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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionOptions (Right to Buy) · Derivative 8,465 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · derivative · entry 13

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 8,465 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionOptions (Right to Buy) · Derivative 20,804 $0.00 Strike: $51.55 $0.00
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · derivative · entry 12

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,804 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionOptions (Right to Buy) · Derivative 14,420 $0.00 Strike: $37.41 $0.00
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · derivative · entry 11

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,420 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 8,777 $122.20 $1,072,549.40
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 9

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,692

F2 · shares: Shares swapped to pay for the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 6,203 $122.20 $758,006.60
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 8

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,469

F1 · shares: Shares withheld to cover applicable taxes in connection with the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 5,391 $122.20 $658,780.20
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 7

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,672

F2 · shares: Shares swapped to pay for the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 5,160 $122.20 $630,552.00
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 6

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,063

F1 · shares: Shares withheld to cover applicable taxes in connection with the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 4,415 $122.20 $539,513.00
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 5

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,223

F2 · shares: Shares swapped to pay for the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Tax withholdingCommon Stock 1,586 $122.20 $193,809.20
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 4

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,638

F1 · shares: Shares withheld to cover applicable taxes in connection with the option exercised.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionCommon Stock 8,465 $77.81 $658,661.65
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 3

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionCommon Stock 14,420 $37.41 $539,452.20
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 2

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Aug 2, 2016 13:12 UTC Exercise / conversionCommon Stock 20,804 $51.55 $1,072,446.20
Disclosure

SEC source: 0001225208-16-037289 · doc4.xml · nonDerivative · entry 1

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Jul 6, 2016 13:08 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-036238 · doc4.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.

Read SEC document
July 01, 2016 Filed Jul 6, 2016 13:08 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 395 $107.86 $42,604.70
Disclosure

SEC source: 0001225208-16-036238 · doc4.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Read SEC document
July 01, 2016 Filed Jul 6, 2016 13:08 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 1,193 $107.86 $128,676.98
Disclosure

SEC source: 0001225208-16-036238 · doc4.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2016 Filed Jun 3, 2016 13:53 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
SaleCommon Stock 722 $110.30 $79,636.60
Disclosure

SEC source: 0001225208-16-034520 · doc4.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 02, 2016 Filed Jun 3, 2016 13:53 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
SaleCommon Stock 566 $110.29 $62,424.14
Disclosure

SEC source: 0001225208-16-034520 · doc4.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722

Read SEC document
May 25, 2016 Filed May 26, 2016 18:09 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
SaleCommon Stock 6,838 $110.77 $757,417.22
Disclosure

SEC source: 0001225208-16-034024 · doc4.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,455

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.1800 to $111.1300, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
May 25, 2016 Filed May 26, 2016 18:09 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
SaleCommon Stock 2,400 $111.38 $267,313.92
Disclosure

SEC source: 0001225208-16-034024 · doc4.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,293

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.2000 to $111.6000, inclusive.

Read SEC document
May 24, 2016 Filed May 25, 2016 18:08 UTC
Peterson Douglas L.Director · CEO & President, MH Financial
Exercise / conversionOptions (Right to Buy) · Derivative 25,000 $0.00 Strike: $38.13 $0.00
Disclosure

SEC source: 0001225208-16-033963 · doc4.xml · derivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,368

Underlying: Common Stock · 25,000 shares

Expires 2021-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2016 Filed May 25, 2016 18:08 UTC
Peterson Douglas L.Director · CEO & President, MH Financial
Tax withholdingCommon Stock 9,190 $111.66 $1,026,155.40
Disclosure

SEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,220

F2 · shares: The number of shares withheld to cover applicable taxes in conncenction with the option exercised.

Read SEC document
May 24, 2016 Filed May 25, 2016 18:08 UTC
Peterson Douglas L.Director · CEO & President, MH Financial
Tax withholdingCommon Stock 8,538 $111.66 $953,353.08
Disclosure

SEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,410

F1 · shares: Shares swapped to pay for the option exercised.

Read SEC document
May 24, 2016 Filed May 25, 2016 18:08 UTC
Peterson Douglas L.Director · CEO & President, MH Financial
Exercise / conversionCommon Stock 25,000 $38.13 $953,250.00
Disclosure

SEC source: 0001225208-16-033963 · doc4.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President, MH Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2016 Filed May 20, 2016 18:43 UTC
SHEARD PAUL JAMESEVP & Chief Economist
SaleCommon Stock 2,000 $107.83 $215,660.20
Disclosure

SEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 4

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 20, 2016 Filed May 20, 2016 18:43 UTC
SHEARD PAUL JAMESEVP & Chief Economist
SaleCommon Stock 2,000 $107.85 $215,700.20
Disclosure

SEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 3

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 20, 2016 Filed May 20, 2016 18:43 UTC
SHEARD PAUL JAMESEVP & Chief Economist
SaleCommon Stock 1,247 $107.54 $134,102.38
Disclosure

SEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 2

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
May 20, 2016 Filed May 20, 2016 18:43 UTC
SHEARD PAUL JAMESEVP & Chief Economist
SaleCommon Stock 1,000 $107.79 $107,787.50
Disclosure

SEC source: 0001225208-16-033681 · doc4.xml · nonDerivative · entry 1

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,247

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
Exercise / conversionOptions (Right to Buy) · Derivative 1,820 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · derivative · entry 9

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 1,820 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
Exercise / conversionOptions (Right to Buy) · Derivative 3,007 $0.00 Strike: $51.55 $0.00
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · derivative · entry 8

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,007 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
SaleCommon Stock 1,500 $106.14 $159,202.50
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 7

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
SaleCommon Stock 1,000 $106.10 $106,102.40
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 6

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
SaleCommon Stock 900 $106.12 $95,508.09
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 5

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
SaleCommon Stock 827 $106.09 $87,736.43
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 4

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
SaleCommon Stock 600 $106.12 $63,674.88
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 3

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
Exercise / conversionCommon Stock 1,820 $77.81 $141,614.20
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 2

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2016 Filed May 18, 2016 14:10 UTC
Howard Donald R.EMD, Chief Risk Officer
Exercise / conversionCommon Stock 3,007 $51.55 $155,010.85
Disclosure

SEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 1

Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2016 Filed May 3, 2016 16:22 UTC
NATHAN KRISHNAEVP and CIO
GrantRestricted Stock Units · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-032251 · doc4.xml · derivative · entry 2

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires 2018-12-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
May 02, 2016 Filed May 3, 2016 16:22 UTC
NATHAN KRISHNAEVP and CIO
GrantRestricted Stock Units · Derivative 1,866 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-032251 · doc4.xml · derivative · entry 1

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866

Underlying: Common Stock · 1,866 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest 33% on 5/2/2017, 33% on 5/2/2018 and 34% on 5/2/2019.

F2 · derivative.expiration_date: The restricted stock unit will vest 33% on 5/2/2017, 33% on 5/2/2018 and 34% on 5/2/2019.

Read SEC document
May 01, 2016 Filed May 3, 2016 14:19 UTC
Dillon Hatcher ImogenPresident,Platts
Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-032215 · doc4.xml · derivative · entry 3

Dillon Hatcher Imogen · CIK 0001625102 · President,Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSU awards will vest on 5/1/2017 and 12/31/2017.

F1 · derivative.expiration_date: The RSU awards will vest on 5/1/2017 and 12/31/2017.

Read SEC document
May 01, 2016 Filed May 3, 2016 14:19 UTC
Dillon Hatcher ImogenPresident,Platts
Tax withholdingCommon Stock 1,058 $106.85 $113,047.30
Disclosure

SEC source: 0001225208-16-032215 · doc4.xml · nonDerivative · entry 2

Dillon Hatcher Imogen · CIK 0001625102 · President,Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

Read SEC document
May 01, 2016 Filed May 3, 2016 14:19 UTC
Dillon Hatcher ImogenPresident,Platts
Exercise / conversionCommon Stock 2,250 $106.85 $240,412.50
Disclosure

SEC source: 0001225208-16-032215 · doc4.xml · nonDerivative · entry 1

Dillon Hatcher Imogen · CIK 0001625102 · President,Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2016 Filed Apr 29, 2016 18:52 UTC SaleCommon Stock 10,000 $106.36 $1,063,551.00
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 6

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,535

Read SEC document
April 28, 2016 Filed May 2, 2016 16:26 UTC GrantPhantom Stock Units · Derivative 479.3 $107.61 Strike: $0.00 $51,577.47
Disclosure

SEC source: 0001225208-16-032094 · doc4.xml · derivative · entry 7

MCGRAW ROBERT P · CIK 0001196155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,912.26

Underlying: Common Stock · 479.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. McGraw ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. McGraw's service as a director of the S&P Gloabl board ceased on April 27, 2016.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. McGraw's service as a director of the S&P Gloabl board ceased on April 27, 2016.

Read SEC document
April 28, 2016 Filed May 2, 2016 18:07 UTC GrantPhantom Stock Units · Derivative 508.62 $107.61 Strike: $0.00 $54,732.60
Disclosure

SEC source: 0001225208-16-032144 · doc4.xml · derivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,708.78

Underlying: Common Stock · 508.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. Taurel ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016.

Read SEC document
April 27, 2016 Filed Apr 29, 2016 18:52 UTC Exercise / conversionOptions (Right to Buy) · Derivative 35,000 $0.00 Strike: $37.41 $0.00
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · derivative · entry 7

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,420

Underlying: Common Stock · 35,000 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2016 Filed Apr 29, 2016 18:52 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 5

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,535

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April 27, 2016 Filed Apr 29, 2016 18:52 UTC Tax withholdingCommon Stock 12,133 $107.92 $1,309,393.36
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 4

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,835

F2 · shares: Shares swapped to pay for the option exercised.

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April 27, 2016 Filed Apr 29, 2016 18:52 UTC Tax withholdingCommon Stock 11,793 $107.92 $1,272,700.56
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 3

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,968

F1 · shares: Shares withheld to cover applicable taxes in connection with the option exercised.

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April 27, 2016 Filed Apr 29, 2016 18:52 UTC SaleCommon Stock 2,000 $107.52 $215,048.00
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 2

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,761

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April 27, 2016 Filed Apr 29, 2016 18:52 UTC Exercise / conversionCommon Stock 35,000 $37.41 $1,309,350.00
Disclosure

SEC source: 0001225208-16-032003 · doc4.xml · nonDerivative · entry 1

Callahan John F Jr · CIK 0001361758 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.