Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | President,Platts | May 01, 2016 | May 03, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date May 01, 2016 · Filed May 03, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,384 |
Ending reported balance
After 2016-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-05-01 · Exercise / conversion · Acquired 2,250 · Balance 3,442 Row 2 · 2016-05-01 · Tax withholding · Disposed 1,058 · Balance 2,384 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,966 |
Reported balance
After 2016-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-05-01 · Exercise / conversion · Disposed 2,250 · Balance 3,966 F1: The RSU awards will vest on 5/1/2017 and 12/31/2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,661 |
Reported balance
Holding disclosure · report date 2016-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,661 F2: The RSU will vest in full on 9/2/2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 2,115 |
Reported balance
Holding disclosure · report date 2016-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,115 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.07 · Expires 2024-04-30 | Direct | 4,029 |
Reported balance
Holding disclosure · report date 2016-05-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,029 |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU awards will vest on 5/1/2017 and 12/31/2017.
F2: The RSU will vest in full on 9/2/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2016 Filed May 3, 2016 14:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032215 · doc4.xml · derivative · entry 3 Dillon Hatcher Imogen · CIK 0001625102 · President,Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,966 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The RSU awards will vest on 5/1/2017 and 12/31/2017. F1 · derivative.expiration_date: The RSU awards will vest on 5/1/2017 and 12/31/2017. Read SEC document |
| May 01, 2016 Filed May 3, 2016 14:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,058 | $106.85 | $113,047.30 |
DisclosureSEC source: 0001225208-16-032215 · doc4.xml · nonDerivative · entry 2 Dillon Hatcher Imogen · CIK 0001625102 · President,Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,384 Read SEC document |
| May 01, 2016 Filed May 3, 2016 14:19 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 2,250 | $106.85 | $240,412.50 |
DisclosureSEC source: 0001225208-16-032215 · doc4.xml · nonDerivative · entry 1 Dillon Hatcher Imogen · CIK 0001625102 · President,Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 13:46 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 2,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030918 · doc4.xml · derivative · entry 2 Dillon Hatcher Imogen · CIK 0001625102 · President,Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,115 Underlying: Common Stock · 2,115 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| May 01, 2015 Filed May 5, 2015 19:39 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011224 · doc4.xml · derivative · entry 3 Dillon Hatcher Imogen · CIK 0001625102 · President, S&P Capital IQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,216 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The RSU awards will vest on 5/1/2016, 5/1/2017 and 12/31/2017. F1 · derivative.expiration_date: The RSU awards will vest on 5/1/2016, 5/1/2017 and 12/31/2017. Read SEC document |
| May 01, 2015 Filed May 5, 2015 19:39 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 1,058 | $104.22 | $110,264.76 |
DisclosureSEC source: 0001225208-15-011224 · doc4.xml · nonDerivative · entry 2 Dillon Hatcher Imogen · CIK 0001625102 · President, S&P Capital IQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192 Read SEC document |
| May 01, 2015 Filed May 5, 2015 19:39 UTC | S&P Global Inc. MHFI · Entity 2879 | Exercise / conversionCommon Stock | 2,250 | $104.22 | $234,495.00 |
DisclosureSEC source: 0001225208-15-011224 · doc4.xml · nonDerivative · entry 1 Dillon Hatcher Imogen · CIK 0001625102 · President, S&P Capital IQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 13:27 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009414 · doc4.xml · derivative · entry 1 Dillon Hatcher Imogen · CIK 0001625102 · President, S&P Capital IQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716 Underlying: Common Stock · 1,716 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. F2 · derivative.exercise_date: The restricted stock units will vest on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units will vest on December 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.