Tapewire

NYSE · USD

SRI

STONERIDGE INC

Export transactions ↓
Tapewire entity
6313
SEC CIK
0001043337
Parsed reports
325

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202621
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2018 Filed Mar 30, 2018 20:39 UTC
DeGaynor Jonathan BDirector · President and CEO
Disposition to issuerPerformance Shares · Derivative 10,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000021 · primary_doc.xml · derivative · entry 4

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,330

Underlying: Common Shares, without par value · 10,564 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F2 · balance_after: Includes performance shares and time based share units vesting (if earned) in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:39 UTC
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 160,431 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000021 · primary_doc.xml · derivative · entry 3

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,894

Underlying: Common Shares, without par value · 160,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

F2 · balance_after: Includes performance shares and time based share units vesting (if earned) in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:39 UTC
DeGaynor Jonathan BDirector · President and CEO
Tax withholdingCommon Shares, without par value 69,035 $27.60 $1,905,366.00
Disclosure

SEC source: 0001331471-18-000021 · primary_doc.xml · nonDerivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,122

Read SEC document
March 30, 2018 Filed Mar 30, 2018 20:39 UTC
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionCommon Shares, without par value 160,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000021 · primary_doc.xml · nonDerivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 170,995 performance shares, vesting (if earned) on March 30, 2018; 51,355 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 119,640 performance shares were time-based and performance based. Of the time and performance based performance shares 109,076 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 10,564 performance shares were not earned.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 19:48 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Disposition to issuerPerformance Shares · Derivative 513 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000020 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

Underlying: Common Shares, without par value · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 19:48 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 8,947 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000020 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,633

Underlying: Common Shares, without par value · 8,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Mar 30, 2018 19:48 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Tax withholdingCommon Shares, without par value 2,554 $22.60 $57,720.40
Disclosure

SEC source: 0001331471-18-000020 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,674

Read SEC document
March 30, 2018 Filed Mar 30, 2018 19:48 UTC
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionCommon Shares, without par value 8,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000020 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned.

Read SEC document
March 30, 2018 Filed Apr 17, 2018 19:50 UTC Amendment
Hartman Robert J. Jr.Chief Accounting Officer
Disposition to issuerPerformance Shares · Derivative 513 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000023 · primary_doc.xml · derivative · entry 4

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

Underlying: Common Shares, without par value · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.exercise_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.expiration_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Apr 17, 2018 19:50 UTC Amendment
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 8,847 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000023 · primary_doc.xml · derivative · entry 3

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663

Underlying: Common Shares, without par value · 8,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.exercise_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F1 · derivative.expiration_date: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

F2 · balance_after: Includes performance shares and time-based share units vesting in 2019, 2020 and 2021.

Read SEC document
March 30, 2018 Filed Apr 17, 2018 19:50 UTC Amendment
Hartman Robert J. Jr.Chief Accounting Officer
Tax withholdingCommon Shares, without par value 2,554 $27.60 $70,490.40
Disclosure

SEC source: 0001331471-18-000023 · primary_doc.xml · nonDerivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,674

F3 · price: This Amended Form 4 is being filed to correct a typo - the correct price is $27.60 (not $22.60 as originally reported).

Read SEC document
March 30, 2018 Filed Apr 17, 2018 19:50 UTC Amendment
Hartman Robert J. Jr.Chief Accounting Officer
Exercise / conversionCommon Shares, without par value 8,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000023 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30,2015 the Reporting Person was granted under the Company's Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance-based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance shares were not earned.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 13:37 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000017 · primary_doc.xml · nonDerivative · entry 1

DRAIME JEFFREY P · CIK 0001055266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,964

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 18:55 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000019 · primary_doc.xml · nonDerivative · entry 1

Schlather Paul J. · CIK 0001464086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,501

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2018.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 18:48 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000018 · primary_doc.xml · nonDerivative · entry 1

Mayes George S JR · CIK 0001361098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,084

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 18:28 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000016 · primary_doc.xml · nonDerivative · entry 1

Kaplan Ira C. · CIK 0001464085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,024

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 18:05 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000015 · primary_doc.xml · nonDerivative · entry 1

LASKY WILLIAM M · CIK 0001197369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,044

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 17:58 UTC
Korth KimDirector
GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000014 · primary_doc.xml · nonDerivative · entry 1

Korth Kim · CIK 0001380039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,064

F1 · shares: Restricted Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 17:33 UTC GrantCommon Shares, without par value 4,277 $0.00 $0.00
Disclosure

SEC source: 0001331471-18-000013 · primary_doc.xml · nonDerivative · entry 1

JACOBS DOUGLAS C · CIK 0001202207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,324

F1 · shares: Restricted Common Shares granted to the Reporting Person under the Directors' Restricted Shares Plan, vesting March 7, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:39 UTC
Nagle Alisa AChief Human Resources Officer
GrantShare Units · Derivative 4,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000012 · primary_doc.xml · derivative · entry 1

Nagle Alisa A · CIK 0001658481 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,460

Underlying: Common Shares, without par value · 4,310 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:29 UTC
Moore Anthony LVice President of Operations
GrantShare Units · Derivative 5,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000011 · primary_doc.xml · derivative · entry 1

Moore Anthony L · CIK 0001674688 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,188

Underlying: Common Shares, without par value · 5,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:13 UTC
Krakowiak Robert R.Chief Financial Officer
GrantShare Units · Derivative 9,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000010 · primary_doc.xml · derivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,780

Underlying: Common Shares, without par value · 9,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:02 UTC
Hartman Robert J. Jr.Chief Accounting Officer
GrantShare Units · Derivative 1,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000009 · primary_doc.xml · derivative · entry 2

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,580

Underlying: Common Shares, without par value · 1,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:52 UTC
DeGaynor Jonathan BDirector · President and CEO
GrantShare Units · Derivative 33,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000008 · primary_doc.xml · derivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,325

Underlying: Common Shares, without par value · 33,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:37 UTC
BEAVER THOMAS AVice President - Global Sales
GrantShare Units · Derivative 6,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000007 · primary_doc.xml · derivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,590

Underlying: Common Shares, without par value · 6,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:27 UTC
Willig Robert R. Jr.President of Control Devices
GrantShare Units · Derivative 5,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000006 · primary_doc.xml · derivative · entry 2

Willig Robert R. Jr. · CIK 0001721040 · President of Control Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

Underlying: Common Shares, without par value · 5,980 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:16 UTC
Dono Thomas Michael JRChief Legal Officer
GrantShare Units · Derivative 6,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000005 · primary_doc.xml · derivative · entry 1

Dono Thomas Michael JR · CIK 0001680696 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Underlying: Common Shares · 6,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · price: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.exercise_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

F1 · derivative.expiration_date: Share Units granted to the Reporting Person under the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on March 6, 2021.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:01 UTC
BEAVER THOMAS AVice President - Global Sales
SaleCommon Shares, without par value 16,827 $21.51 $361,948.77
Disclosure

SEC source: 0001331471-17-000030 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:01 UTC
BEAVER THOMAS AVice President - Global Sales
SaleCommon Shares, without par value 32,952 $21.51 $708,797.52
Disclosure

SEC source: 0001331471-17-000030 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,529

F1 · shares: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

F1 · price: The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on November 9, 2017 and November 10, 2017 at per share prices ranging from $21.50 to $21.70 on November 9, 2017 and $21.50 to $21.60 on November 10, 2017. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each separate price within the ranges.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 16:38 UTC
Hartman Robert J. Jr.Chief Accounting Officer
SaleCommon Shares, without par value 7,358 $16.51 $121,501.92
Disclosure

SEC source: 0001331471-17-000028 · primary_doc.xml · nonDerivative · entry 1

Hartman Robert J. Jr. · CIK 0001679290 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,281

F1 · price: The price reported in column 4 is a weighted average price. The Common Shares were sold in multiple transactions on 9-7-2017 at prices ranging from $16.512/share to $16.52/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the range.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:04 UTC
Sloan Michael DVice President
SaleCommon Shares, without par value 30,000 $16.30 $489,000.00
Disclosure

SEC source: 0001331471-17-000026 · primary_doc.xml · nonDerivative · entry 1

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,223

F1 · price: The price reported in Column 4 is a weighted average price. The Company Common Shares were sold in multiple transactions on August 14, 2017 at prices ranging from $16.20 per shares to $16.4216 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold each separate price with that range.

Read SEC document
May 17, 2017 Filed May 18, 2017 16:43 UTC
Kruk PeterPresident of Electronics
SaleCommon Shares, without par value 22,000 $16.63 $365,886.40
Disclosure

SEC source: 0001331471-17-000024 · primary_doc.xml · nonDerivative · entry 1

Kruk Peter · CIK 0001556206 · President of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,047

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transaction on May 17, 2017 at prices ranging from $16.63/share to $16.65/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each price.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 19:27 UTC
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 21,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000023 · primary_doc.xml · derivative · entry 3

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,910

Underlying: Common Shares, without par value · 21,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F2 · balance_after: Performance Shares granted to the Reporting Person in 2015, 2016 and 2017, vesting and payable, if earned, on a one-for-one basis in common shares in 2018, 2019 and 2020, as applicable.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 19:27 UTC
DeGaynor Jonathan BDirector · President and CEO
Tax withholdingCommon Shares, without par value 9,129 $18.40 $167,973.60
Disclosure

SEC source: 0001331471-17-000023 · primary_doc.xml · nonDerivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,726

Read SEC document
March 30, 2017 Filed Apr 3, 2017 19:27 UTC
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionCommon Shares, without par value 21,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000023 · primary_doc.xml · nonDerivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

Read SEC document
March 30, 2017 Filed Jan 4, 2018 20:26 UTC Amendment
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 21,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000002 · primary_doc.xml · derivative · entry 3

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,225

Underlying: Common Shares, without par value · 21,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · derivative.exercise_date: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F1 · derivative.expiration_date: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

F2 · balance_after: Performance Shares granted to the Reporting Person in 2015, 2016 and 2017, vesting and payable, if earned, on a one-for-one basis in Common Shares in 2018, 2019 and 2020, as applicable.

Read SEC document
March 30, 2017 Filed Jan 4, 2018 20:26 UTC Amendment
DeGaynor Jonathan BDirector · President and CEO
Tax withholdingCommon Shares, without par value 9,129 $18.40 $167,973.60
Disclosure

SEC source: 0001331471-18-000002 · primary_doc.xml · nonDerivative · entry 2

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,726

Read SEC document
March 30, 2017 Filed Jan 4, 2018 20:26 UTC Amendment
DeGaynor Jonathan BDirector · President and CEO
Exercise / conversionCommon Shares, without par value 21,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-18-000002 · primary_doc.xml · nonDerivative · entry 1

DeGaynor Jonathan B · CIK 0001637951 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 30, 2015 the Reporting Person was granted Performance Shares. Those Performance Shares included 21,855 time-based Performance Shares that vested and were paid on a one-for-one basis in Common Shares on March 30, 2017.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC
BEAVER THOMAS AVice President - Global Sales
Disposition to issuerPerformance Shares · Derivative 6,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · derivative · entry 4

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,220

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC
BEAVER THOMAS AVice President - Global Sales
Exercise / conversionPerformance Shares · Derivative 47,096 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · derivative · entry 3

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,374

Underlying: Common Shares, without par value · 47,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC
BEAVER THOMAS AVice President - Global Sales
Tax withholdingCommon Shares, without par value 16,282 $18.26 $297,309.32
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · nonDerivative · entry 2

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,481

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:38 UTC
BEAVER THOMAS AVice President - Global Sales
Exercise / conversionCommon Shares, without par value 47,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000022 · primary_doc.xml · nonDerivative · entry 1

BEAVER THOMAS A · CIK 0001219412 · Vice President - Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 53,250 Performance Shares vesting March 25, 2017; 21,300 of the Performance Shares were time-based and vest on March 25, 2017 and were paid on a one-for-one basis in common shares and 31,900 were time and performance based. Of the time and performance based Performance Shares 25,796 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 6,154 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:04 UTC
Sloan Michael DVice President
Disposition to issuerPerformance Shares · Derivative 4,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000021 · primary_doc.xml · derivative · entry 4

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,355

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018, 2019 and 2020 payable upon vest on a one-for-one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:04 UTC
Sloan Michael DVice President
Exercise / conversionPerformance Shares · Derivative 34,361 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000021 · primary_doc.xml · derivative · entry 3

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,844

Underlying: Common Shares, without par value · 34,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:04 UTC
Sloan Michael DVice President
Tax withholdingCommon Shares, without par value 10,943 $18.26 $199,819.18
Disclosure

SEC source: 0001331471-17-000021 · primary_doc.xml · nonDerivative · entry 2

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,223

Read SEC document
March 25, 2017 Filed Mar 28, 2017 22:04 UTC
Sloan Michael DVice President
Exercise / conversionCommon Shares, without par value 34,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000021 · primary_doc.xml · nonDerivative · entry 1

Sloan Michael D · CIK 0001464058 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 38,850 Performance Shares vesting on March 25, 2017; 15,600 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,500 were time and performance based. Of the time and performance based Performance Shares 18,761 vested on March 25, 2017 and were paid on a one for one basis in common shares and 4,489 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 21:42 UTC
Kruk PeterPresident of Electronics
Disposition to issuerPerformance Shares · Derivative 4,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000020 · primary_doc.xml · derivative · entry 3

Kruk Peter · CIK 0001556206 · President of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,235

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · price: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F2 · balance_after: Performance shares vesting in 2018, 2019 an 2020 payable upon vesting on a one for one basis in common shares.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 21:42 UTC
Kruk PeterPresident of Electronics
Exercise / conversionPerformance Shares · Derivative 34,047 $0.00 $0.00
Disclosure

SEC source: 0001331471-17-000020 · primary_doc.xml · derivative · entry 2

Kruk Peter · CIK 0001556206 · President of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,688

Underlying: Common Shares, without par value · 34,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · derivative.exercise_date: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

F1 · derivative.expiration_date: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 21:42 UTC
Kruk PeterPresident of Electronics
Exercise / conversionCommon Shares, without par value 34,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000020 · primary_doc.xml · nonDerivative · entry 1

Kruk Peter · CIK 0001556206 · President of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 25, 2014 the Reporting Person was granted 38,500 Performance Shares vesting on March 25, 2017; 15,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 23,100 were time and performance based. Of the time and performance based Performance Shares 18,647 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 4,453 were forfeited.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 19:35 UTC Disposition to issuerPerformance Shares · Derivative 7,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001331471-17-000018 · primary_doc.xml · derivative · entry 4

STRICKLER GEORGE E · CIK 0001137076 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,890

Underlying: Common Shares, without par value · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · price: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · derivative.exercise_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · derivative.expiration_date: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F1 · derivative.underlying_shares: On March 25, 2914 the Reporting Person was granted 68,500 Performance Shares vesting on March 25, 2017; 27,400 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 33,172 were time and performance based. Of the time and performance based Performance Shares 33,172 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 7,928 were forfeited.

F2 · balance_after: Performance Shares vesting in 2018 and 2019 payable upon vesting on a one for one basis in common shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.