Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SPX FLOW, Inc.FLOW · Entity 128291 | VP & CFO | March 09, 2018 | March 14, 2018 |
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | EVP & CFO | December 06, 2024 | December 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SPX FLOW, Inc.
Report date March 09, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,423 |
Reported balance
After 2018-03-09 transaction · row 1
1 source rowRow 1 · 2018-03-09 · Tax withholding · Disposed 1,874 · Balance 174,423 F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 2,364 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,364 |
| Employee stock option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $61.29 · Expires 2025-01-02 | Direct | 40,718 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 40,718 F2: The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan.
F2: The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.
Spectrum Brands Holdings, Inc.
Report date December 06, 2024 · Filed December 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,909 |
Reported balance
After 2024-12-06 transaction · row 1
1 source rowRow 1 · 2024-12-06 · Tax withholding · Disposed 1,526 · Balance 60,909 F1: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2024 Filed Dec 10, 2024 22:31 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 1,526 | $94.88 | $144,786.88 |
DisclosureSEC source: 0000109177-24-000069 · wk-form4_1733869901.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,909 F1 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 22:46 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 4,986 | $90.26 | $450,036.36 |
DisclosureSEC source: 0000109177-24-000055 · wk-form4_1732142791.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,435 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 3, 2027 if Reporting Person is an employee of the Issuer on such date. F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 3, 2027 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 00:29 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 4,028 | $71.80 | $289,210.40 |
DisclosureSEC source: 0000109177-23-000065 · wk-form4_1701908988.xml · nonDerivative · entry 2 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,449 F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 00:29 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 4,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-23-000065 · wk-form4_1701908988.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,477 F1 · shares: Includes performance based restricted stock units that vested on December 4, 2023. F1 · price: Includes performance based restricted stock units that vested on December 4, 2023. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:20 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 18,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-23-000062 · wk-form4_1701206430.xml · nonDerivative · entry 2 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,996 F2 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date. F2 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:20 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 6,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-23-000062 · wk-form4_1701206430.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,122 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date. F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:14 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionRestricted Stock Units · Derivative | 4,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · derivative · entry 3 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis. F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022. F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:14 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 6,333 | $66.68 | $422,284.44 |
DisclosureSEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · nonDerivative · entry 2 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,327 F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:14 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 14,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes both time based (4,817) and performance based (9,366) restricted stock units that vested on December 2, 2022. F2 · price: Restricted stock units convert into common stock on one-for-one basis. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:49 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 7,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000040 · wf-form4_166975856962365.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,477 F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date. F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-21-000099 · wf-form4_163977954882746.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,369 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:55 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 4,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-20-000080 · wf-form4_160876052996761.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,913 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 02:29 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 123 | $60.39 | $7,427.97 |
DisclosureSEC source: 0000950142-20-000478 · es2000348_4-smeltser.xml · nonDerivative · entry 2 Smeltser Jeremy W · CIK 0001462723 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,305 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 02:29 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 8,182 | $60.17 | $492,276.58 |
DisclosureSEC source: 0000950142-20-000478 · es2000348_4-smeltser.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.38 to $60.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:57 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantRestricted Stock Units · Derivative | 4,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002516 · es1901341_4-smeltser.xml · derivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817 Underlying: Common Stock · 4,817 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022. F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 16:24 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | GrantCommon Stock | 26,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638956-18-000012 · wf-form4_152097263933302.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,297 F1 · kind: Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan. F1 · price: Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 18:17 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 1,874 | $50.79 | $95,180.46 |
DisclosureSEC source: 0001462723-18-000030 · wf-form4_152106580704771.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,423 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 17:43 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 2,416 | $47.18 | $113,986.88 |
DisclosureSEC source: 0001652121-18-000012 · wf-form4_151519220039171.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,232 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:08 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 1,561 | $47.55 | $74,225.55 |
DisclosureSEC source: 0001462723-18-000008 · wf-form4_151503172409443.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,648 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:36 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 5,335 | $46.79 | $249,624.65 |
DisclosureSEC source: 0001462723-17-000003 · wf-form4_151373735119086.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,209 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 17:37 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 3,288 | $36.15 | $118,861.20 |
DisclosureSEC source: 0001337750-17-000033 · wf-form4_148858063816307.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,544 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:21 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | GrantCommon Stock | 37,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001337750-17-000015 · wf-form4_148469168531964.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,832 F1 · kind: Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan. F1 · price: Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:59 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Disposition to issuerCommon Stock | 20,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001681856-17-000004 · wf-form4_148365355214242.xml · nonDerivative · entry 3 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,222 F2 · kind: Forfeiture of restricted stock under the SPX FLOW Stock Compensation Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:59 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 1,638 | $32.06 | $52,514.28 |
DisclosureSEC source: 0001681856-17-000004 · wf-form4_148365355214242.xml · nonDerivative · entry 2 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,856 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
| December 16, 2016 Filed Jan 5, 2017 16:59 UTC | SPX FLOW, Inc. FLOW · Entity 128291 | Tax withholdingCommon Stock | 4,815 | $31.77 | $152,972.55 |
DisclosureSEC source: 0001681856-17-000004 · wf-form4_148365355214242.xml · nonDerivative · entry 1 Smeltser Jeremy W · CIK 0001462723 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,494 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.