Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EMD, Chief Risk Officer | May 16, 2016 | May 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date May 16, 2016 · Filed May 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2016-05-16 · Exercise / conversion · Acquired 3,007 · Balance 3,007 Row 2 · 2016-05-16 · Exercise / conversion · Acquired 1,820 · Balance 4,827 Row 3 · 2016-05-16 · Sale · Disposed 600 · Balance 4,227 Row 4 · 2016-05-16 · Sale · Disposed 827 · Balance 3,400 Row 5 · 2016-05-16 · Sale · Disposed 900 · Balance 2,500 Row 6 · 2016-05-16 · Sale · Disposed 1,000 · Balance 1,500 Row 7 · 2016-05-16 · Sale · Disposed 1,500 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 0 |
Reported balance
After 2016-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-05-16 · Exercise / conversion · Disposed 3,007 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.81 · Expires 2024-03-31 | Direct | 1,876 |
Reported balance
After 2016-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-05-16 · Exercise / conversion · Disposed 1,820 · Balance 1,876 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-12-31 | Direct | 1,287 |
Reported balance
Holding disclosure · report date 2016-05-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,287 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 1,360 |
Reported balance
Holding disclosure · report date 2016-05-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,360 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 1,820 | $0.00 Strike: $77.81 | $0.00 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · derivative · entry 9 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,876 Underlying: Common Stock · 1,820 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 3,007 | $0.00 Strike: $51.55 | $0.00 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · derivative · entry 8 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,007 shares Expires 2023-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,500 | $106.14 | $159,202.50 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 7 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,000 | $106.10 | $106,102.40 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 6 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 900 | $106.12 | $95,508.09 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 5 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 827 | $106.09 | $87,736.43 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 4 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 600 | $106.12 | $63,674.88 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 3 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,227 Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,820 | $77.81 | $141,614.20 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 2 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2016 Filed May 18, 2016 14:10 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 3,007 | $51.55 | $155,010.85 |
DisclosureSEC source: 0001225208-16-033588 · doc4.xml · nonDerivative · entry 1 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 13:37 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030910 · doc4.xml · derivative · entry 1 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 1,360 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| March 24, 2016 Filed Mar 28, 2016 20:01 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 3,700 | $96.28 | $356,228.60 |
DisclosureSEC source: 0001225208-16-030343 · doc4.xml · nonDerivative · entry 1 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 07, 2016 Filed Mar 8, 2016 15:30 UTC | S&P Global Inc. MHFI · Entity 2879 | SaleCommon Stock | 3,000 | $93.94 | $281,826.00 |
DisclosureSEC source: 0001225208-16-029334 · doc4.xml · nonDerivative · entry 1 Howard Donald R. · CIK 0001657692 · EMD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 22:02 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 3,976 | $87.20 | $346,707.20 |
DisclosureSEC source: 0001225208-16-027965 · doc4.xml · nonDerivative · entry 2 Howard Donald R. · CIK 0001657692 · EMD, Cheif Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 22:02 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 10,676 | $87.20 | $930,947.20 |
DisclosureSEC source: 0001225208-16-027965 · doc4.xml · nonDerivative · entry 1 Howard Donald R. · CIK 0001657692 · EMD, Cheif Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,676 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.