Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALERES INCCAL · Entity 5657 | SVP, Chief Financial Officer | September 11, 2026 | September 15, 2026 |
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | VP, Corporate Controller & CAO | December 15, 2021 | December 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALERES INC
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Price Incentive AwardSEC Table II · derivative / convertible security | Direct | 29,845 |
Reported balance
After 2026-09-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-11 · Grant · Acquired 29,845 · Balance 29,845 F1: Each Stock Price Incentive Award share represents a contingent right to receive one share of Common Stock. The Stock Price Incentive Award vests in three tranches based upon the per share price of the Company's Common Stock reaching certain specified stock price levels for 20 consecutive trading days, with 50% vesting upon achievement of the first price level, 25% vesting upon achievement of the second price level and 25% vesting upon achievement of the third price level. Earned awards are payable in increments over a three-year performance period (fiscal year 2026 - 2028). |
Filing footnotes · ownership attribution and instrument terms
F1: Each Stock Price Incentive Award share represents a contingent right to receive one share of Common Stock. The Stock Price Incentive Award vests in three tranches based upon the per share price of the Company's Common Stock reaching certain specified stock price levels for 20 consecutive trading days, with 50% vesting upon achievement of the first price level, 25% vesting upon achievement of the second price level and 25% vesting upon achievement of the third price level. Earned awards are payable in increments over a three-year performance period (fiscal year 2026 - 2028).
Spectrum Brands Holdings, Inc.
Report date December 15, 2021 · Filed December 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,853 |
Reported balance
After 2021-12-15 transaction · row 1
1 source rowRow 1 · 2021-12-15 · Grant · Acquired 1,220 · Balance 2,853 F1: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on each of December 5, 2022, December 4, 2023, and December 6, 2024, respectively, if the Reporting Person is an employee of the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on each of December 5, 2022, December 4, 2023, and December 6, 2024, respectively, if the Reporting Person is an employee of the Issuer on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 15, 2026 22:03 UTC | CALERES INC CAL · Entity 5657 | GrantStock Price Incentive Award · Derivative | 29,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000014707-26-000153 · form4.xml · derivative · entry 1 Karpel Daniel L · CIK 0001586485 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,845 Underlying: Common Stock · 29,845 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Price Incentive Award share represents a contingent right to receive one share of Common Stock. The Stock Price Incentive Award vests in three tranches based upon the per share price of the Company's Common Stock reaching certain specified stock price levels for 20 consecutive trading days, with 50% vesting upon achievement of the first price level, 25% vesting upon achievement of the second price level and 25% vesting upon achievement of the third price level. Earned awards are payable in increments over a three-year performance period (fiscal year 2026 - 2028). F1 · derivative.exercise_date: Each Stock Price Incentive Award share represents a contingent right to receive one share of Common Stock. The Stock Price Incentive Award vests in three tranches based upon the per share price of the Company's Common Stock reaching certain specified stock price levels for 20 consecutive trading days, with 50% vesting upon achievement of the first price level, 25% vesting upon achievement of the second price level and 25% vesting upon achievement of the third price level. Earned awards are payable in increments over a three-year performance period (fiscal year 2026 - 2028). F1 · derivative.expiration_date: Each Stock Price Incentive Award share represents a contingent right to receive one share of Common Stock. The Stock Price Incentive Award vests in three tranches based upon the per share price of the Company's Common Stock reaching certain specified stock price levels for 20 consecutive trading days, with 50% vesting upon achievement of the first price level, 25% vesting upon achievement of the second price level and 25% vesting upon achievement of the third price level. Earned awards are payable in increments over a three-year performance period (fiscal year 2026 - 2028). Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:54 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 11,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000014707-26-000112 · form4.xml · nonDerivative · entry 2 Karpel Daniel L · CIK 0001586485 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,876 F2 · shares: Restricted stock vests 1/3 each year. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:54 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 15,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000014707-26-000112 · form4.xml · nonDerivative · entry 1 Karpel Daniel L · CIK 0001586485 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,443 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 22:48 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 22,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000014707-25-000088 · form4.xml · nonDerivative · entry 1 Karpel Daniel L · CIK 0001586485 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,199 F1 · shares: Restricted stock vests 1/3 each year. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:18 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-21-000097 · wf-form4_163977948410897.xml · nonDerivative · entry 1 Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on each of December 5, 2022, December 4, 2023, and December 6, 2024, respectively, if the Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 15:15 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 287 | $99.97 | $28,691.39 |
DisclosureSEC source: 0000109177-21-000069 · wf-form4_163897649361385.xml · nonDerivative · entry 1 Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633 F1 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. F2 · balance_after: On December 22, 2020 the Reporting Person was awarded 1,920 time based restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on December 6, 2021, one-third on December 5, 2022, and one-third on December 4, 2023 if the Reporting Person is an employee of the Issuer on such dates. As of December 6, 2021, 640 restricted stock units have vested and 1,280 restricted stock units remain unvested. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:47 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-20-000070 · wf-form4_160876005167041.xml · nonDerivative · entry 1 Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| May 08, 2020 Filed May 11, 2020 19:54 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantRestricted Stock Units · Derivative | 5,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-001334 · es2000739_4-karpel.xml · derivative · entry 1 Karpel Daniel L · CIK 0001586485 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 Underlying: Common Stock · 5,934 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest December 2, 2022. F2 · derivative.expiration_date: The restricted stock units reported on this line vest December 2, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.