Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STONERIDGE INCSRI · Entity 6313 | Vice President of Operations | June 10, 2019 | June 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STONERIDGE INC
Report date June 10, 2019 · Filed June 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 60 |
Reported balance
After 2019-05-10 transaction · row 1
1 source rowRow 1 · 2019-05-10 · Sale · Disposed 15,022 · Balance 60 F1: This price represents the weighted average price. The Reporting Person sold Company common shares on June 10, 2019 at prices ranging from $28.691/share to $28.82/share. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range. |
| Performance Shares/Share UnitsSEC Table II · derivative / convertible security | Direct | 36,036 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 36,036 F2: Performance shares/share units granted to the Reporting Person in 2017, 2018 and 2019 pursuant to the Company's Long-Term Incentive Plan vesting on a one-for-one basis in Company common shares, if earned, on the third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average price. The Reporting Person sold Company common shares on June 10, 2019 at prices ranging from $28.691/share to $28.82/share. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range.
F2: Performance shares/share units granted to the Reporting Person in 2017, 2018 and 2019 pursuant to the Company's Long-Term Incentive Plan vesting on a one-for-one basis in Company common shares, if earned, on the third anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 28, 2019 10:10 UTC | STONERIDGE INC SRI · Entity 6313 | SaleCommon Shares, without par value | 7,000 | $26.50 | $185,500.00 |
DisclosureSEC source: 0001331471-19-000020 · primary_doc.xml · nonDerivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,082 Read SEC document |
| May 10, 2019 Filed May 13, 2019 13:29 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionShare Units/Performance Shares · Derivative | 24,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000019 · primary_doc.xml · derivative · entry 3 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,037 Underlying: Common Shares, without par value · 24,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants. F1 · price: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants. F1 · derivative.exercise_date: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants. F1 · derivative.expiration_date: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants. F2 · balance_after: Represents grants of Performance Shares or Share Units made to the Reporting Person under the Company's LTIP in 2017, 2018 and 2019, which vest on the third anniversary on the date of grant and, if earned, are payable on a one-for-one basis in Company common shares. Read SEC document |
| May 10, 2019 Filed May 13, 2019 13:29 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 7,207 | $28.50 | $205,399.50 |
DisclosureSEC source: 0001331471-19-000019 · primary_doc.xml · nonDerivative · entry 2 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,082 Read SEC document |
| May 10, 2019 Filed May 13, 2019 13:29 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 24,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000019 · primary_doc.xml · nonDerivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was granted Share Units (time-based) and Performance Shares (time and performance based) awards under the Company's LTIP in May 2016 vesting on May 10, 2019. Both awards, if earned, pay on a one-for-one basis in Company common shares. On May 10, 2019 24,557 Common Shares were earned under the May 2016 grants. Read SEC document |
| May 10, 2019 Filed Jun 12, 2019 17:42 UTC | STONERIDGE INC SRI · Entity 6313 | SaleCommon Shares, without par value | 15,022 | $28.76 | $431,999.67 |
DisclosureSEC source: 0001331471-19-000023 · primary_doc.xml · nonDerivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 F1 · price: This price represents the weighted average price. The Reporting Person sold Company common shares on June 10, 2019 at prices ranging from $28.691/share to $28.82/share. The Reporting Person undertakes to provide to Stoneridge, Inc. and the SEC staff, upon request, full information on the number of common shares sold at each price within the range. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:52 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 5,199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000005 · primary_doc.xml · derivative · entry 2 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,594 Underlying: Common Shares · 5,199 shares Expires not disclosed F1 · derivative.exercise_price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · price: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · derivative.exercise_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. F1 · derivative.expiration_date: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 4, 2022. Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:24 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionShare Units · Derivative | 6,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-18-000025 · primary_doc.xml · derivative · entry 3 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,395 Underlying: Common Shares, without par value · 6,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In May 2016 the Reporting Person was granted share units (sometimes called performance shares) under the Company's LTIP. The May 2016 share units, which are contingent on continued employment through the second anniversary of the date of grant, once earned are payable in common shares on a one-for-one basis. The May 2106 grant was earned (vested) on May 10, 2018 on paid in common shares. F1 · derivative.exercise_date: In May 2016 the Reporting Person was granted share units (sometimes called performance shares) under the Company's LTIP. The May 2016 share units, which are contingent on continued employment through the second anniversary of the date of grant, once earned are payable in common shares on a one-for-one basis. The May 2106 grant was earned (vested) on May 10, 2018 on paid in common shares. F1 · derivative.expiration_date: In May 2016 the Reporting Person was granted share units (sometimes called performance shares) under the Company's LTIP. The May 2016 share units, which are contingent on continued employment through the second anniversary of the date of grant, once earned are payable in common shares on a one-for-one basis. The May 2106 grant was earned (vested) on May 10, 2018 on paid in common shares. F2 · balance_after: This amount represents grants made to the Reporting Person under the Company's Long-Term Incentive Plan in 2016, 2017 and 2018 of either (i) share units, which are time-based, and paid on a one-for-one basis in common shares on the third anniversary from the date of grant if the Reporting Person is still then employed by the Company, and (ii) performance shares, which are time-based and Company performance-based, and are also paid, if earned, on a one-for-one basis in common shares on the third anniversary from the date of grant if the Reporting Person is still then employed by the Company and based on the Company's performance over a three year performance period. Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:24 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 2,061 | $28.98 | $59,727.78 |
DisclosureSEC source: 0001331471-18-000025 · primary_doc.xml · nonDerivative · entry 2 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732 Read SEC document |
| May 10, 2018 Filed May 11, 2018 17:24 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 6,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-18-000025 · primary_doc.xml · nonDerivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In May 2016 the Reporting Person was granted share units (sometimes called performance shares) under the Company's LTIP. The May 2016 share units, which are contingent on continued employment through the second anniversary of the date of grant, once earned are payable in common shares on a one-for-one basis. The May 2106 grant was earned (vested) on May 10, 2018 on paid in common shares. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:29 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 5,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-18-000011 · primary_doc.xml · derivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,188 Underlying: Common Shares, without par value · 5,910 shares Expires not disclosed F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 20:11 UTC | STONERIDGE INC SRI · Entity 6313 | GrantPerformance Shares · Derivative | 23,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-17-000013 · primary_doc.xml · derivative · entry 1 Moore Anthony L · CIK 0001674688 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,278 Underlying: Common Shares, without par value · 23,500 shares Expires not disclosed F2 · security: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned. F2 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned. F2 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned. F2 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned. F1 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.