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BEAVER THOMAS A

Disclosed activity across 1 company

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157072
SEC CIK
0001219412

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STONERIDGE INCSRI · Entity 6313Vice President - Global SalesMay 30, 2019May 31, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STONERIDGE INC

Report date May 30, 2019 · Filed May 31, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, without par valueSEC Table I · non-derivativeDirect53,001 Reported balance After 2019-05-30 transaction · row 1
1 source row

Row 1 · 2019-05-30 · Sale · Disposed 21,093 · Balance 53,001

F2: This represents the weighted average price. The reporting person sold Company common shares on May 30, 2019 at prices ranging from $26.33 to $26.64. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.

Performance Shares/Share UnitsSEC Table II · derivative / convertible securityDirect33,649 Reported balance Holding disclosure · report date 2019-05-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 33,649

F1: Represents Performance Shares and Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2017, 2018 and 2019 payable, if earned, on the third anniversary of the date of grant on a one-for-one basis in Company common shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Performance Shares and Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2017, 2018 and 2019 payable, if earned, on the third anniversary of the date of grant on a one-for-one basis in Company common shares.

F2: This represents the weighted average price. The reporting person sold Company common shares on May 30, 2019 at prices ranging from $26.33 to $26.64. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2019 Filed May 31, 2019 20:55 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 21,093 $26.49 $558,753.57
Disclosure

SEC source: 0001331471-19-000021 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,001

F2 · price: This represents the weighted average price. The reporting person sold Company common shares on May 30, 2019 at prices ranging from $26.33 to $26.64. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:41 UTC STONERIDGE INC SRI · Entity 6313 Disposition to issuerPerformance Shares/Share Units · Derivative 5,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-19-000010 · primary_doc.xml · derivative · entry 5

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,649

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · derivative.underlying_shares: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:41 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionPerformance Shares/Share Units · Derivative 29,690 $0.00 $0.00
Disclosure

SEC source: 0001331471-19-000010 · primary_doc.xml · derivative · entry 4

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034

Underlying: Common Shares · 29,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:41 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 5,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-19-000010 · primary_doc.xml · derivative · entry 3

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,724

Underlying: Common Shares · 5,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common share if the Reporting Person remains employed on March 4, 2022.

F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common share if the Reporting Person remains employed on March 4, 2022.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common share if the Reporting Person remains employed on March 4, 2022.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common share if the Reporting Person remains employed on March 4, 2022.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:41 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 8,597 $30.04 $258,253.88
Disclosure

SEC source: 0001331471-19-000010 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,094

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:41 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 29,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-19-000010 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 29,690 common shares were earned pursuant to the 2016 grant and paid on a one-for-one basis in Company common shares and 5,385 performance shares were not earned and were forfeited.

Read SEC document
May 16, 2018 Filed May 18, 2018 18:42 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 30,000 $31.45 $943,584.00
Disclosure

SEC source: 0001331471-18-000027 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,001

F1 · price: The price reported in Column 4 is a weighted average price. The common shares were sold in multiple transactions on May 16, 2018 at prices per share ranging from $31.381 to $31.65. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 21:10 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingPerformance Shares · Derivative 1,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000022 · primary_doc.xml · derivative · entry 4

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,380

Underlying: Common Shares, without par value · 1,962 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting (if earned) in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 21:10 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionPerformance Shares · Derivative 34,248 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000022 · primary_doc.xml · derivative · entry 3

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,342

Underlying: Common Shares, without par value · 34,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting (if earned) in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 21:10 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 10,949 $27.60 $302,192.40
Disclosure

SEC source: 0001331471-18-000022 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,001

Read SEC document
March 30, 2018 Filed Mar 30, 2018 21:10 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 34,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000022 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 36,210 performance shares, vesting (if earned) on March 30, 2018; 12,780 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 23,430 performance shares were time-based and performance based. Of the time and performance based performance shares, 21,468 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 1,962 performance shares were not earned.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:37 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 6,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000007 · primary_doc.xml · derivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,590

Underlying: Common Shares, without par value · 6,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:01 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 16,827 $21.51 $361,948.77
Disclosure

SEC source: 0001331471-17-000030 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:01 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 32,952 $21.51 $708,797.52
Disclosure

SEC source: 0001331471-17-000030 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,529

F1 · shares: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC STONERIDGE INC sri · Entity 6313 Disposition to issuerPerformance Shares · Derivative 6,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · derivative · entry 4

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,220

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC STONERIDGE INC sri · Entity 6313 Exercise / conversionPerformance Shares · Derivative 47,096 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · derivative · entry 3

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,374

Underlying: Common Shares, without par value · 47,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC STONERIDGE INC sri · Entity 6313 Tax withholdingCommon Shares, without par value 16,282 $18.26 $297,309.32
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,481

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC STONERIDGE INC sri · Entity 6313 Exercise / conversionCommon Shares, without par value 47,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:38 UTC STONERIDGE INC SRI · Entity 6313 GrantPerformance Shares · Derivative 25,595 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000015 · primary_doc.xml · derivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,470

Underlying: Common Shares, without par value · 25,595 shares

Expires not disclosed

F1 · security: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.exercise_price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2014, 2015 and 2016.

Read SEC document
September 09, 2016 Filed Sep 9, 2016 21:27 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 7,000 $18.02 $126,140.00
Disclosure

SEC source: 0001331471-16-000062 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,667

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.

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September 08, 2016 Filed Sep 9, 2016 21:27 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 33,000 $18.30 $603,900.00
Disclosure

SEC source: 0001331471-16-000062 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,667

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.