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NYSE · USD

SPB

Spectrum Brands Holdings, Inc.

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4515
SEC CIK
0000109177
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 23, 2020 22:08 UTC GiftCommon Stock 20,480 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002879 · es200116424_4-matthews.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,640

F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 32,146 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002693 · es200117393_4-maura.xml · derivative · entry 4

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 31,625 $65.10 $2,058,787.50
Disclosure

SEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,598

F3 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 48,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,223

F2 · kind: On January 17, 2019, the reporting person was granted 96,440 performance stock units, 48,220 of which vested on November 21, 2019. The remaining 48,220 performance stock units vested on November 21, 2020.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 32,146 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Long RebeckahSVP & Global HR
Exercise / conversionRestricted Stock Units · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002692 · es200117392_4-long.xml · derivative · entry 4

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 684 restricted stock units, 342 of which vested on November 21, 2019. The remaining 342 restricted stock units vested on November 21, 2020.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 684 restricted stock units, 342 of which vested on November 21, 2019. The remaining 342 restricted stock units vested on November 21, 2020.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Long RebeckahSVP & Global HR
Tax withholdingCommon Stock 383 $65.10 $24,933.30
Disclosure

SEC source: 0000950142-20-002692 · es200117392_4-long.xml · nonDerivative · entry 3

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142

F3 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Long RebeckahSVP & Global HR
GrantCommon Stock 513 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002692 · es200117392_4-long.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,525

F2 · kind: On January 17, 2019, the reporting person was granted 1,026 performance stock units, 513 of which vested on November 21, 2019. The remaining 513 performance stock units vested on November 21, 2020.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 23:00 UTC
Long RebeckahSVP & Global HR
Exercise / conversionCommon Stock 342 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002692 · es200117392_4-long.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 10,260 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002691 · es200117390_4-lewis.xml · derivative · entry 4

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 20,520 restricted stock units, 10,260 of which vested on November 21, 2019. The remaining 10,260 restricted stock units vested on November 21, 2020.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 20,520 restricted stock units, 10,260 of which vested on November 21, 2019. The remaining 10,260 restricted stock units vested on November 21, 2020.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:59 UTC Tax withholdingCommon Stock 11,632 $65.10 $757,243.20
Disclosure

SEC source: 0000950142-20-002691 · es200117390_4-lewis.xml · nonDerivative · entry 3

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

F3 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:59 UTC GrantCommon Stock 15,389 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002691 · es200117390_4-lewis.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F2 · kind: On January 17, 2019, the reporting person was granted 30,778 performance stock units, 15,389 of which vested on November 21, 2019. The remaining 15,389 performance stock units vested on November 21, 2020.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:59 UTC Exercise / conversionCommon Stock 10,260 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002691 · es200117390_4-lewis.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:58 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 13,679 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002690 · es200117344_4-zargar.xml · derivative · entry 4

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 27,359 restricted stock units, 13,680 of which vested on November 21, 2019. The remaining 13,679 restricted stock units vested on November 21, 2020.

F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 27,359 restricted stock units, 13,680 of which vested on November 21, 2019. The remaining 13,679 restricted stock units vested on November 21, 2020.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:58 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 16,074 $65.10 $1,046,417.40
Disclosure

SEC source: 0000950142-20-002690 · es200117344_4-zargar.xml · nonDerivative · entry 3

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,937

F3 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:58 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 20,519 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002690 · es200117344_4-zargar.xml · nonDerivative · entry 2

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,011

F2 · kind: On January 17, 2019, the reporting person was granted 41,038 performance stock units, 20,519 of which vested on November 21, 2019. The remaining 20,519 performance stock units vested on November 21, 2020.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
November 21, 2020 Filed Dec 4, 2020 22:58 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionCommon Stock 13,679 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002690 · es200117344_4-zargar.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 13:38 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $56.40 Strike: $52.84 $282,000.00
Disclosure

SEC source: 0000109177-20-000038 · wf-form4_159680750962967.xml · derivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,294

Underlying: Common Stock · 5,000 shares

Expires 2022-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are presently exercisable in full.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 13:38 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 5,000 $52.84 $264,200.00
Disclosure

SEC source: 0000109177-20-000038 · wf-form4_159680750962967.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 5, 2020, Mr. Maura acquired 5,000 shares of the Company's common stock by exercising previously granted stock options. In connection with this exercise, Mr. Maura paid to the Company $272,120.03 representing the net option exercise price.

Read SEC document
May 08, 2020 Filed May 11, 2020 19:54 UTC
Karpel Daniel LVP, Corporate Controller & CAO
GrantRestricted Stock Units · Derivative 5,934 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-001334 · es2000739_4-karpel.xml · derivative · entry 1

Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

Underlying: Common Stock · 5,934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 02:29 UTC PurchaseCommon Stock 123 $60.39 $7,427.97
Disclosure

SEC source: 0000950142-20-000478 · es2000348_4-smeltser.xml · nonDerivative · entry 2

Smeltser Jeremy W · CIK 0001462723 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,305

Read SEC document
February 13, 2020 Filed Feb 14, 2020 02:29 UTC PurchaseCommon Stock 8,182 $60.17 $492,276.58
Disclosure

SEC source: 0000950142-20-000478 · es2000348_4-smeltser.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,182

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.38 to $60.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 02:23 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 16,709 $59.84 $999,946.76
Disclosure

SEC source: 0000950142-20-000477 · es2000347_4-maura.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.76 to $59.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:31 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 2,000 $62.73 $125,457.00
Disclosure

SEC source: 0000950142-19-002535 · es1901349_4-maura.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,148

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $62.69 to $62.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:23 UTC GrantCommon Stock 3,934 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002527 · es1901346_4-matthews.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:24 UTC
Rovit Hugh RDirector
GrantCommon Stock 2,007 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002529 · es1901348_4-rovit.xml · nonDerivative · entry 1

Rovit Hugh R · CIK 0001311214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,914

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:24 UTC GrantCommon Stock 4,978 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002528 · es1901347_4-polistina.xml · nonDerivative · entry 1

POLISTINA TERRY · CIK 0001231601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,989

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:22 UTC GrantCommon Stock 2,007 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002526 · es1901345_4-james.xml · nonDerivative · entry 1

James Sherianne · CIK 0001757236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:20 UTC GrantCommon Stock 3,934 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002524 · es1901343_4-ambrecht.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,833

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:21 UTC
HARRIS DAVIDDirector
GrantCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002525 · es1901344_4-harris.xml · nonDerivative · entry 1

HARRIS DAVID · CIK 0001213622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,389

F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest in full on October 1, 2020 if Reporting Person is a director of the Issuer on such date.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:58 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantRestricted Stock Units · Derivative 7,707 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002517 · es1901342_4-zargar.xml · derivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,707

Underlying: Common Stock · 7,707 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:55 UTC GrantRestricted Stock Units · Derivative 10,597 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002513 · es1901338_4-lewis.xml · derivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,597

Underlying: Common Stock · 10,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:57 UTC GrantRestricted Stock Units · Derivative 4,817 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002516 · es1901341_4-smeltser.xml · derivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,817

Underlying: Common Stock · 4,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:56 UTC
Maura David MDirector · Executive Chairman and CEO
GrantRestricted Stock Units · Derivative 26,012 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002515 · es1901340_4-maura.xml · derivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

Underlying: Common Stock · 26,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:56 UTC
Long RebeckahSVP & Global HR
GrantRestricted Stock Units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002514 · es1901339_4-long.xml · derivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common Stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022.

F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:11 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 2,530 $63.26 $160,047.80
Disclosure

SEC source: 0000950142-19-002454 · es1901306_4-zargar.xml · nonDerivative · entry 2

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,813

F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

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December 06, 2019 Filed Dec 10, 2019 22:11 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 4,382 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002454 · es1901306_4-zargar.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,343

F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:10 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 8,082 $63.26 $511,267.32
Disclosure

SEC source: 0000950142-19-002453 · es1901305_4-maura.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,148

F2 · shares: Represents shares of the Issuers' common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:10 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 20,538 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002453 · es1901305_4-maura.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,230

F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:09 UTC
Martin Douglas LEVP FINANCE
Tax withholdingCommon Stock 4,968 $63.26 $314,275.68
Disclosure

SEC source: 0000950142-19-002452 · es1901304_4-martin.xml · nonDerivative · entry 2

Martin Douglas L · CIK 0001557493 · EVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,731

F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

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December 06, 2019 Filed Dec 10, 2019 22:09 UTC
Martin Douglas LEVP FINANCE
GrantCommon Stock 9,037 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002452 · es1901304_4-martin.xml · nonDerivative · entry 1

Martin Douglas L · CIK 0001557493 · EVP FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,699

F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:08 UTC
Long RebeckahSVP & Global HR
Tax withholdingCommon Stock 714 $63.26 $45,167.64
Disclosure

SEC source: 0000950142-19-002450 · es1901303_4-long.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

F2 · shares: Represents shares of the Issuers' common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:08 UTC
Long RebeckahSVP & Global HR
GrantCommon Stock 1,594 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002450 · es1901303_4-long.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

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December 06, 2019 Filed Dec 10, 2019 22:08 UTC Tax withholdingCommon Stock 3,681 $63.26 $232,860.06
Disclosure

SEC source: 0000950142-19-002447 · es1901302_4-lewis.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,351

F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

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December 06, 2019 Filed Dec 10, 2019 22:08 UTC GrantCommon Stock 6,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002447 · es1901302_4-lewis.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,032

F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 02:28 UTC
Long RebeckahSVP & Global HR
Exercise / conversionRestricted Stock Units · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002366 · es1901284_4-long.xml · derivative · entry 4

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Underlying: Common Stock · 342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 684 restricted stock units, 342 of which vested on November 21, 2019. The remaining 342 restricted stock units will vest on November 21, 2020.

F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 684 restricted stock units, 342 of which vested on November 21, 2019. The remaining 342 restricted stock units will vest on November 21, 2020.

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November 21, 2019 Filed Nov 26, 2019 02:28 UTC
Long RebeckahSVP & Global HR
Tax withholdingCommon Stock 378 $62.45 $23,606.10
Disclosure

SEC source: 0000950142-19-002366 · es1901284_4-long.xml · nonDerivative · entry 3

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

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November 21, 2019 Filed Nov 26, 2019 02:28 UTC
Long RebeckahSVP & Global HR
GrantCommon Stock 513 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002366 · es1901284_4-long.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Read SEC document
November 21, 2019 Filed Nov 26, 2019 02:28 UTC
Long RebeckahSVP & Global HR
Exercise / conversionCommon Stock 342 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-19-002366 · es1901284_4-long.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 21, 2019 Filed Nov 26, 2019 02:28 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 32,146 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002365 · es1901283_4-maura.xml · derivative · entry 4

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,147

Underlying: Common Stock · 32,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 64,293 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,147 restricted stock units will vest on November 21, 2020.

F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 64,293 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,147 restricted stock units will vest on November 21, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.