Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2019 Filed Nov 26, 2019 02:28 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock | 31,625 | $62.45 | $1,974,981.25 |
DisclosureSEC source: 0000950142-19-002365 · es1901283_4-maura.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,692 F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:28 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantCommon Stock | 48,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002365 · es1901283_4-maura.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,317 Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:28 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock | 32,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002365 · es1901283_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Lewis Randal D.SVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002363 · es1901281_4-lewis.xml · derivative · entry 4 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,259 Underlying: Common Stock · 10,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 20,519 restricted stock units, 10,260 of which vested on November 21, 2019. The remaining 10,259 restricted stock units will vest on November 21, 2020. F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 20,519 restricted stock units, 10,260 of which vested on November 21, 2019. The remaining 10,259 restricted stock units will vest on November 21, 2020. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Lewis Randal D.SVP & COO
|
Tax withholdingCommon Stock | 14,265 | $62.45 | $890,849.25 |
DisclosureSEC source: 0000950142-19-002363 · es1901281_4-lewis.xml · nonDerivative · entry 3 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,460 F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Lewis Randal D.SVP & COO
|
GrantCommon Stock | 15,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002363 · es1901281_4-lewis.xml · nonDerivative · entry 2 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,725 Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Lewis Randal D.SVP & COO
|
Exercise / conversionCommon Stock | 10,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002363 · es1901281_4-lewis.xml · nonDerivative · entry 1 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 13,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002364 · es1901282_4-zargar.xml · derivative · entry 4 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,679 Underlying: Common Stock · 13,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 27,359 restricted stock units, 13,680 of which vested on November 21, 2019. The remaining 13,679 restricted stock units will vest on November 21, 2020. F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 27,359 restricted stock units, 13,680 of which vested on November 21, 2019. The remaining 13,679 restricted stock units will vest on November 21, 2020. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
Tax withholdingCommon Stock | 19,604 | $62.45 | $1,224,269.80 |
DisclosureSEC source: 0000950142-19-002364 · es1901282_4-zargar.xml · nonDerivative · entry 3 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,961 F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
GrantCommon Stock | 20,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002364 · es1901282_4-zargar.xml · nonDerivative · entry 2 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,565 Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:27 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
Exercise / conversionCommon Stock | 13,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002364 · es1901282_4-zargar.xml · nonDerivative · entry 1 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Exercise / conversionRestricted Stock Units · Derivative | 17,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · derivative · entry 4 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,099 Underlying: Common Stock · 17,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 34,198 restricted stock units, 17,099 of which vested on November 21, 2019. The remaining 17,099 restricted stock units will vest on November 21, 2020. F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 34,198 restricted stock units, 17,099 of which vested on November 21, 2019. The remaining 17,099 restricted stock units will vest on November 21, 2020. Read SEC document |
|
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Tax withholdingCommon Stock | 23,372 | $62.45 | $1,459,581.40 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,662 F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
|
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | GrantCommon Stock | 25,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,034 Read SEC document |
|
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Exercise / conversionCommon Stock | 17,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
|
| October 11, 2019 Filed Oct 16, 2019 22:45 UTC |
Jefferies Financial Group Inc.10% owner
|
OtherCommon Stock | 7,514,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006514 · marketforms-45956.xml · nonDerivative · entry 1 Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,189 F1 · kind: Disposition of shares to the Reporting Person's shareholders pursuant to a special pro rata dividend. F1 · price: Disposition of shares to the Reporting Person's shareholders pursuant to a special pro rata dividend. F2 · ownership.direct: Direct holdings include shares held by wholly-owned subsidiaries. Read SEC document |
| October 11, 2019 Filed Oct 16, 2019 22:45 UTC |
STEINBERG JOSEPH SFormer Director
|
OtherCommon Stock | 576,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006512 · marketforms-45948.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,120 F1 · kind: Exempt acquisition pursuant to Rule 16a-9(a). F2 · price: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 22:48 UTC |
Maura David MDirector · Executive Chairman and CEO
|
PurchaseCommon Stock | 20,000 | $50.43 | $1,008,500.00 |
DisclosureSEC source: 0000950142-19-001753 · es1901001_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,951 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.41 to $51.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:36 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 27,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000100 · ownership.xml · derivative · entry 2 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,359 Underlying: Common Stock · 27,359 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. F3 · derivative.expiration_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:36 UTC |
Zargar EhsanEVP, GC & Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 10,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000100 · ownership.xml · derivative · entry 1 Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,612 Underlying: Common Stock · 10,612 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest on December 3, 2021. F2 · derivative.expiration_date: The restricted stock units reported on this line vest on December 3, 2021. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:35 UTC |
Lewis Randal D.SVP & COO
|
GrantRestricted Stock Units · Derivative | 20,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000099 · ownership.xml · derivative · entry 2 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,519 Underlying: Common Stock · 20,519 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. F3 · derivative.expiration_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:35 UTC |
Lewis Randal D.SVP & COO
|
GrantRestricted Stock Units · Derivative | 9,949 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000099 · ownership.xml · derivative · entry 1 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,949 Underlying: Common Stock · 9,949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest on December 3, 2021. F2 · derivative.expiration_date: The restricted stock units reported on this line vest on December 3, 2021. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:34 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 64,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000098 · ownership.xml · derivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,293 Underlying: Common Stock · 64,293 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. F3 · derivative.expiration_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:34 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 35,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000098 · ownership.xml · derivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,817 Underlying: Common Stock · 35,817 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest on December 3, 2021. F2 · derivative.expiration_date: The restricted stock units reported on this line vest on December 3, 2021. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:33 UTC |
Martin Douglas LEVP and CFO
|
GrantRestricted Stock Units · Derivative | 34,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000097 · ownership.xml · derivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,198 Underlying: Common Stock · 34,198 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. F3 · derivative.expiration_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:33 UTC |
Martin Douglas LEVP and CFO
|
GrantRestricted Stock Units · Derivative | 18,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000097 · ownership.xml · derivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,240 Underlying: Common Stock · 18,240 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest on December 3, 2021. F2 · derivative.expiration_date: The restricted stock units reported on this line vest on December 3, 2021. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:25 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock | 1,082 | $47.36 | $51,243.52 |
DisclosureSEC source: 0000950142-18-002394 · ownership.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,951 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:25 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantCommon Stock | 2,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002394 · ownership.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,033 F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:23 UTC |
Martin Douglas LEVP and CFO
|
Tax withholdingCommon Stock | 569 | $47.36 | $26,947.84 |
DisclosureSEC source: 0000950142-18-002393 · ownership.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,286 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:23 UTC |
Martin Douglas LEVP and CFO
|
GrantCommon Stock | 1,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002393 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,855 F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:07 UTC |
Lewis Randal D.SVP & COO
|
Exercise / conversionPerformance Rights · Derivative | 2,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002346 · ownership.xml · derivative · entry 3 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 2,318 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 22 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 2,318 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 22 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 2,318 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 22 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 2,318 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 22 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:07 UTC |
Lewis Randal D.SVP & COO
|
Tax withholdingCommon Stock | 1,052 | $49.38 | $51,947.76 |
DisclosureSEC source: 0000950142-18-002346 · ownership.xml · nonDerivative · entry 2 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,076 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:07 UTC |
Lewis Randal D.SVP & COO
|
Exercise / conversionCommon Stock | 2,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002346 · ownership.xml · nonDerivative · entry 1 Lewis Randal D. · CIK 0001757489 · SVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 2,318 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 22 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:09 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Exercise / conversionPerformance Rights · Derivative | 9,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002348 · ownership.xml · derivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:09 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock | 3,649 | $49.38 | $180,187.62 |
DisclosureSEC source: 0000950142-18-002348 · ownership.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,285 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:09 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock | 9,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002348 · ownership.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC |
Martin Douglas LEVP and CFO · 10% owner
|
Exercise / conversionPerformance Rights · Derivative | 4,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · derivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC |
Martin Douglas LEVP and CFO · 10% owner
|
Tax withholdingCommon Stock | 2,180 | $49.38 | $107,648.40 |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,646 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC |
Martin Douglas LEVP and CFO · 10% owner
|
Exercise / conversionCommon Stock | 4,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 01:43 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Disposition to issuerCommon Stock | 78,509 | $50.95 | $4,000,033.55 |
DisclosureSEC source: 0000950142-18-002306 · es1801267_4-maura.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,662 F1 · kind: Reflects the disposition of shares to the Issuer. Sales were made to satisfy certain personal and charitable obligations of the reporting person. The reporting person continues to have a significant ownership stake in the Issuer. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 01:43 UTC |
Maura David MDirector · Executive Chairman and CEO
|
Disposition to issuerCommon Stock | 79,809 | $50.12 | $4,000,027.08 |
DisclosureSEC source: 0000950142-18-002306 · es1801267_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,171 F1 · kind: Reflects the disposition of shares to the Issuer. Sales were made to satisfy certain personal and charitable obligations of the reporting person. The reporting person continues to have a significant ownership stake in the Issuer. Read SEC document |
| November 05, 2018 Filed Nov 27, 2018 21:10 UTC |
Jefferies Financial Group Inc.10% owner
|
SaleCommon Stock | 1,779 | $66.02 | $117,449.58 |
DisclosureSEC source: 0001214659-18-007299 · marketforms-43271.xml · nonDerivative · entry 1 Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,525,666 F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request. F2 · ownership.direct: Direct holdings include shares held by wholly-owned subsidiaries. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 20:21 UTC |
James SherianneDirector
|
GrantCommon Stock | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-002129 · es1801188_4-james.xml · nonDerivative · entry 1 James Sherianne · CIK 0001757236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC |
STEINBERG JOSEPH SDirector
|
GrantCommon Stock | 3,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-002000 · ownership.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,276 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC |
Rovit Hugh RDirector
|
GrantCommon Stock | 3,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001999 · ownership.xml · nonDerivative · entry 1 Rovit Hugh R · CIK 0001311214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,907 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:49 UTC |
POLISTINA TERRYDirector
|
GrantCommon Stock | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001998 · ownership.xml · nonDerivative · entry 1 POLISTINA TERRY · CIK 0001231601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,011 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:49 UTC |
MATTHEWS NORMAN SDirector
|
GrantCommon Stock | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001997 · ownership.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,186 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:48 UTC |
HARRIS DAVIDDirector
|
GrantCommon Stock | 3,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001996 · ownership.xml · nonDerivative · entry 1 HARRIS DAVID · CIK 0001213622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:48 UTC |
Ambrecht Kenneth CDirector
|
GrantCommon Stock | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001995 · ownership.xml · nonDerivative · entry 1 Ambrecht Kenneth C · CIK 0001300190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,899 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2019 if Reporting Person is a director of the Issuer on such date. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:09 UTC |
HARRIS DAVIDDirector
|
GrantCommon Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001744 · eh1800976_4-harris.xml · nonDerivative · entry 1 HARRIS DAVID · CIK 0001213622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618 F1 · shares: Reporting Person was awarded 618 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2018. The restricted stock units were awarded to the Reporting Person in connection with his service on the board of directors for the portion of fiscal year 2018 for which he is serving as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.