Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | EVP, Human Resources | April 03, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date April 03, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 870 |
Reported balance
After 2017-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-03 · Grant · Acquired 870 · Balance 870 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-12-31 | Direct | 572 |
Reported balance
Holding disclosure · report date 2017-04-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 572 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 1,058 |
Reported balance
Holding disclosure · report date 2017-04-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,058 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. |
| Common StockSEC Table I · non-derivative | Direct | 11,728 |
Reported balance
Holding disclosure · report date 2017-04-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,728 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 4,161 |
Reported balance
Holding disclosure · report date 2017-04-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,161 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.81 · Expires 2024-03-31 | Direct | 2,565 |
Reported balance
Holding disclosure · report date 2017-04-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,565 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2017 Filed Apr 4, 2017 21:28 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 870 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007476 · doc4.xml · derivative · entry 2 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870 Underlying: Common Stock · 870 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,214 | $130.76 | $158,742.64 |
DisclosureSEC source: 0001225208-17-004083 · doc4.xml · nonDerivative · entry 2 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,728 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:53 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004083 · doc4.xml · nonDerivative · entry 1 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,942 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 17:30 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030694 · doc4.xml · derivative · entry 2 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058 Underlying: Common Stock · 1,058 shares Expires 2018-12-31 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MHFI common stock. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 21:17 UTC | S&P Global Inc. MHFI · Entity 2879 | Tax withholdingCommon Stock | 2,106 | $87.20 | $183,643.20 |
DisclosureSEC source: 0001225208-16-027907 · doc4.xml · nonDerivative · entry 2 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,064 F2 · kind: Withholding of shares of Common Stock under the McGraw Hill Financial 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 23, 2016 Filed Feb 24, 2016 21:17 UTC | S&P Global Inc. MHFI · Entity 2879 | GrantCommon Stock | 5,024 | $87.20 | $438,092.80 |
DisclosureSEC source: 0001225208-16-027907 · doc4.xml · nonDerivative · entry 1 Gingras France · CIK 0001652927 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,170 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.