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STONERIDGE INC

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6313
SEC CIK
0001043337
Parsed reports
325

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202621
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2017 Filed Mar 28, 2017 19:35 UTC Exercise / conversionPerformance Shares · Derivative 60,572 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000018 · primary_doc.xml · derivative · entry 3

STRICKLER GEORGE E · CIK 0001137076 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,818

Underlying: Common Shares, without par value · 60,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · derivative.exercise_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · derivative.expiration_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 19:35 UTC Tax withholdingCommon Shares, without par value 23,476 $18.21 $427,497.96
Disclosure

SEC source: 0001331471-17-000018 · primary_doc.xml · nonDerivative · entry 2

STRICKLER GEORGE E · CIK 0001137076 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,846

Read SEC document
March 25, 2017 Filed Mar 28, 2017 19:35 UTC Exercise / conversionCommon Shares, without par value 60,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000018 · primary_doc.xml · nonDerivative · entry 1

STRICKLER GEORGE E · CIK 0001137076 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:54 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Disposition to issuerPerformance Shares · Derivative 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000019 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,660

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one for one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:54 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 7,736 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000019 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,674

Underlying: Common Shares, without par value · 7,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one for one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:54 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Tax withholdingCommon Shares, without par value 2,428 $18.21 $44,213.88
Disclosure

SEC source: 0001331471-17-000019 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,639

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:54 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionCommon Shares, without par value 7,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000019 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.

Read SEC document
March 25, 2017 Filed Sep 8, 2017 16:15 UTC Amendment
Hartman Robert J. Jr.Chief Accouting Officer
Disposition to issuerPerformance Shares · Derivative 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000027 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accouting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,660

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in Common Shares.

Read SEC document
March 25, 2017 Filed Sep 8, 2017 16:15 UTC Amendment
Hartman Robert J. Jr.Chief Accouting Officer
Exercise / conversionPerformance Shares · Derivative 7,736 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000027 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accouting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,674

Underlying: Common Shares, without par value · 7,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

Read SEC document
March 25, 2017 Filed Sep 8, 2017 16:15 UTC Amendment
Hartman Robert J. Jr.Chief Accouting Officer
Tax withholdingCommon Shares, without par value 2,428 $18.26 $44,335.28
Disclosure

SEC source: 0001331471-17-000027 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accouting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,639

Read SEC document
March 25, 2017 Filed Sep 8, 2017 16:15 UTC Amendment
Hartman Robert J. Jr.Chief Accouting Officer
Exercise / conversionCommon Shares, without par value 7,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000027 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accouting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 19:25 UTC
Sloan Michael DVice President
SaleCommon Shares, without par value 39,457 $18.73 $739,128.25
Disclosure

SEC source: 0001331471-17-000017 · primary_doc.xml · nonDerivative · entry 1

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,805

F1 · price: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transaction on March 8, 2017 at prices ranging from $18.58/share to $18.90/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 15:18 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000004 · primary_doc.xml · nonDerivative · entry 1

DRAIME JEFFREY P · CIK 0001055266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,687

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 22:15 UTC
Korth KimDirector
GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000008 · primary_doc.xml · nonDerivative · entry 1

Korth Kim · CIK 0001380039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,787

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:56 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000007 · primary_doc.xml · nonDerivative · entry 1

Kaplan Ira C. · CIK 0001464085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,739

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:42 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000006 · primary_doc.xml · nonDerivative · entry 1

LASKY WILLIAM M · CIK 0001197369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,767

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:25 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000005 · primary_doc.xml · nonDerivative · entry 1

Mayes George S JR · CIK 0001361098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,807

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:05 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000003 · primary_doc.xml · nonDerivative · entry 1

Schlather Paul J. · CIK 0001464086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,224

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 18:39 UTC GrantCommon Shares, without par value 5,072 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000002 · primary_doc.xml · nonDerivative · entry 1

JACOBS DOUGLAS C · CIK 0001202207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,047

F1 · shares: Restricted Common Shares granted to the Reporting Person pursuant to the Directors' Restricted Shares Plan, vesting March 6, 2018.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:24 UTC
Hartman Robert J. Jr.Chief Accounting Officer
GrantPerformance Shares · Derivative 7,695 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000014 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,410

Underlying: Common Shares, without par value · 7,695 shares

Expires not disclosed

F1 · security: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 2,430 Common Shares shall be earned and depending on continued employment and Company Performance 5,265 Common Shares may be earned.

F1 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 2,430 Common Shares shall be earned and depending on continued employment and Company Performance 5,265 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 2,430 Common Shares shall be earned and depending on continued employment and Company Performance 5,265 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 2,430 Common Shares shall be earned and depending on continued employment and Company Performance 5,265 Common Shares may be earned.

F2 · balance_after: Total includes Performance Shares previously granted to the Reporting Person.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 20:11 UTC
Moore Anthony LVice President of Operations
GrantPerformance Shares · Derivative 23,500 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000013 · primary_doc.xml · derivative · entry 1

Moore Anthony L · CIK 0001674688 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,278

Underlying: Common Shares, without par value · 23,500 shares

Expires not disclosed

F2 · security: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned.

F2 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned.

F2 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned.

F2 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 7,420 Common Shares will be earned and depending on continued employment and Company performance 16,080 Common Shares may be earned.

F1 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2016.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 18:21 UTC
Sloan Michael DVice President
GrantPerformance Shares · Derivative 27,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000009 · primary_doc.xml · derivative · entry 2

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,205

Underlying: Common Shares, without par value · 27,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned.

F1 · price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned.

F2 · balance_after: Total includes grants of performance shares made to the Reporting Person in 2014, 2015 and 2016.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:48 UTC
Nagle Alisa AChief Human Resources Officer
GrantPerformance Shares · Derivative 15,290 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000016 · primary_doc.xml · derivative · entry 1

Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,150

Underlying: Common Shares, without par value · 15,290 shares

Expires not disclosed

F1 · security: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned.

F1 · derivative.exercise_price: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned.

F2 · balance_after: Total includes a grant of Performance Shares made to the Reporting Person in 2016.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:38 UTC
BEAVER THOMAS AVice President - Global Sales
GrantPerformance Shares · Derivative 25,595 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000015 · primary_doc.xml · derivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,470

Underlying: Common Shares, without par value · 25,595 shares

Expires not disclosed

F1 · security: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.exercise_price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,080 Common Shares shall be earned and depending on continued employment and Company performance 17,515 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2014, 2015 and 2016.

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March 06, 2017 Filed Mar 8, 2017 19:48 UTC
DeGaynor Jonathan BDirector · President and CEO
GrantPerformance Shares · Derivative 93,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000012 · primary_doc.xml · derivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,765

Underlying: Common Shares, without par value · 93,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 29,500 Common Shares shall be earned and depending on continued employment and Company performance 64,030 Common Shares may be earned.

F1 · price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 29,500 Common Shares shall be earned and depending on continued employment and Company performance 64,030 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 29,500 Common Shares shall be earned and depending on continued employment and Company performance 64,030 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 29,500 Common Shares shall be earned and depending on continued employment and Company performance 64,030 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2015 and 2016.

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March 06, 2017 Filed Mar 8, 2017 19:21 UTC
Krakowiak Robert R.Chief Financial Officer
GrantPerformance Shares · Derivative 38,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000011 · primary_doc.xml · derivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,930

Underlying: Common Shares, without par value · 38,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 12,010 Common Shares shall be earned and depending on continued employment and Company performance 26,025 Common Shares may be earned.

F1 · price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 12,010 Common Shares shall be earned and depending on continued employment and Company performance 26,025 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 12,010 Common Shares shall be earned and depending on continued employment and Company performance 26,025 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 12,010 Common Shares shall be earned and depending on continued employment and Company performance 26,025 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2016.

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March 06, 2017 Filed Mar 8, 2017 18:59 UTC
Kruk PeterPresident of Electronics
GrantPerformance Shares · Derivative 19,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000010 · primary_doc.xml · derivative · entry 2

Kruk Peter · CIK 0001556206 · President of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,735

Underlying: Common Shares, without par value · 19,635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 6,200 Common Shares shall be earned and depending on continued employment and Company Performance 13,435 Common Shares may be earned.

F1 · price: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 6,200 Common Shares shall be earned and depending on continued employment and Company Performance 13,435 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 6,200 Common Shares shall be earned and depending on continued employment and Company Performance 13,435 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Shares represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 6,200 Common Shares shall be earned and depending on continued employment and Company Performance 13,435 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2014, 2015 and 2016.

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March 06, 2017 Filed Jan 4, 2018 20:13 UTC Amendment
DeGaynor Jonathan BDirector · President and CEO
GrantPerformance Shares · Derivative 98,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000001 · primary_doc.xml · derivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,080

Underlying: Common Shares, without par value · 98,895 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Common Share. Provided that the Reporting Person remains employed on March 6, 2020 31,230 Common Shares shall be earned and depending on continued employment and Company performance 67,665 Common Shares may be earned.

F1 · price: Each Performance Share represents the contingent right to receive one Common Share. Provided that the Reporting Person remains employed on March 6, 2020 31,230 Common Shares shall be earned and depending on continued employment and Company performance 67,665 Common Shares may be earned.

F1 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Common Share. Provided that the Reporting Person remains employed on March 6, 2020 31,230 Common Shares shall be earned and depending on continued employment and Company performance 67,665 Common Shares may be earned.

F1 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Common Share. Provided that the Reporting Person remains employed on March 6, 2020 31,230 Common Shares shall be earned and depending on continued employment and Company performance 67,665 Common Shares may be earned.

F2 · balance_after: Total includes grants of Performance Shares made to the Reporting Person in 2015 and 2016.

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September 09, 2016 Filed Sep 9, 2016 21:27 UTC
BEAVER THOMAS AVice President - Global Sales
SaleCommon Shares, without par value 7,000 $18.02 $126,140.00
Disclosure

SEC source: 0001331471-16-000062 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,667

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.

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September 08, 2016 Filed Sep 9, 2016 21:27 UTC
BEAVER THOMAS AVice President - Global Sales
SaleCommon Shares, without par value 33,000 $18.30 $603,900.00
Disclosure

SEC source: 0001331471-16-000062 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,667

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.

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March 25, 2014 Filed Feb 21, 2017 20:41 UTC Amendment Grantsee footnote · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000001 · primary_doc.xml · derivative · entry 1

Leite Sergio De Cerqueira · CIK 0001541473 · President of PST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: see footnote · Not disclosed shares

Expires not disclosed

F1 · security: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · derivative.exercise_price: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · date: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · kind: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · shares: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · price: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · derivative.exercise_date: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · derivative.expiration_date: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · derivative.underlying: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · derivative.underlying_shares: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

F1 · balance_after: Amends Form 4 filed on March 27, 2014 to correct an error on the grant of Performance Shares to the Reporting Person. The Reporting Person does not beneficially own, directly or indirectly, any derivative securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.