Tapewire

NYSE · USD

SPGI

S&P Global Inc.

Export transactions ↓
Tapewire entity
2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed Mar 22, 2022 00:27 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-004945 · dp169574_4-geduldig.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 524

Underlying: Common Stock · 524 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

F3 · derivative.expiration_date: The reporting person's spouse was granted 524 restricted stock units on 05/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 05/01/2021, 33% on 05/01/2022 and 34% on 05/01/2023.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 3,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000086 · wf-form4_158595685367128.xml · derivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:37 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 11,522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000088 · wf-form4_158595705876721.xml · derivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,522

Underlying: Common Stock · 11,522 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:41 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000090 · wf-form4_158595727141559.xml · derivative · entry 3

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Underlying: Common Stock · 717 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 717 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:44 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantRestricted Stock Units · Derivative 2,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000092 · wf-form4_158595743436559.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

Underlying: Common Stock · 2,304 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:52 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000094 · wf-form4_158595793616961.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 448

Underlying: Common Stock · 448 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person's spouse was granted 448 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:52 UTC
Geduldig CourtneyEVP, Public Affairs
GrantRestricted Stock Units · Derivative 768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000094 · wf-form4_158595793616961.xml · derivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 768 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:59 UTC
Manis DimitraChief People Officer
GrantRestricted Stock Units · Derivative 1,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000096 · wf-form4_158595834398220.xml · derivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:05 UTC
Kemps Steven JEVP, General Counsel
GrantRestricted Stock Units · Derivative 1,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000098 · wf-form4_158595871808736.xml · derivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:09 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantRestricted Stock Units · Derivative 1,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000101 · wf-form4_158595894255713.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Underlying: Common Stock · 1,216 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:10 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantRestricted Stock Units · Derivative 768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000102 · wf-form4_158595901631738.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 768 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:13 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantRestricted Stock Units · Derivative 2,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000104 · wf-form4_158595918955700.xml · derivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:17 UTC
Fraenkel MartinPresident, Platts
GrantRestricted Stock Units · Derivative 1,792 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000106 · wf-form4_158595944548253.xml · derivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

Underlying: Common Stock · 1,792 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:20 UTC
Craig ChristopherSVP and Controller
GrantRestricted Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000108 · wf-form4_158595963038559.xml · derivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common Stock · 512 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:56 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 5,316 $280.14 $1,489,224.24
Disclosure

SEC source: 0000064040-20-000062 · wf-form4_158345616171018.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,013

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:56 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantCommon Stock 11,256 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000062 · wf-form4_158345616171018.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,329

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:59 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 828 $280.14 $231,955.92
Disclosure

SEC source: 0000064040-20-000064 · wf-form4_158345634810546.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:59 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantCommon Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000064 · wf-form4_158345634810546.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,079

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:02 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 296 $280.14 $82,921.44
Disclosure

SEC source: 0000064040-20-000066 · wf-form4_158345653463591.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,349

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:02 UTC
Craig ChristopherSVP and Controller
GrantCommon Stock 865 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000066 · wf-form4_158345653463591.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:17 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 181 $280.14 $50,705.34
Disclosure

SEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 4

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,215

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:17 UTC
Fraenkel MartinPresident, Platts
GrantCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 3

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,396

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:17 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 2,035 $280.14 $570,084.90
Disclosure

SEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:17 UTC
Fraenkel MartinPresident, Platts
GrantCommon Stock 4,329 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 925 $280.14 $259,129.50
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,233

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,158

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F3 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 1,254 $280.14 $351,295.56
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:21 UTC
Geduldig CourtneyEVP, Public Affairs
GrantCommon Stock 3,680 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000070 · wf-form4_158345768300212.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,226

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:32 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 3,763 $280.14 $1,054,166.82
Disclosure

SEC source: 0000064040-20-000072 · wf-form4_158345830265990.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,686

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:32 UTC
Kemps Steven JEVP, General Counsel
GrantCommon Stock 8,225 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000072 · wf-form4_158345830265990.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:36 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 1,199 $280.14 $335,887.86
Disclosure

SEC source: 0000064040-20-000074 · wf-form4_158345859119388.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:36 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantCommon Stock 3,259 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000074 · wf-form4_158345859119388.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:40 UTC
Luquette NancySVP, Chief Risk & Audit Exec
Tax withholdingCommon Stock 735 $280.14 $205,902.90
Disclosure

SEC source: 0000064040-20-000076 · wf-form4_158345880858980.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:40 UTC
Luquette NancySVP, Chief Risk & Audit Exec
GrantCommon Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000076 · wf-form4_158345880858980.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:44 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 1,706 $280.14 $477,918.84
Disclosure

SEC source: 0000064040-20-000078 · wf-form4_158345904491636.xml · nonDerivative · entry 2

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:44 UTC
Matturri Alexander JRCEO, S&P Dow Jones Indices
GrantCommon Stock 3,462 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000078 · wf-form4_158345904491636.xml · nonDerivative · entry 1

Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,434

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:47 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 27,649 $280.14 $7,745,590.86
Disclosure

SEC source: 0000064040-20-000080 · wf-form4_158345926031923.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,604

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:47 UTC
Peterson Douglas L.Director · CEO & President
GrantCommon Stock 51,952 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000080 · wf-form4_158345926031923.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,253

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:49 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,295 $280.14 $2,323,761.30
Disclosure

SEC source: 0000064040-20-000082 · wf-form4_158345937827361.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,197

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:49 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantCommon Stock 15,585 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000082 · wf-form4_158345937827361.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,492

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:11 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 594.15 $277.84 Strike: $0.00 $165,078.64
Disclosure

SEC source: 0000064040-20-000028 · wf-form4_157835228127572.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245.46

Underlying: Common Stock · 594.15 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:15 UTC GrantPhantom Stock Units · Derivative 482.84 $277.84 Strike: $0.00 $134,152.27
Disclosure

SEC source: 0000064040-20-000030 · wf-form4_157835253565687.xml · derivative · entry 2

William Amelio J. · CIK 0001179971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482.84

Underlying: Common Stock · 482.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:17 UTC GrantPhantom Stock Units · Derivative 1,124.42 $277.84 Strike: $0.00 $312,408.85
Disclosure

SEC source: 0000064040-20-000032 · wf-form4_157835266001250.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,120.43

Underlying: Common Stock · 1,124.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:20 UTC GrantPhantom Stock Units · Derivative 1,688.78 $277.84 Strike: $0.00 $469,210.64
Disclosure

SEC source: 0000064040-20-000034 · wf-form4_157835283440484.xml · derivative · entry 2

HALDEMAN CHARLES E · CIK 0001202325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,876.76

Underlying: Common Stock · 1,688.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:16 UTC GrantPhantom Stock Units · Derivative 595.41 $277.84 Strike: $0.00 $165,428.71
Disclosure

SEC source: 0000064040-20-000036 · wf-form4_157835615412421.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400.47

Underlying: Common Stock · 595.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:18 UTC GrantPhantom Stock Units · Derivative 617.72 $277.84 Strike: $0.00 $171,627.32
Disclosure

SEC source: 0000064040-20-000038 · wf-form4_157835627448923.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142.12

Underlying: Common Stock · 617.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:20 UTC GrantPhantom Stock Units · Derivative 597.64 $277.84 Strike: $0.00 $166,048.30
Disclosure

SEC source: 0000064040-20-000040 · wf-form4_157835638511333.xml · derivative · entry 2

Leroux Monique F. · CIK 0001686366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674.59

Underlying: Common Stock · 597.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:21 UTC GrantPhantom Stock Units · Derivative 597.64 $277.84 Strike: $0.00 $166,048.30
Disclosure

SEC source: 0000064040-20-000042 · wf-form4_157835647999449.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674.59

Underlying: Common Stock · 597.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:23 UTC GrantPhantom Stock Units · Derivative 1,178.87 $277.84 Strike: $0.00 $327,537.24
Disclosure

SEC source: 0000064040-20-000044 · wf-form4_157835659878349.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083.07

Underlying: Common Stock · 1,178.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:29 UTC GrantPhantom Stock Units · Derivative 1,148.39 $277.84 Strike: $0.00 $319,068.68
Disclosure

SEC source: 0000064040-20-000046 · wf-form4_157835694496222.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,018.06

Underlying: Common Stock · 1,148.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2020.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.