Tapewire

NYSE · USD

SPGI

S&P Global Inc.

Export transactions ↓
Tapewire entity
2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2018 Filed Apr 5, 2018 18:24 UTC
MACKAY ROBERTSVP and Controller
Tax withholdingCommon Stock 125 $189.20 $23,650.00
Disclosure

SEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · nonDerivative · entry 2

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680

Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:24 UTC
MACKAY ROBERTSVP and Controller
Exercise / conversionCommon Stock 255 $189.20 $48,246.00
Disclosure

SEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · nonDerivative · entry 1

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:55 UTC
Chinn MichaelPresident, Market Intelligence
GrantRestricted Stock Units · Derivative 2,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000092 · wf-form4_152287890733944.xml · derivative · entry 2

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock · 2,411 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:58 UTC
Cafferillo NicholasChief Technology Officer
GrantRestricted Stock Units · Derivative 884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000094 · wf-form4_152287907124103.xml · derivative · entry 3

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 884 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:02 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
GrantRestricted Stock Units · Derivative 643 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000098 · wf-form4_152287933306881.xml · derivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

Underlying: Common Stock · 643 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:59 UTC
MACKAY ROBERTSVP and Controller
GrantRestricted Stock Units · Derivative 844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000096 · wf-form4_152287917973060.xml · derivative · entry 2

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock · 844 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:05 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 739 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000100 · wf-form4_152287951580908.xml · derivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

Underlying: Common Stock · 739 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:05 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 44.21 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000100 · wf-form4_152287951580908.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,515.38

F1 · kind: Shares acquired under SPGI Stock Fund.

F2 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:07 UTC
Kemps Steven JEVP, General Counsel
GrantRestricted Stock Units · Derivative 1,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000102 · wf-form4_152287961924564.xml · derivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Underlying: Common Stock · 1,688 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:11 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantRestricted Stock Units · Derivative 482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000104 · wf-form4_152287988823765.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Common Stock · 482 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:14 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000106 · wf-form4_152288005253919.xml · derivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 764 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:16 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantRestricted Stock Units · Derivative 2,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000108 · wf-form4_152288017707091.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock · 2,411 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:19 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000110 · wf-form4_152288033257931.xml · derivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657

Underlying: Common Stock · 3,657 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:22 UTC
Fraenkel MartinPresident, Platts
GrantRestricted Stock Units · Derivative 1,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000112 · wf-form4_152288050513176.xml · derivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 1,125 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:24 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 10,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000114 · wf-form4_152288065907387.xml · derivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,716

Underlying: Common Stock · 10,716 shares

Expires 2021-04-02

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:24 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 10,963 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000114 · wf-form4_152288065907387.xml · derivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,963

Underlying: Common Stock · 10,963 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 22:26 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantRestricted Stock Units · Derivative 804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000116 · wf-form4_152288078552383.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 804 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:54 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionOptions (Right to Buy) · Derivative 3,707 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0000064040-18-000090 · wf-form4_152063246910872.xml · derivative · entry 5

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,707 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:54 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 1,289 $192.11 $247,634.17
Disclosure

SEC source: 0000064040-18-000090 · wf-form4_152063246910872.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.10 to $192.13, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (2) to this Form 4.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:54 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 1,853 $192.20 $356,141.60
Disclosure

SEC source: 0000064040-18-000090 · wf-form4_152063246910872.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.94 to $192.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:54 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 3,707 $77.81 $288,441.67
Disclosure

SEC source: 0000064040-18-000090 · wf-form4_152063246910872.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:54 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 12,760 $192.20 $2,452,437.55
Disclosure

SEC source: 0000064040-18-000090 · wf-form4_152063246910872.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.94 to $192.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthin footnote (1) to this Form 4.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 20:07 UTC
Luquette NancySVP, Chief Risk & Audit Exec
SaleCommon Stock 890 $188.53 $167,793.48
Disclosure

SEC source: 0000064040-18-000088 · wf-form4_152062600753349.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:57 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 1,111 $193.14 $214,578.54
Disclosure

SEC source: 0000064040-18-000066 · wf-form4_151993060515171.xml · nonDerivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:57 UTC
Fraenkel MartinPresident, Platts
GrantCommon Stock 2,362 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000066 · wf-form4_151993060515171.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:01 UTC
MACKAY ROBERTSVP and Controller
Tax withholdingCommon Stock 3,452 $193.14 $666,719.28
Disclosure

SEC source: 0000064040-18-000068 · wf-form4_151993085708624.xml · nonDerivative · entry 2

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:01 UTC
MACKAY ROBERTSVP and Controller
GrantCommon Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000068 · wf-form4_151993085708624.xml · nonDerivative · entry 1

MACKAY ROBERT · CIK 0001639706 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,002

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:06 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 5,248 $193.14 $1,013,598.72
Disclosure

SEC source: 0000064040-18-000070 · wf-form4_151993116414995.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,215

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:06 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 4,225 $193.14 $816,016.50
Disclosure

SEC source: 0000064040-18-000070 · wf-form4_151993116414995.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,463

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:06 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantCommon Stock 11,418 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000070 · wf-form4_151993116414995.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,688

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:06 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantCommon Stock 8,674 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000070 · wf-form4_151993116414995.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,270

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:10 UTC
Chinn MichaelPresident, Market Intelligence
Tax withholdingCommon Stock 3,893 $193.14 $751,894.02
Disclosure

SEC source: 0000064040-18-000072 · wf-form4_151993143650027.xml · nonDerivative · entry 2

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,669

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:10 UTC
Chinn MichaelPresident, Market Intelligence
GrantCommon Stock 9,504 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000072 · wf-form4_151993143650027.xml · nonDerivative · entry 1

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,562

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:15 UTC
Luquette NancySVP, Chief Risk & Audit Exec
Tax withholdingCommon Stock 680 $193.14 $131,335.20
Disclosure

SEC source: 0000064040-18-000076 · wf-form4_151993172476490.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:15 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantCommon Stock 2,002 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000076 · wf-form4_151993172476490.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:13 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 893 $193.14 $172,474.02
Disclosure

SEC source: 0000064040-18-000074 · wf-form4_151993157816222.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:13 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
GrantCommon Stock 2,336 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000074 · wf-form4_151993157816222.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,136

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:19 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 33,380 $193.14 $6,447,013.20
Disclosure

SEC source: 0000064040-18-000078 · wf-form4_151993193932321.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,190

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:19 UTC
Peterson Douglas L.Director · CEO & President
GrantCommon Stock 62,720 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000078 · wf-form4_151993193932321.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,570

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:21 UTC
Cafferillo NicholasChief Technology Officer
Tax withholdingCommon Stock 2,312 $193.14 $446,539.68
Disclosure

SEC source: 0000064040-18-000082 · wf-form4_151993210267645.xml · nonDerivative · entry 2

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:21 UTC
Cafferillo NicholasChief Technology Officer
GrantCommon Stock 6,336 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000082 · wf-form4_151993210267645.xml · nonDerivative · entry 1

Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,364

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:20 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
OtherCommon Stock 2.61 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000080 · wf-form4_151993202178617.xml · nonDerivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471.17

F3 · kind: Shares acquired under SPGI Stock Fund.

F4 · balance_after: Includes shares acquired under SPGI Stock Fund.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:20 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 1,691 $193.14 $326,599.74
Disclosure

SEC source: 0000064040-18-000080 · wf-form4_151993202178617.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468.56

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:20 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantCommon Stock 3,778 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000080 · wf-form4_151993202178617.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,159.56

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:24 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 1,848 $193.14 $356,922.72
Disclosure

SEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,161

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:24 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 304 $193.14 $58,714.56
Disclosure

SEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,009

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:24 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 5,338 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 19:24 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000084 · wf-form4_151993222556853.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 17:04 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 4,000 $187.30 $749,200.00
Disclosure

SEC source: 0000064040-18-000064 · wf-form4_151914623919043.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,850

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:01 UTC GrantPhantom Stock Units · Derivative 926.89 $168.12 Strike: $0.00 $155,828.75
Disclosure

SEC source: 0000064040-18-000030 · wf-form4_151509608871150.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588.61

Underlying: Common Stock · 926.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.