership.nature: These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 45,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 482,728

F9 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F9 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F10 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 4,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 11,215

F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 175 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 495

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 6,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 17,714

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,880 $24.57 $119,901.60
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 4,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 4,880

F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · ownership.nature: These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 16,397 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 173,943

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:46 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 483,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022706 · doc4.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners, LLC · CIK 0001646777 · 10% owner

Claremont Creek Partners II, LLC · CIK 0001646778 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,178,133

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F16 · balance_after: The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,268 $11.66 $108,064.88
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 11

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 528,231

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 827 $11.66 $9,642.82
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,425 $11.66 $16,615.50
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 994 $11.66 $11,590.04
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.52 to $11.78 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,267 $11.52 $106,755.84
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 537,499

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 828 $11.52 $9,538.56
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,978

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,424 $11.52 $16,404.48
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 12,143

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:20 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 994 $11.52 $11,450.88
Disclosure

SEC source: 0000899243-18-013205 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 994

F3 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.30 to $11.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 27,802 $11.48 $319,166.96
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 528,231

F13 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F14 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,483 $11.48 $28,504.84
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F12 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,273 $11.48 $49,054.04
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F9 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,982 $11.48 $34,233.36
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F6 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 9,267 $11.48 $106,385.16
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 10

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 546,766

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9 · ownership.nature: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 828 $11.48 $9,505.44
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 9

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 8,806

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,424 $11.48 $16,347.52
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 6

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 13,568

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 994 $11.48 $11,411.12
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 4

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 1,998

F5 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 9,634

F10 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F11 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 320

F9 · kind: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F10 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 4,273 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 14,992

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · ownership.nature: The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,982

F4 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F5 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 10,018 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 190,340

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 15, 2018 23:32 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 295,242 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013006 · doc4.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,669,215

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 8

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 9,634

F8 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F8 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 7

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 320

F7 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 4,273 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 5

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 14,992

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 3

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,982

F3 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F3 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 10,018 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 2

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Partners Fund, L.P.

Disclosed balance after: 190,340

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
May 11, 2018 Filed May 17, 2018 20:20 UTC Amendment Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 295,242 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013204 · doc4a.xml · nonDerivative · entry 1

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures, L.P.

Disclosed balance after: 5,669,215

F1 · kind: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F1 · price: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2 · ownership.nature: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 109 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 24

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,260

F25 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).

F25 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 109 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 23

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,828

F24 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F24 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F24 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 255 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 22

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners II, LLC

Disclosed balance after: 0

F23 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F23 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 255 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 21

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners II, LLC

Disclosed balance after: 255

F22 · kind: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).

F22 · price: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).

F8 · ownership.nature: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 24,820 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 20

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claremont Creek Ventures II, L.P.

Disclosed balance after: 556,033

F21 · kind: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.

F21 · price: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.

F7 · ownership.nature: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 3,144 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 19

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Randall Hawks

Disclosed balance after: 7,151

F15 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.

F15 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 96 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 18

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE

Disclosed balance after: 213

F26 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F26 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F26 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 4,743 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 17

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goldhaber Investments, L.P. - Fund I

Disclosed balance after: 10,719

F14 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · price: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F14 · ownership.nature: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,662 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 16

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 0

F20 · kind: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F20 · price: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 27, 2017 Filed Jan 8, 2018 20:14 UTC Natera, Inc. NTRA · Entity 2635 OtherCommon Stock 2,662 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-000661 · doc4.xml · nonDerivative · entry 15

CLAREMONT CREEK VENTURES L P · CIK 0001332576 · 10% owner

Claremont Creek Partners fund L P · CIK 0001343179 · 10% owner

Claremont Creek Ventures II LP · CIK 0001443493 · 10% owner

GOLDHABER NATHANIEL · CIK 0001086858 · 10% owner

Hawks Randall · CIK 0001646756 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Claremont Creek Partners, LLC

Disclosed balance after: 2,662

F19 · kind: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).

F19 · price: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).

F4 · ownership.nature: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.