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Borne Laurent

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115533
SEC CIK
0001764662

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CompanyLast reported asReport datePublished
STONERIDGE INCSRI · Entity 6313CTO and Chief Strategy OfficerMarch 13, 2023March 15, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STONERIDGE INC

Report date March 13, 2023 · Filed March 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share UnitsSEC Table II · derivative / convertible securityDirect32,606 Reported balance After 2023-03-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-13 · Grant · Acquired 11,991 · Balance 32,606

F1: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed until March 2, 2026.

Common Shares, without par valueSEC Table I · non-derivativeDirect36,836 Reported balance Holding disclosure · report date 2023-03-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 36,836

Filing footnotes · ownership attribution and instrument terms

F1: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed until March 2, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 15, 2023 21:30 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 11,991 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000030 · primary_doc.xml · derivative · entry 2

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,606

Underlying: Common Shares, without par value · 11,991 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed until March 2, 2026.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed until March 2, 2026.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed until March 2, 2026.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:58 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 26,901 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000007 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,615

Underlying: Common Shares, without par value · 26,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2020 the Reporting Person was granted 26,901 time-based Share Units under the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 9, 2020 the Reporting Person was granted 26,901 time-based Share Units under the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 9, 2020 the Reporting Person was granted 26,901 time-based Share Units under the Company's Long-Term Incentive Plan, which vested on March 9, 2023 and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:58 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 7,740 $19.50 $150,930.00
Disclosure

SEC source: 0001331471-23-000007 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,836

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:58 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 26,901 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000007 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:06 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 3,371 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000006 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,516

Underlying: Common Shares, without par value · 3,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 8, 2021 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2023, 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 8, 2021 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2023, 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 8, 2021 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2023, 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:06 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 1,142 $19.98 $22,817.16
Disclosure

SEC source: 0001331471-23-000006 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,675

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:06 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 3,371 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000006 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 18:57 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 4,909 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000001 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,887

Underlying: Common Shares, without par value · 4,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 14, 2022, the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On December 31, 2022, 50% of the Share Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares. The other 50% of the Share Units previously vested on July 1, 2022.

F1 · derivative.exercise_date: On January 14, 2022, the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On December 31, 2022, 50% of the Share Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares. The other 50% of the Share Units previously vested on July 1, 2022.

F1 · derivative.expiration_date: On January 14, 2022, the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On December 31, 2022, 50% of the Share Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares. The other 50% of the Share Units previously vested on July 1, 2022.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 18:57 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 1,403 $21.56 $30,248.68
Disclosure

SEC source: 0001331471-23-000001 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,446

Read SEC document
December 31, 2022 Filed Jan 3, 2023 18:57 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 4,909 $0.00 $0.00
Disclosure

SEC source: 0001331471-23-000001 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:50 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 4,909 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000032 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,796

Underlying: Common Shares, without par value · 4,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 14, 2022 the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On July 1, 2022, 50% of the Shares Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On January 14, 2022 the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On July 1, 2022, 50% of the Shares Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On January 14, 2022 the Reporting Person was granted 9,818 time-based Share Units under the Company's Long-Term Incentive Plan. On July 1, 2022, 50% of the Shares Units (or 4,909 Share Units) of the January 14, 2022 grant vested and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:50 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 1,403 $17.38 $24,384.14
Disclosure

SEC source: 0001331471-22-000032 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:50 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 4,909 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000032 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · CTO and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:05 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 11,928 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000026 · primary_doc.xml · derivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,705

Underlying: Common Shares, without par value · 11,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (1,000 shares vest) and March 14, 2025 (10,928 shares vest).

F1 · shares: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (1,000 shares vest) and March 14, 2025 (10,928 shares vest).

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (1,000 shares vest) and March 14, 2025 (10,928 shares vest).

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 14, 2024 (1,000 shares vest) and March 14, 2025 (10,928 shares vest).

Read SEC document
March 08, 2022 Filed Mar 10, 2022 15:17 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 3,371 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000013 · primary_doc.xml · derivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,777

Underlying: Common Shares, without par value · 3,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 8, 2021 the Reporting Person was granted time-based Shares Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2022 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 8, 2021 the Reporting Person was granted time-based Shares Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2022 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 8, 2021 the Reporting Person was granted time-based Shares Units pursuant to the Company's Long-Term Incentive Plan. On March 8, 2022 3,371 time-based Share Units under the March 8, 2021 grant vested and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 15:17 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 3,371 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000013 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 18:38 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 5,063 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000009 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,148

Underlying: Common Shares, without par value · 5,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 18:38 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 1,625 $19.06 $30,972.50
Disclosure

SEC source: 0001331471-22-000009 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Read SEC document
March 04, 2022 Filed Mar 8, 2022 18:38 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 5,063 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000009 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 22:28 UTC Amendment STONERIDGE INC SRI · Entity 6313 Exercise / conversionShare Units · Derivative 5,063 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000012 · primary_doc.xml · derivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,148

Underlying: Common Shares, without par value · 5,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On March 4, 2019 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 4, 2022 5,063 time-based Share Units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 22:28 UTC Amendment STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 5,063 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000012 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 17:53 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 9,818 $0.00 $0.00
Disclosure

SEC source: 0001331471-22-000004 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,211

Underlying: Common Shares, without par value · 9,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on (i) July 1, 2022 (4,909 common shares) and, (ii) December 31, 2022 (4,909 common shares).

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on (i) July 1, 2022 (4,909 common shares) and, (ii) December 31, 2022 (4,909 common shares).

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on (i) July 1, 2022 (4,909 common shares) and, (ii) December 31, 2022 (4,909 common shares).

Read SEC document
August 17, 2021 Filed Aug 18, 2021 22:35 UTC STONERIDGE INC SRI · Entity 6313 SaleCommon Shares, without par value 11,080 $24.68 $273,446.64
Disclosure

SEC source: 0001331471-21-000024 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The Common Shares were sold in multiple transactions at prices ranging from $24.50 to $24.80, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:45 UTC STONERIDGE INC SRI · Entity 6313 Disposition to issuerPerformance Shares/Share Units · Derivative 5,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-21-000023 · primary_doc.xml · derivative · entry 4

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Shares, without par value · 5,123 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · price: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · derivative.exercise_date: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · derivative.expiration_date: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 19:45 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionPerformance Shares/Share Units · Derivative 12,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-21-000023 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,516

Underlying: Common Shares, without par value · 12,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · price: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · derivative.exercise_date: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · derivative.expiration_date: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

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March 10, 2021 Filed Mar 12, 2021 19:45 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 3,598 $36.46 $131,183.08
Disclosure

SEC source: 0001331471-21-000023 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

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March 10, 2021 Filed Mar 12, 2021 19:45 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 12,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-21-000023 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

F1 · price: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

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March 08, 2021 Filed Mar 9, 2021 23:01 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 10,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-21-000009 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,682

Underlying: Common Shares, without par value · 10,215 shares

Expires not disclosed

F2 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares 1/3 of the total grant on each of March 8, 2022, March 8, 2023 and March 8, 2024 if the Reporting Person remains employed on those dates.

F2 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares 1/3 of the total grant on each of March 8, 2022, March 8, 2023 and March 8, 2024 if the Reporting Person remains employed on those dates.

F2 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares 1/3 of the total grant on each of March 8, 2022, March 8, 2023 and March 8, 2024 if the Reporting Person remains employed on those dates.

F2 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares 1/3 of the total grant on each of March 8, 2022, March 8, 2023 and March 8, 2024 if the Reporting Person remains employed on those dates.

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March 08, 2021 Filed Mar 9, 2021 23:01 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 5,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-21-000009 · primary_doc.xml · derivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,467

Underlying: Common Shares, without par value · 5,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.

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September 10, 2020 Filed Oct 5, 2020 19:15 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionPerformance Shares/Share Units · Derivative 3,517 $0.00 $0.00
Disclosure

SEC source: 0001331471-20-000025 · primary_doc.xml · derivative · entry 3

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,254

Underlying: Common Shares, without par value · 3,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.exercise_date: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

F1 · derivative.expiration_date: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

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September 10, 2020 Filed Oct 5, 2020 19:15 UTC STONERIDGE INC SRI · Entity 6313 Tax withholdingCommon Shares, without par value 1,005 $19.79 $19,888.95
Disclosure

SEC source: 0001331471-20-000025 · primary_doc.xml · nonDerivative · entry 2

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

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September 10, 2020 Filed Oct 5, 2020 19:15 UTC STONERIDGE INC SRI · Entity 6313 Exercise / conversionCommon Shares, without par value 3,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-20-000025 · primary_doc.xml · nonDerivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.

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March 09, 2020 Filed Mar 11, 2020 21:19 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 9,875 $0.00 $0.00
Disclosure

SEC source: 0001331471-20-000016 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · President Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,745

Underlying: Common Shares, without par value · 9,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

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March 09, 2020 Filed Mar 16, 2020 20:17 UTC Amendment STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 26,901 $0.00 $0.00
Disclosure

SEC source: 0001331471-20-000022 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,771

Underlying: Common Shares, without par value · 26,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on March 9, 2023.

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March 04, 2019 Filed Mar 6, 2019 21:33 UTC STONERIDGE INC SRI · Entity 6313 GrantShare Units · Derivative 5,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-19-000003 · primary_doc.xml · derivative · entry 1

Borne Laurent · CIK 0001764662 · Pres. Electronics and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,870

Underlying: Common Shares · 5,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022.

F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.