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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2023 Filed Feb 15, 2023 23:38 UTC
Moore SallyEVP, Global Head of Strategy
SaleCommon Stock 248 $366.12 $90,797.76
Disclosure

SEC source: 0000064040-23-000064 · wf-form4_167650429033784.xml · nonDerivative · entry 3

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.68 to $366.50, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 23:38 UTC
Moore SallyEVP, Global Head of Strategy
SaleCommon Stock 1,192 $365.00 $435,080.00
Disclosure

SEC source: 0000064040-23-000064 · wf-form4_167650429033784.xml · nonDerivative · entry 2

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,224

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.64 to $365.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 23:38 UTC
Moore SallyEVP, Global Head of Strategy
SaleCommon Stock 40 $364.04 $14,561.60
Disclosure

SEC source: 0000064040-23-000064 · wf-form4_167650429033784.xml · nonDerivative · entry 1

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.55 to $364.10, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:12 UTC
Kemps Steven JEVP, Chief Legal Officer
SaleCommon Stock 400 $363.50 $145,400.00
Disclosure

SEC source: 0000064040-23-000062 · wf-form4_167640914506205.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:43 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionRestricted Stock Units · Derivative 3,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-23-001873 · dp188426_4-moore.xml · derivative · entry 3

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

Underlying: Common Stock · 3,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

F2 · derivative.expiration_date: As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:43 UTC
Moore SallyEVP, Global Head of Strategy
Tax withholdingCommon Stock 1,499 $377.18 $565,392.82
Disclosure

SEC source: 0000950103-23-001873 · dp188426_4-moore.xml · nonDerivative · entry 2

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:43 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionCommon Stock 3,187 $377.18 $1,202,072.66
Disclosure

SEC source: 0000950103-23-001873 · dp188426_4-moore.xml · nonDerivative · entry 1

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Tavernier EdouardPresident, S&P Global Mobility
Exercise / conversionRestricted Stock Units · Derivative 5,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-23-001875 · dp188428_4-tavernier.xml · derivative · entry 3

Tavernier Edouard · CIK 0001794871 · President, S&P Global Mobility

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Underlying: Common Stock · 5,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, These restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

F2 · derivative.expiration_date: As previously reported, These restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Tavernier EdouardPresident, S&P Global Mobility
Tax withholdingCommon Stock 2,498 $377.18 $942,195.64
Disclosure

SEC source: 0000950103-23-001875 · dp188428_4-tavernier.xml · nonDerivative · entry 2

Tavernier Edouard · CIK 0001794871 · President, S&P Global Mobility

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,344

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:45 UTC
Tavernier EdouardPresident, S&P Global Mobility
Exercise / conversionCommon Stock 5,312 $377.18 $2,003,580.16
Disclosure

SEC source: 0000950103-23-001875 · dp188428_4-tavernier.xml · nonDerivative · entry 1

Tavernier Edouard · CIK 0001794871 · President, S&P Global Mobility

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:49 UTC
Kansler Adam JasonPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 11,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-23-001876 · dp188427_4-kansler.xml · derivative · entry 4

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,659

Underlying: Common Stock · 11,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

F2 · derivative.expiration_date: As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:49 UTC
Kansler Adam JasonPresident, Market Intelligence
Tax withholdingCommon Stock 5,478 $377.18 $2,066,192.04
Disclosure

SEC source: 0000950103-23-001876 · dp188427_4-kansler.xml · nonDerivative · entry 2

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,961

Read SEC document
February 01, 2023 Filed Feb 4, 2023 02:49 UTC
Kansler Adam JasonPresident, Market Intelligence
Exercise / conversionCommon Stock 11,290 $377.18 $4,258,362.20
Disclosure

SEC source: 0000950103-23-001876 · dp188427_4-kansler.xml · nonDerivative · entry 1

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:04 UTC GrantPhantom Stock Units · Derivative 612.22 $335.17 Strike: $0.00 $205,197.78
Disclosure

SEC source: 0000064040-23-000027 · wf-form4_167296705051011.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,748.26

Underlying: Common Stock · 612.22 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:07 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 512.96 $335.17 Strike: $0.00 $171,928.80
Disclosure

SEC source: 0000064040-23-000028 · wf-form4_167296721212538.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628.13

Underlying: Common Stock · 512.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:09 UTC GrantPhantom Stock Units · Derivative 484.11 $335.17 Strike: $0.00 $162,259.15
Disclosure

SEC source: 0000064040-23-000030 · wf-form4_167296737410283.xml · derivative · entry 1

Washington Gregory N · CIK 0001870453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687.2

Underlying: Common Stock · 484.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:13 UTC GrantPhantom Stock Units · Derivative 487.16 $335.17 Strike: $0.00 $163,281.42
Disclosure

SEC source: 0000064040-23-000032 · wf-form4_167296757607360.xml · derivative · entry 1

Livingston Ian Paul · CIK 0001825723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997.91

Underlying: Common Stock · 487.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:16 UTC GrantPhantom Stock Units · Derivative 517.27 $335.17 Strike: $0.00 $173,373.39
Disclosure

SEC source: 0000064040-23-000034 · wf-form4_167296775167921.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067.91

Underlying: Common Stock · 517.27 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:19 UTC GrantPhantom Stock Units · Derivative 514.51 $335.17 Strike: $0.00 $172,448.32
Disclosure

SEC source: 0000064040-23-000036 · wf-form4_167296795082379.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786.98

Underlying: Common Stock · 514.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:21 UTC GrantPhantom Stock Units · Derivative 729.4 $335.17 Strike: $0.00 $244,473.00
Disclosure

SEC source: 0000064040-23-000038 · wf-form4_167296805944330.xml · derivative · entry 2

KELLY ROBERT P · CIK 0001232071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729.4

Underlying: Common Stock · 729.4 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:22 UTC GrantPhantom Stock Units · Derivative 441.92 $335.17 Strike: $0.00 $148,118.33
Disclosure

SEC source: 0000064040-23-000040 · wf-form4_167296815533488.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441.92

Underlying: Common Stock · 441.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:24 UTC GrantPhantom Stock Units · Derivative 735.71 $335.17 Strike: $0.00 $246,587.92
Disclosure

SEC source: 0000064040-23-000042 · wf-form4_167296826563431.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735.71

Underlying: Common Stock · 735.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:26 UTC GrantPhantom Stock Units · Derivative 1,235.05 $335.17 Strike: $0.00 $413,951.71
Disclosure

SEC source: 0000064040-23-000044 · wf-form4_167296837854350.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,249.25

Underlying: Common Stock · 1,235.05 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:27 UTC GrantPhantom Stock Units · Derivative 1,393.55 $335.17 Strike: $0.00 $467,076.15
Disclosure

SEC source: 0000064040-23-000046 · wf-form4_167296845672090.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,319.23

Underlying: Common Stock · 1,393.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:29 UTC GrantPhantom Stock Units · Derivative 542.07 $335.17 Strike: $0.00 $181,685.60
Disclosure

SEC source: 0000064040-23-000048 · wf-form4_167296853615578.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,596.69

Underlying: Common Stock · 542.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:31 UTC GrantPhantom Stock Units · Derivative 441.92 $335.17 Strike: $0.00 $148,118.33
Disclosure

SEC source: 0000064040-23-000050 · wf-form4_167296864193996.xml · derivative · entry 2

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441.92

Underlying: Common Stock · 441.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · derivative · entry 9

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · derivative · entry 8

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · derivative · entry 7

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 204 $334.94 $68,327.76
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 6

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 506 $334.94 $169,479.64
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 5

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 154 $334.94 $51,580.76
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 4

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 382 $334.94 $127,947.08
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 3

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 244 $334.94 $81,725.36
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:24 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 544 $334.94 $182,207.36
Disclosure

SEC source: 0000064040-23-000002 · wf-form4_167287100483465.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Underlying: Common Stock · 3,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 2,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

Underlying: Common Stock · 2,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 3,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,935 $334.94 $648,108.90
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,316

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 3,498 $334.94 $1,171,620.12
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,472 $334.94 $493,031.68
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,753

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 2,661 $334.94 $891,275.34
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 1,744 $334.94 $584,135.36
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,564

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:26 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 3,918 $334.94 $1,312,294.92
Disclosure

SEC source: 0000064040-23-000004 · wf-form4_167287116512024.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

Underlying: Common Stock · 823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · derivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionRestricted Stock Units · Derivative 762 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · derivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 297 $334.94 $99,477.18
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,208

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 823 $334.94 $275,655.62
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 246 $334.94 $82,395.24
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.