Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.SPGI · Entity 2879 | Chief Technology Officer | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,741 |
Ending reported balance
After 2019-12-31 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-12-31 · Exercise / conversion · Acquired 354 · Balance 3,348 Row 2 · 2019-12-31 · Tax withholding · Disposed 127 · Balance 3,221 Row 3 · 2019-12-31 · Exercise / conversion · Acquired 292 · Balance 3,513 Row 4 · 2019-12-31 · Tax withholding · Disposed 96 · Balance 3,417 Row 5 · 2019-12-31 · Exercise / conversion · Acquired 465 · Balance 3,882 Row 6 · 2019-12-31 · Tax withholding · Disposed 141 · Balance 3,741 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-12-31 · Exercise / conversion · Disposed 354 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 300 |
Reported balance
After 2019-12-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-12-31 · Exercise / conversion · Disposed 292 · Balance 300 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 944 |
Reported balance
After 2019-12-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-12-31 · Exercise / conversion · Disposed 465 · Balance 944 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 543 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 543 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 4,174 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,174 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 465 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · derivative · entry 10 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 Underlying: Common Stock · 465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · derivative · entry 9 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 354 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · derivative · entry 8 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 141 | $273.05 | $38,500.05 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 6 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 465 | $273.05 | $126,968.25 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 5 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 96 | $273.05 | $26,212.80 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 4 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 292 | $273.05 | $79,730.60 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 3 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 127 | $273.05 | $34,677.35 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,221 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:04 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 354 | $273.05 | $96,659.70 |
DisclosureSEC source: 0000064040-20-000004 · wf-form4_157808905881569.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:22 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · derivative · entry 4 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:22 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 240 | $258.80 | $62,112.00 |
DisclosureSEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,994 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:22 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 527 | $258.80 | $136,387.60 |
DisclosureSEC source: 0000064040-19-000199 · wf-form4_157298895292811.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:28 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 3,219 | $257.90 | $830,180.10 |
DisclosureSEC source: 0000064040-19-000195 · wf-form4_157290286559194.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 23:21 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,528 | $253.55 | $387,424.40 |
DisclosureSEC source: 0000064040-19-000172 · wf-form4_156539288446680.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,926 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.41 to $253.72, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 23:21 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 8,383 | $252.84 | $2,119,557.72 |
DisclosureSEC source: 0000064040-19-000172 · wf-form4_156539288446680.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,454 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.35 to $253.32, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:02 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,409 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000100 · wf-form4_155433970460027.xml · derivative · entry 3 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 Underlying: Common Stock · 1,409 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:28 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,746 | $201.48 | $351,784.08 |
DisclosureSEC source: 0000064040-19-000088 · wf-form4_155140726943083.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,837 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:28 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 4,991 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000088 · wf-form4_155140726943083.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 10 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592 Underlying: Common Stock · 292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 9 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354 Underlying: Common Stock · 345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 1,208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · derivative · entry 8 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,208 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 88 | $169.94 | $14,954.72 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 6 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,592 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 104 | $169.94 | $17,673.76 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 5 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,680 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 402 | $169.94 | $68,315.88 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 4 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,784 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 292 | $169.94 | $49,622.48 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 3 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 345 | $169.94 | $58,629.30 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:58 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 1,208 | $169.94 | $205,287.52 |
DisclosureSEC source: 0000064040-19-000005 · wf-form4_154656710081990.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · derivative · entry 4 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 238 | $182.77 | $43,499.26 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,341 Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 527 | $182.77 | $96,319.79 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:58 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 884 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000094 · wf-form4_152287907124103.xml · derivative · entry 3 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884 Underlying: Common Stock · 884 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:21 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,312 | $193.14 | $446,539.68 |
DisclosureSEC source: 0000064040-18-000082 · wf-form4_151993210267645.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,052 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:21 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 6,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000082 · wf-form4_151993210267645.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,364 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.