Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STONERIDGE INCSRI · Entity 6313 | Chief Human Resources Officer | March 04, 2019 | March 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STONERIDGE INC
Report date March 04, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 12,030 |
Ending reported balance
After 2019-03-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-04 · Exercise / conversion · Acquired 17,824 · Balance 17,824 F1: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. Row 2 · 2019-03-04 · Tax withholding · Disposed 5,794 · Balance 12,030 |
| Performance Shares/Share UnitsSEC Table II · derivative / convertible security | Direct | 20,636 |
Reported balance
After 2019-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-04 · Exercise / conversion · Disposed 17,824 · Balance 20,636 F1: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. |
| Performance Shares/Share UnitsSEC Table II · derivative / convertible security | Direct | 17,005 |
Reported balance
After 2019-03-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-04 · Disposition to issuer · Disposed 3,631 · Balance 17,005 F1: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2019 Filed Mar 7, 2019 00:03 UTC | STONERIDGE INC SRI · Entity 6313 | Disposition to issuerPerformance Shares/Share Units · Derivative | 3,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000009 · primary_doc.xml · derivative · entry 4 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,005 Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · derivative.underlying_shares: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:03 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionPerformance Shares/Share Units · Derivative | 17,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-19-000009 · primary_doc.xml · derivative · entry 3 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,636 Underlying: Common Shares · 17,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · derivative.exercise_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. F1 · derivative.expiration_date: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:03 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 5,794 | $30.04 | $174,051.76 |
DisclosureSEC source: 0001331471-19-000009 · primary_doc.xml · nonDerivative · entry 2 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,030 Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 00:03 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 17,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-19-000009 · primary_doc.xml · nonDerivative · entry 1 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In 2016 Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan and on March 4, 2019 17,824 common shares were earned and pursuant to the 2016 grant paid on a one-for-one basis in Company Common shares and 3,631 performance shares were not earned and were forfeited. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:39 UTC | STONERIDGE INC SRI · Entity 6313 | GrantShare Units · Derivative | 4,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-18-000012 · primary_doc.xml · derivative · entry 1 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,460 Underlying: Common Shares, without par value · 4,310 shares Expires not disclosed F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:48 UTC | STONERIDGE INC sri · Entity 6313 | GrantPerformance Shares · Derivative | 15,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-17-000016 · primary_doc.xml · derivative · entry 1 Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,150 Underlying: Common Shares, without par value · 15,290 shares Expires not disclosed F1 · security: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned. F1 · derivative.exercise_price: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned. F1 · derivative.exercise_date: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned. F1 · derivative.expiration_date: Each Performance Share represents the continue right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 4,830 Common Shares shall be earned and depending on continued employment and Company performance 10,460 Common Shares may be earned. F2 · balance_after: Total includes a grant of Performance Shares made to the Reporting Person in 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.