SRI

SEC source: 0001331471-20-000027 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,963

SEC source: 0001331471-20-000026 · primary_doc.xml · nonDerivative · entry 4

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,208

SEC source: 0001331471-20-000026 · primary_doc.xml · nonDerivative · entry 3

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,023

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.72, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

SEC source: 0001331471-20-000026 · primary_doc.xml · nonDerivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,208

SEC source: 0001331471-20-000026 · primary_doc.xml · nonDerivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,208

SEC source: 0001331471-20-000025 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,254

Underlying: Common Shares, without par value · 3,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-20-000025 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

SEC source: 0001331471-20-000025 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

SEC source: 0001331471-20-000024 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,963

F1 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on August 7, 2020 at prices ranging from $21.60 to $21.64 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each price within the range.

SEC source: 0001331471-20-000006 · primary_doc.xml · nonDerivative · entry 1

DRAIME JEFFREY P · CIK 0001055266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,309

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000021 · primary_doc.xml · derivative · entry 1

Heigel Kevin · CIK 0001800226 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,667

Underlying: Common Shares, without par value · 27,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2022.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2022.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2022.

SEC source: 0001331471-20-000020 · primary_doc.xml · derivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,450

Underlying: Common Shares, without par value · 65,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000019 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Shares, without par value · 2,822 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000018 · primary_doc.xml · derivative · entry 2

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,514

Underlying: Common Shares, without par value · 18,555 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000017 · primary_doc.xml · derivative · entry 2

Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,499

Underlying: Common Shares, without par value · 5,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000016 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · President Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,745

Underlying: Common Shares, without par value · 9,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000015 · primary_doc.xml · derivative · entry 1

Benedict Susan C. · CIK 0001778671 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Shares, without par value · 4,788 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Unites granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Unites granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Unites granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000014 · primary_doc.xml · derivative · entry 1

Dono Thomas Michael JR · CIK 0001680696 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,592

Underlying: Common Shares, without par value · 11,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000013 · primary_doc.xml · derivative · entry 1

Ferraiolo Caetano Roberto · CIK 0001708855 · President of PST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,705

Underlying: Common Shares, without par value · 3,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Shares Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Shares Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000012 · primary_doc.xml · nonDerivative · entry 1

Schlather Paul J. · CIK 0001464086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,846

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000011 · primary_doc.xml · nonDerivative · entry 1

Mayes George S JR · CIK 0001361098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,429

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000010 · primary_doc.xml · nonDerivative · entry 1

Kaplan Ira C. · CIK 0001464085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,810

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000009 · primary_doc.xml · nonDerivative · entry 1

LASKY WILLIAM M · CIK 0001197369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,389

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000008 · primary_doc.xml · nonDerivative · entry 1

Korth Kim · CIK 0001380039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,409

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000007 · primary_doc.xml · nonDerivative · entry 1

JACOBS DOUGLAS C · CIK 0001202207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,669

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, subject to forfeiture until March 9, 2021.

SEC source: 0001331471-20-000022 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,771

Underlying: Common Shares, without par value · 26,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

SEC source: 0001331471-20-000005 · primary_doc.xml · derivative · entry 4

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,959

Underlying: Common Shares, without par value · 3,691 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F1 · price: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

SEC source: 0001331471-20-000005 · primary_doc.xml · derivative · entry 3

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,650

Underlying: Common Shares, without par value · 34,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

SEC source: 0001331471-20-000005 · primary_doc.xml · nonDerivative · entry 2

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,534

SEC source: 0001331471-20-000005 · primary_doc.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Includes 9 common shares to correct a calculation error in the Reporting Person's latest Form 4 filed with the SEC on August 30, 2019.

F1 · price: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

SEC source: 0001331471-20-000004 · primary_doc.xml · derivative · entry 4

DeGaynor Jonathan B · CIK 0001637951 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,326

Underlying: Common Shares, without par value · 9,596 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

F1 · price: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000004 · primary_doc.xml · derivative · entry 3

DeGaynor Jonathan B · CIK 0001637951 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,922

Underlying: Common Shares, without par value · 89,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000004 · primary_doc.xml · nonDerivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,208

SEC source: 0001331471-20-000004 · primary_doc.xml · nonDerivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 6, 2019 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 31,230 time-based share units vested and were paid on a one-for-one basis in common shares and 58,069 performance shares vested and were paid on a one-for-one basis in common shares and 9,569 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000003 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Common Shares, without par value · 748 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000003 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Common Shares, without par value · 6,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000003 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,963

SEC source: 0001331471-20-000003 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.

SEC source: 0001331471-20-000002 · primary_doc.xml · derivative · entry 4

Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

Underlying: Common Shares, without par value · 655 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

SEC source: 0001331471-20-000002 · primary_doc.xml · derivative · entry 3

Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,369

Underlying: Common Shares, without par value · 6,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

SEC source: 0001331471-20-000002 · primary_doc.xml · nonDerivative · entry 2

Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

SEC source: 0001331471-20-000002 · primary_doc.xml · nonDerivative · entry 1

Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited.

SEC source: 0001331471-19-000025 · primary_doc.xml · derivative · entry 4

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,994

Underlying: Common Shares, without par value · 1,972 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

F1 · price: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

F1 · derivative.exercise_date: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

F1 · derivative.expiration_date: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

SEC source: 0001331471-19-000025 · primary_doc.xml · derivative · entry 3

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,966

Underlying: Common Shares, without par value · 33,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

F1 · derivative.exercise_date: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

F1 · derivative.expiration_date: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

SEC source: 0001331471-19-000025 · primary_doc.xml · nonDerivative · entry 2

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

SEC source: 0001331471-19-000025 · primary_doc.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 29, 2016 pursuant to the Company's Long-Term Incentive Plan the Reporting Person was granted 12,669 time-based Share Units and 23,226 time and performance-based Performance Shares. On August 29, 2019, all 12,669 time-based Share Units were earned and paid on a one-for-one basis in Company Common Shares, as a result of the Company's performance, 21,254 time and performance-based Performance Shares were earned and paid paid on a one-for-one basis in Company Common Shares and 1,972 time and performance-based Performance Shares were not earned and were forfeited.

SEC source: 0001331471-19-000024 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,281

SEC source: 0001331471-19-000021 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,001

F2 · price: This represents the weighted average price. The reporting person sold Company common shares on May 30, 2019 at prices ranging from $26.33 to $26.64. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.

SEC source: 0001331471-19-000020 · primary_doc.xml · nonDerivative · entry 1

Moore Anthony L · CIK 0001674688 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,082

SEC source: 0001331471-19-000019 · primary_doc.xml · derivative · entry 3

Moore Anthony L · CIK 0001674688 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,037

Underlying: Common Shares, without par value · 24,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants.

F1 · price: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants.

F1 · derivative.exercise_date: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants.

F1 · derivative.expiration_date: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants.

F2 · balance_after: Represents grants of Performance Shares or Share Units made to the Reporting Person under the Company's LTIP in 2017, 2018 and 2019, which vest on the third anniversary on the date of grant and, if earned, are payable on a one-for-one basis in Company common shares.