Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STONERIDGE INCSRI · Entity 6313 | EVP | March 25, 2017 | March 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STONERIDGE INC
Report date March 25, 2017 · Filed March 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 300,846 |
Ending reported balance
After 2017-03-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-25 · Exercise / conversion · Acquired 60,572 · Balance 324,322 F1: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. Row 2 · 2017-03-25 · Tax withholding · Disposed 23,476 · Balance 300,846 |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 129,818 |
Reported balance
After 2017-03-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-25 · Exercise / conversion · Disposed 60,572 · Balance 129,818 F1: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F2: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares. |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 121,890 |
Reported balance
After 2017-03-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-25 · Disposition to issuer · Disposed 7,928 · Balance 121,890 F1: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F2: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.
F2: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2017 Filed Mar 28, 2017 19:35 UTC | STONERIDGE INC SRI · Entity 6313 | Disposition to issuerPerformance Shares · Derivative | 7,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-17-000018 · primary_doc.xml · derivative · entry 4 STRICKLER GEORGE E · CIK 0001137076 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,890 Underlying: Common Shares, without par value · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · derivative.exercise_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · derivative.expiration_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · derivative.underlying_shares: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F2 · balance_after: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:35 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionPerformance Shares · Derivative | 60,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001331471-17-000018 · primary_doc.xml · derivative · entry 3 STRICKLER GEORGE E · CIK 0001137076 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,818 Underlying: Common Shares, without par value · 60,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · derivative.exercise_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F1 · derivative.expiration_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. F2 · balance_after: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares. Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:35 UTC | STONERIDGE INC SRI · Entity 6313 | Tax withholdingCommon Shares, without par value | 23,476 | $18.21 | $427,497.96 |
DisclosureSEC source: 0001331471-17-000018 · primary_doc.xml · nonDerivative · entry 2 STRICKLER GEORGE E · CIK 0001137076 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,846 Read SEC document |
| March 25, 2017 Filed Mar 28, 2017 19:35 UTC | STONERIDGE INC SRI · Entity 6313 | Exercise / conversionCommon Shares, without par value | 60,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001331471-17-000018 · primary_doc.xml · nonDerivative · entry 1 STRICKLER GEORGE E · CIK 0001137076 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.