Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STONERIDGE INCSRI · Entity 6313 | Chief Procurement Officer | March 06, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STONERIDGE INC
Report date March 06, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 11,140 |
Ending reported balance
After 2021-03-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-06 · Exercise / conversion · Acquired 2,550 · Balance 9,770 F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. Row 2 · 2021-03-06 · Grant · Acquired 3,127 · Balance 12,897 F2: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person under the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares. Row 3 · 2021-03-06 · Tax withholding · Disposed 1,757 · Balance 11,140 |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 13,949 |
Reported balance
After 2021-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-06 · Exercise / conversion · Disposed 2,550 · Balance 13,949 F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 17,411 |
Reported balance
After 2021-03-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-08 · Grant · Acquired 3,462 · Balance 17,411 F3: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.
F2: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person under the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares.
F3: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 00:13 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 3,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-21-000011 · primary_doc.xml · derivative · entry 5 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,411 Underlying: Common Shares, without par value · 3,462 shares Expires not disclosed F3 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024. F3 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024. F3 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:13 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionShare Units · Derivative | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-21-000011 · primary_doc.xml · derivative · entry 4 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,949 Underlying: Common Shares, without par value · 2,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. F1 · derivative.exercise_date: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. F1 · derivative.expiration_date: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:13 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 1,757 | $34.70 | $60,967.90 |
DisclosureSEC source: 0001331471-21-000011 · primary_doc.xml · nonDerivative · entry 3 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,140 Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:13 UTC | STONERIDGE INC SRI · Entity 6313 | GrantCommon Shares, without par value | 3,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-21-000011 · primary_doc.xml · nonDerivative · entry 2 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,897 F2 · shares: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person under the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 00:13 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 2,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-21-000011 · primary_doc.xml · nonDerivative · entry 1 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. F1 · price: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:28 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 5,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-20-000017 · primary_doc.xml · derivative · entry 2 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,499 Underlying: Common Shares, without par value · 5,785 shares Expires not disclosed F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023. F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023. F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023. Read SEC document |
| March 06, 2020 Filed Mar 7, 2020 00:04 UTC | STONERIDGE INC SRI · Entity 6313 | Disposition to issuerPerformance Shares/Share Units · Derivative | 655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-20-000002 · primary_doc.xml · derivative · entry 4 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 Underlying: Common Shares, without par value · 655 shares Expires not disclosed F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. Read SEC document |
| March 06, 2020 Filed Mar 7, 2020 00:04 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionPerformance Shares/Share Units · Derivative | 6,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-20-000002 · primary_doc.xml · derivative · entry 3 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,369 Underlying: Common Shares, without par value · 6,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. F1 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. F1 · derivative.expiration_date: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. Read SEC document |
| March 06, 2020 Filed Mar 7, 2020 00:04 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 1,988 | $19.36 | $38,487.68 |
DisclosureSEC source: 0001331471-20-000002 · primary_doc.xml · nonDerivative · entry 2 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,220 Read SEC document |
| March 06, 2020 Filed Mar 7, 2020 00:04 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 6,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-20-000002 · primary_doc.xml · nonDerivative · entry 1 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 6, 2017 the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 6, 2020 2,130 time-based shares units were earned and paid on a one-for-one basis in common shares and 3,955 performance shares were earned and paid on a one-for-one basis in common shares and 655 performance shares were not earned and were forfeited. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:06 UTC | STONERIDGE INC SRI · Entity 6313 | Disposition to issuerPerformance Shares/Share Units · Derivative | 911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000007 · primary_doc.xml · derivative · entry 5 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,454 Underlying: Common Shares · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · derivative.underlying_shares: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:06 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionPerformance Shares/Share Units · Derivative | 4,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-19-000007 · primary_doc.xml · derivative · entry 4 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,365 Underlying: Common Shares · 4,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. F2 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:06 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 3,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000007 · primary_doc.xml · derivative · entry 3 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,944 Underlying: Common Shares · 3,294 shares Expires not disclosed F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:06 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 1,456 | $30.04 | $43,738.24 |
DisclosureSEC source: 0001331471-19-000007 · primary_doc.xml · nonDerivative · entry 2 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,123 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:06 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 4,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000007 · primary_doc.xml · nonDerivative · entry 1 Kusiak Daniel M · CIK 0001755533 · Chief Procurement Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 4,579 common shares were earned pursuant to the 2016 grant on paid on a one-for-one basis in Company Common Shares and 911 performance shares were not earned and were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.