Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 244 | $169.94 | $41,465.36 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 3 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,097.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 306 | $169.94 | $52,001.64 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 2 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,853.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionCommon Stock | 967 | $169.94 | $164,331.98 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 1 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,618 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 9 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345 Underlying: Common Stock · 3,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 10,963 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 8 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732 Underlying: Common Stock · 4,592 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · derivative · entry 7 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,501 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 1,926 | $169.94 | $327,304.44 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 6 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,615 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 2,444 | $169.94 | $415,333.36 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 5 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,541 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Tax withholdingCommon Stock | 6,873 | $169.94 | $1,167,997.62 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 4 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,985 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 4,592 | $169.94 | $780,364.48 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 3 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 3,618 | $169.94 | $614,842.92 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 2 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:19 UTC |
Peterson Douglas L.Director · CEO & President
|
Exercise / conversionCommon Stock | 14,501 | $169.94 | $2,464,299.94 |
DisclosureSEC source: 0000064040-19-000026 · wf-form4_154656835773476.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionRestricted Stock Units · Derivative | 796 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · derivative · entry 9 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615 Underlying: Common Stock · 796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionRestricted Stock Units · Derivative | 804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · derivative · entry 8 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827 Underlying: Common Stock · 804 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,435 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,435 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionRestricted Stock Units · Derivative | 2,266 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · derivative · entry 7 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,266 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Tax withholdingCommon Stock | 240 | $169.94 | $40,785.60 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 6 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,332 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Tax withholdingCommon Stock | 243 | $169.94 | $41,295.42 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 5 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,572 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Tax withholdingCommon Stock | 720 | $169.94 | $122,356.80 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 4 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,815 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionCommon Stock | 796 | $169.94 | $135,272.24 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 3 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionCommon Stock | 804 | $169.94 | $136,631.76 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 2 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:27 UTC |
Chinn MichaelPresident, Market Intelligence
|
Exercise / conversionCommon Stock | 2,266 | $169.94 | $385,084.04 |
DisclosureSEC source: 0000064040-19-000028 · wf-form4_154656884766016.xml · nonDerivative · entry 1 Chinn Michael · CIK 0001652374 · President, Market Intelligence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 23:39 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,387 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000197 · wf-form4_154396673571317.xml · derivative · entry 3 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,580 Underlying: Common Stock · 6,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 23:39 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 3,400 | $182.86 | $621,724.00 |
DisclosureSEC source: 0000064040-18-000197 · wf-form4_154396673571317.xml · nonDerivative · entry 2 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,581 Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 23:39 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 6,387 | $182.86 | $1,167,926.82 |
DisclosureSEC source: 0000064040-18-000197 · wf-form4_154396673571317.xml · nonDerivative · entry 1 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:29 UTC |
Peterson Douglas L.Director · CEO & President
|
GiftCommon Stock | 24,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000195 · wf-form4_154275297007945.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,147 F1 · shares: Represents shares donated by the reporting person to a charitable donor advised fund. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 01:02 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
SaleCommon Stock | 225 | $183.51 | $41,289.75 |
DisclosureSEC source: 0000064040-18-000193 · wf-form4_154146614428334.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC |
Cafferillo NicholasChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · derivative · entry 4 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC |
Cafferillo NicholasChief Technology Officer
|
Tax withholdingCommon Stock | 238 | $182.77 | $43,499.26 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · nonDerivative · entry 2 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,341 Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 01:00 UTC |
Cafferillo NicholasChief Technology Officer
|
Exercise / conversionCommon Stock | 527 | $182.77 | $96,319.79 |
DisclosureSEC source: 0000064040-18-000191 · wf-form4_154146599288668.xml · nonDerivative · entry 1 Cafferillo Nicholas · CIK 0001727529 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 23:36 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000172 · wf-form4_153619057788094.xml · derivative · entry 3 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097 Underlying: Common Stock · 1,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,227 restricted stock units on 9/1/2016, subject to 3-year vesting. The restricted stock units vested 33% on 9/1/2017 and 33% on 9/1/2018 and the remaining 34% will vest on 9/1/2019. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,227 restricted stock units on 9/1/2016, subject to 3-year vesting. The restricted stock units vested 33% on 9/1/2017 and 33% on 9/1/2018 and the remaining 34% will vest on 9/1/2019. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 23:36 UTC |
Kemps Steven JEVP, General Counsel
|
Tax withholdingCommon Stock | 522 | $207.05 | $108,080.10 |
DisclosureSEC source: 0000064040-18-000172 · wf-form4_153619057788094.xml · nonDerivative · entry 2 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539 Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 23:36 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionCommon Stock | 1,065 | $207.05 | $220,508.25 |
DisclosureSEC source: 0000064040-18-000172 · wf-form4_153619057788094.xml · nonDerivative · entry 1 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 17:51 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
SaleCommon Stock | 350 | $203.35 | $71,172.50 |
DisclosureSEC source: 0000064040-18-000170 · wf-form4_153513307347165.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:09 UTC |
Peterson Douglas L.Director · CEO & President
|
SaleCommon Stock | 4,000 | $201.27 | $805,080.00 |
DisclosureSEC source: 0000064040-18-000168 · wf-form4_153446093335262.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · derivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 08/01/2018 and will vest 33% on 08/01/2019 and 34% on 08/01/2020. F2 · derivative.expiration_date: The restricted stock units vested 33% on 08/01/2018 and will vest 33% on 08/01/2019 and 34% on 08/01/2020. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 492 | $197.73 | $97,283.16 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:29 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 1,067 | $197.73 | $210,977.91 |
DisclosureSEC source: 0000064040-18-000166 · wf-form4_153324537590999.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 15:55 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
SaleCommon Stock | 508 | $208.50 | $105,918.00 |
DisclosureSEC source: 0000064040-18-000144 · wf-form4_152899172725502.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:38 UTC |
Manis DimitraChief People Officer
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GrantRestricted Stock Units · Derivative | 3,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000140 · wf-form4_152821311942422.xml · derivative · entry 2 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494 Underlying: Common Stock · 3,494 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: The restricted stock units will vest 33% on 06/01/2019, 33% on 06/01/2020 and 34% on 06/01/2021. F3 · derivative.expiration_date: The restricted stock units will vest 33% on 06/01/2019, 33% on 06/01/2020 and 34% on 06/01/2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:38 UTC |
Manis DimitraChief People Officer
|
GrantRestricted Stock Units · Derivative | 1,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000140 · wf-form4_152821311942422.xml · derivative · entry 1 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273 Underlying: Common Stock · 1,273 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC |
Fraenkel MartinPresident, Platts
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Exercise / conversionRestricted Stock Units · Derivative | 964 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · derivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 964 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC |
Fraenkel MartinPresident, Platts
|
Tax withholdingCommon Stock | 454 | $200.32 | $90,945.28 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionCommon Stock | 964 | $200.32 | $193,108.48 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed May 29, 2018 21:30 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
OtherCommon Stock | 0.67 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000138 · wf-form4_152762938028967.xml · nonDerivative · entry 2 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,580.05 F1 · kind: Shares acquired under SPGI Stock Fund. F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
| May 29, 2018 Filed May 29, 2018 21:30 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
SaleCommon Stock | 1,936 | $196.93 | $381,252.03 |
DisclosureSEC source: 0000064040-18-000138 · wf-form4_152762938028967.xml · nonDerivative · entry 1 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,579.38 Read SEC document |
| May 15, 2018 Filed May 15, 2018 18:30 UTC |
Peterson Douglas L.Director · CEO & President
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SaleCommon Stock | 4,000 | $197.75 | $791,000.00 |
DisclosureSEC source: 0000064040-18-000134 · wf-form4_152640900333148.xml · nonDerivative · entry 1 Peterson Douglas L. · CIK 0001581262 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
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Exercise / conversionRestricted Stock Units · Derivative | 960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · derivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 960 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 466 | $190.03 | $88,553.98 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Read SEC document |
| May 01, 2018 Filed May 3, 2018 13:48 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 960 | $190.03 | $182,428.80 |
DisclosureSEC source: 0000064040-18-000129 · wf-form4_152535523033654.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:24 UTC |
MACKAY ROBERTSVP and Controller
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Exercise / conversionRestricted Stock Units · Derivative | 255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000118 · wf-form4_152295263175877.xml · derivative · entry 3 MACKAY ROBERT · CIK 0001639706 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518 Underlying: Common Stock · 255 shares Expires 2020-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020. F2 · derivative.expiration_date: The restricted stock units vested 33% on 4/3/2018 and will vest 33% on 4/3/2019 and 34% on 4/3/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.