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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2017 Filed Jul 5, 2017 14:13 UTC
Fraenkel MartinPresident, Platts
GrantRestricted Stock Units · Derivative 103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001686618-17-000002 · wf-form4_149926400937250.xml · derivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:36 UTC
Geduldig CourtneyEVP, Corp Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.

F2 · derivative.expiration_date: The restricted stock units will vest equally on July 1, 2015, July1, 2016 and July 1, 2017.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:36 UTC
Geduldig CourtneyEVP, Corp Affairs
Tax withholdingCommon Stock 561 $145.99 $81,900.39
Disclosure

SEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Read SEC document
July 01, 2017 Filed Jul 5, 2017 14:36 UTC
Geduldig CourtneyEVP, Corp Affairs
Exercise / conversionCommon Stock 1,194 $145.99 $174,312.06
Disclosure

SEC source: 0001639790-17-000002 · wf-form4_149926539005546.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Corp Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 19:55 UTC
Alvera MarcoDirector
PurchaseCommon Stock 400 $140.09 $56,035.96
Disclosure

SEC source: 0001225208-17-010715 · doc4.xml · nonDerivative · entry 1

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · shares: Purchase of 400 shares of SPGI stock pursuant to Article II of the Company's By-laws.

Read SEC document
May 02, 2017 Filed May 4, 2017 19:17 UTC
NATHAN KRISHNAEVP and CIO
Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009127 · doc4.xml · derivative · entry 3

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 5/2/2017, 33% on 5/2/2018 and 34% on 5/2/2019.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 5/2/2017, 33% on 5/2/2018 and 34% on 5/2/2019.

Read SEC document
May 02, 2017 Filed May 4, 2017 19:17 UTC
NATHAN KRISHNAEVP and CIO
Tax withholdingCommon Stock 228 $135.46 $30,884.88
Disclosure

SEC source: 0001225208-17-009127 · doc4.xml · nonDerivative · entry 2

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Read SEC document
May 02, 2017 Filed May 4, 2017 19:17 UTC
NATHAN KRISHNAEVP and CIO
Exercise / conversionCommon Stock 616 $135.46 $83,443.36
Disclosure

SEC source: 0001225208-17-009127 · doc4.xml · nonDerivative · entry 1

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 18:59 UTC GrantPhantom Stock Units · Derivative 766.21 $135.09 Strike: $0.00 $103,507.31
Disclosure

SEC source: 0001225208-17-008589 · doc4.xml · derivative · entry 2

OCHOA BRILLEMBOURG HILDA · CIK 0001236470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,803

Underlying: Common Stock · 766.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 27, 2017, the first business day following the day Ms. Brillembourg ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Ms. Brillembourg's service as a director of the S&P Global board ceased on April 26, 2017.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Ms. Brillembourg's service as a director of the S&P Global board ceased on April 26, 2017.

Read SEC document
April 27, 2017 Filed May 1, 2017 12:46 UTC GrantPhantom Stock Units · Derivative 479.33 $135.09 Strike: $0.00 $64,752.69
Disclosure

SEC source: 0001225208-17-008619 · doc4.xml · derivative · entry 2

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,092.8

Underlying: Common Stock · 479.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 27, 2017, the first business day following the day Sir Win ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Sir Win's service as a director of the S&P Global board ceased on April 26, 2017.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Sir Win's service as a director of the S&P Global board ceased on April 26, 2017.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:34 UTC
Chinn MichaelPresident,SPCIQ/SNL Financial
GrantRestricted Stock Units · Derivative 2,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007405 · doc4.xml · derivative · entry 2

Chinn Michael · CIK 0001652374 · President,SPCIQ/SNL Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Underlying: Common Stock · 2,435 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:35 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 13,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007410 · doc4.xml · derivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,916

Underlying: Common Stock · 13,916 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:38 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
GrantRestricted Stock Units · Derivative 580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007411 · doc4.xml · derivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 580 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:51 UTC
Fraenkel MartinPresident, Platts
GrantRestricted Stock Units · Derivative 1,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007444 · doc4.xml · derivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Common Stock · 1,160 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:53 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007446 · doc4.xml · derivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Common Stock · 986 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:27 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantRestricted Stock Units · Derivative 580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007475 · doc4.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 580 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:28 UTC
Gingras FranceEVP, Human Resources
GrantRestricted Stock Units · Derivative 870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007476 · doc4.xml · derivative · entry 2

Gingras France · CIK 0001652927 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: Common Stock · 870 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:28 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007477 · doc4.xml · derivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Underlying: Common Stock · 4,175 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:31 UTC
SHEARD PAUL JAMESEVP & Chief Economist
GrantRestricted Stock Units · Derivative 1,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007533 · doc4.xml · derivative · entry 2

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

Underlying: Common Stock · 1,113 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:32 UTC
MACKAY ROBERTSVP and Controller
GrantRestricted Stock Units · Derivative 1,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007534 · doc4.xml · derivative · entry 3

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218

Underlying: Common Stock · 1,218 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:32 UTC
MACKAY ROBERTSVP and Controller
GrantRestricted Stock Units · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007534 · doc4.xml · derivative · entry 2

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires 2020-04-03

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 4/3/2018, 33% on 4/3/2019 and 34% on 4/3/2020.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:33 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007535 · doc4.xml · derivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Underlying: Common Stock · 928 shares

Expires 2019-12-31

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:33 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 65.17 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007535 · doc4.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,705.93

F1 · kind: Shares acquired under SPGI Stock Fund.

F2 · balance_after: Includes shares acquired under the SPGI Stock Fund.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 15:56 UTC
Kemps Steven JEVP, General Counsel
GrantRestricted Stock Units · Derivative 2,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007609 · doc4.xml · derivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203

Underlying: Common Stock · 2,203 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 16:45 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
GrantRestricted Stock Units · Derivative 3,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007615 · doc4.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015

Underlying: Common Stock · 3,015 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:14 UTC
NATHAN KRISHNAEVP and CIO
GrantRestricted Stock Units · Derivative 1,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007646 · doc4.xml · derivative · entry 1

NATHAN KRISHNA · CIK 0001672387 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2019-12-31

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 03, 2017 Filed Jun 17, 2024 20:04 UTC PurchaseCommon Stock 69 $130.01 $8,970.69
Disclosure

SEC source: 0000064040-24-000134 · wk-form4_1718654673.xml · nonDerivative · entry 1

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $129.64 to $130.16, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 13:55 UTC PurchaseCommon Stock 400 $130.85 $52,341.04
Disclosure

SEC source: 0001225208-17-006343 · doc4.xml · nonDerivative · entry 1

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:03 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionOptions (Right to Buy) · Derivative 28,368 $0.00 Strike: $38.13 $0.00
Disclosure

SEC source: 0001225208-17-006285 · doc4.xml · derivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,368 shares

Expires 2021-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 20:03 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 11,267 $132.17 $1,489,159.39
Disclosure

SEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,695

F2 · shares: The number of shares withheld to cover applicable taxes in connection with the option exercised

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March 14, 2017 Filed Mar 15, 2017 20:03 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 8,184 $132.17 $1,081,679.28
Disclosure

SEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,962

F1 · shares: Shares swapped to pay for the option exercised.

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March 14, 2017 Filed Mar 15, 2017 20:03 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 28,368 $38.13 $1,081,671.84
Disclosure

SEC source: 0001225208-17-006285 · doc4.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
Exercise / conversionOptions (Right to Buy) · Derivative 7,195 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · derivative · entry 7

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,707

Underlying: Common Stock · 7,195 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
Exercise / conversionOptions (Right to Buy) · Derivative 11,849 $0.00 Strike: $51.55 $0.00
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · derivative · entry 6

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,849 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
SaleCommon Stock 11,849 $130.40 $1,545,161.74
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · nonDerivative · entry 5

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.0300 to $130.6700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
SaleCommon Stock 9,559 $130.40 $1,246,535.66
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.0300 to $130.6700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
SaleCommon Stock 7,195 $130.40 $938,259.66
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,863

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.0300 to $130.6700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
Exercise / conversionCommon Stock 7,195 $77.81 $559,842.95
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 18:32 UTC
BERISFORD JOHN LPresident, S&P Ratings Service
Exercise / conversionCommon Stock 11,849 $51.55 $610,815.95
Disclosure

SEC source: 0001225208-17-004675 · doc4.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 20:44 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 741 $130.76 $96,893.16
Disclosure

SEC source: 0001225208-17-004080 · doc4.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 21, 2017 Filed Feb 22, 2017 20:44 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 312 $130.76 $40,797.12
Disclosure

SEC source: 0001225208-17-004080 · doc4.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 21, 2017 Filed Feb 22, 2017 20:44 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004080 · doc4.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 21, 2017 Filed Feb 22, 2017 20:44 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
GrantCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004080 · doc4.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 21, 2017 Filed Feb 22, 2017 20:53 UTC
Gingras FranceEVP, Human Resources
Tax withholdingCommon Stock 1,214 $130.76 $158,742.64
Disclosure

SEC source: 0001225208-17-004083 · doc4.xml · nonDerivative · entry 2

Gingras France · CIK 0001652927 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 21, 2017 Filed Feb 22, 2017 20:53 UTC
Gingras FranceEVP, Human Resources
GrantCommon Stock 2,878 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004083 · doc4.xml · nonDerivative · entry 1

Gingras France · CIK 0001652927 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 21, 2017 Filed Feb 22, 2017 20:55 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 477 $130.76 $62,372.52
Disclosure

SEC source: 0001225208-17-004085 · doc4.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,626

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 21, 2017 Filed Feb 22, 2017 20:55 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004085 · doc4.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 21, 2017 Filed Feb 22, 2017 20:56 UTC
Luquette NancySVP, Chief Risk & Audit Exec
Tax withholdingCommon Stock 618 $130.76 $80,809.68
Disclosure

SEC source: 0001225208-17-004087 · doc4.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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February 21, 2017 Filed Feb 22, 2017 20:56 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004087 · doc4.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

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February 21, 2017 Filed Feb 22, 2017 21:24 UTC
SHEARD PAUL JAMESEVP & Chief Economist
Tax withholdingCommon Stock 2,841 $130.76 $371,489.16
Disclosure

SEC source: 0001225208-17-004119 · doc4.xml · nonDerivative · entry 2

SHEARD PAUL JAMES · CIK 0001657932 · EVP & Chief Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.