Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STONERIDGE INCSRI · Entity 6313 | Vice President | August 14, 2017 | August 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STONERIDGE INC
Report date August 14, 2017 · Filed August 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 34,223 |
Reported balance
After 2017-08-14 transaction · row 1
1 source rowRow 1 · 2017-08-14 · Sale · Disposed 30,000 · Balance 34,223 F1: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transactions on August 14, 2017 at prices ranging from $16.20 per shares to $16.4216 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold each separate price with that range. |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 100,355 |
Reported balance
Holding disclosure · report date 2017-08-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 100,355 F2: Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2015, 2016 and 2017 and shall be earned in some cases contingent on continued employment until a date three years from the date of grant and in other cases contingent on the same three year employment condition and on Company performance over a three year period. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transactions on August 14, 2017 at prices ranging from $16.20 per shares to $16.4216 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold each separate price with that range.
F2: Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2015, 2016 and 2017 and shall be earned in some cases contingent on continued employment until a date three years from the date of grant and in other cases contingent on the same three year employment condition and on Company performance over a three year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2017 Filed Aug 16, 2017 20:04 UTC | STONERIDGE INC SRI · Entity 6313 | SaleCommon Shares, without par value | 30,000 | $16.30 | $489,000.00 |
DisclosureSEC source: 0001331471-17-000026 · primary_doc.xml · nonDerivative · entry 1 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,223 F1 · price: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transactions on August 14, 2017 at prices ranging from $16.20 per shares to $16.4216 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold each separate price with that range. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 22:04 UTC | STONERIDGE INC sri · Entity 6313 | Disposition to issuerPerformance Shares · Derivative | 4,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-17-000021 · primary_doc.xml · derivative · entry 4 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,355 Underlying: Common Shares, without par value · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vest on a one-for-one basis in common shares. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 22:04 UTC | STONERIDGE INC sri · Entity 6313 | Exercise / conversionPerformance Shares · Derivative | 34,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-17-000021 · primary_doc.xml · derivative · entry 3 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,844 Underlying: Common Shares, without par value · 34,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 22:04 UTC | STONERIDGE INC sri · Entity 6313 | Tax withholdingCommon Shares, without par value | 10,943 | $18.26 | $199,819.18 |
DisclosureSEC source: 0001331471-17-000021 · primary_doc.xml · nonDerivative · entry 2 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,223 Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 22:04 UTC | STONERIDGE INC sri · Entity 6313 | Exercise / conversionCommon Shares, without par value | 34,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-17-000021 · primary_doc.xml · nonDerivative · entry 1 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 19:25 UTC | STONERIDGE INC sri · Entity 6313 | SaleCommon Shares, without par value | 39,457 | $18.73 | $739,128.25 |
DisclosureSEC source: 0001331471-17-000017 · primary_doc.xml · nonDerivative · entry 1 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,805 F1 · price: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transaction on March 8, 2017 at prices ranging from $18.58/share to $18.90/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the range. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:21 UTC | STONERIDGE INC sri · Entity 6313 | GrantPerformance Shares · Derivative | 27,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-17-000009 · primary_doc.xml · derivative · entry 2 Sloan Michael D · CIK 0001464058 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,205 Underlying: Common Shares, without par value · 27,515 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned. F1 · price: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned. F1 · derivative.exercise_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned. F1 · derivative.expiration_date: Each Performance Share represents the contingent right to receive one Company Common Share. Provided that the Reporting Person remains employed on March 6, 2020 8,690 Common Shares shall be earned and depending on continued employment and Company performance 18,825 Common Shares may be earned. F2 · balance_after: Total includes grants of performance shares made to the Reporting Person in 2014, 2015 and 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.