Last 12 months
Inside the activity.
17 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 9 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionRestricted Stock Units · Derivative | 3,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 7 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,050 Underlying: Common Stock · 3,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
GrantRestricted Stock Units · Derivative | 115,790 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 6 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,309 Underlying: Common Stock · 115,790 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 5 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,519 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Tax withholdingCommon Stock | 1,503 | $9.08 | $13,647.24 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 4 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,499 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Tax withholdingCommon Stock | 1,127 | $9.08 | $10,233.16 |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 3 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,002 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionCommon Stock | 3,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 2 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:08 UTC |
Lazarus Edward PChief Legal Officer & Secty.
|
Exercise / conversionCommon Stock | 4,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 1 Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:10 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003758 · primarydocument.xml · derivative · entry 4 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,436 Underlying: Common Stock · 23,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:10 UTC |
Spence PatrickDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 263,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003758 · primarydocument.xml · derivative · entry 3 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,064 Underlying: Common Stock · 263,158 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:10 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 8,171 | $9.08 | $74,192.68 |
DisclosureSEC source: 0001562180-20-003758 · primarydocument.xml · nonDerivative · entry 2 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,769 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:10 UTC |
Spence PatrickDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 23,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003758 · primarydocument.xml · nonDerivative · entry 1 Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,859 Underlying: Common Stock · 16,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Siegel Matthew O.Chief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 147,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,698 Underlying: Common Stock · 147,369 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Siegel Matthew O.Chief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,329 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Tax withholdingCommon Stock | 5,823 | $9.08 | $52,872.84 |
DisclosureSEC source: 0001562180-20-003756 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,762 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Siegel Matthew O.Chief Commercial Officer
|
Exercise / conversionCommon Stock | 16,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003756 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,834 Underlying: Common Stock · 17,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Millington NicholasChief Product Officer
|
GrantRestricted Stock Units · Derivative | 147,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,216 Underlying: Common Stock · 147,369 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Millington NicholasChief Product Officer
|
GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,847 Underlying: Common Stock · 105,263 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Millington NicholasChief Product Officer
|
Tax withholdingCommon Stock | 6,011 | $9.08 | $54,579.88 |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,848 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:09 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 17,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,022 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,956 Underlying: Common Stock · 34,022 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 34,022 | $9.62 | $327,329.06 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.44 to $9.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:56 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 34,022 | $1.60 | $54,435.20 |
DisclosureSEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,366 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 6 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,366 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,022 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 5 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,978 Underlying: Common Stock · 34,022 shares Expires 2020-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 8,366 | $7.92 | $66,260.39 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 4 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.83 to $8.03 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 34,022 | $7.79 | $265,055.20 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,843 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.68 to $7.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 34,022 | $1.60 | $54,435.20 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:40 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 8,366 | $1.58 | $13,176.45 |
DisclosureSEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 59,634 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · derivative · entry 3 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,366 Underlying: Common Stock · 59,634 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 59,634 | $8.81 | $525,572.33 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.65 to $9.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:33 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 59,634 | $1.58 | $93,923.55 |
DisclosureSEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:06 UTC |
Millington NicholasChief Product Officer
|
SaleCommon Stock | 40,000 | $10.22 | $408,816.00 |
DisclosureSEC source: 0001562180-20-002426 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,477 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.95 to $10.56 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:27 UTC |
Findlay DeirdreDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001942 · primarydocument.xml · nonDerivative · entry 1 Findlay Deirdre · CIK 0001804989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,792 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:27 UTC |
Maeda JohnDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001944 · primarydocument.xml · nonDerivative · entry 1 Maeda John · CIK 0001743480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,281 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. 20% of the vested shares will be delivered to the Reporting Person upon vesting, and the remaining 80% of the vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:27 UTC |
GENACHOWSKI JULIUSDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001941 · primarydocument.xml · nonDerivative · entry 1 GENACHOWSKI JULIUS · CIK 0001184231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,622 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:28 UTC |
Conrad ThomasDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001945 · primarydocument.xml · nonDerivative · entry 1 Conrad Thomas · CIK 0001522484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,622 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2023. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:28 UTC |
BACH ROBERT JDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001946 · primarydocument.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,049 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:21 UTC |
Coles JoannaDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001940 · primarydocument.xml · nonDerivative · entry 1 Coles Joanna · CIK 0001699323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,792 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 02:27 UTC |
Boone KarenDirector
|
GrantCommon Stock | 12,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001943 · primarydocument.xml · nonDerivative · entry 1 Boone Karen · CIK 0001561290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,622 F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020. F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:45 UTC |
Volpi MichelangeloDirector
|
SaleCommon Stock | 10,622 | $12.17 | $129,269.74 |
DisclosureSEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 4 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,346 F5 · price: On February 25, 2020, Index I Parallel sold 191,993 shares of the common stock of the issuer and Yucca sold 10,622 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 - $12.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held by Yucca. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:45 UTC |
Volpi MichelangeloDirector
|
SaleCommon Stock | 191,993 | $12.17 | $2,336,554.81 |
DisclosureSEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 3 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 341,946 F5 · price: On February 25, 2020, Index I Parallel sold 191,993 shares of the common stock of the issuer and Yucca sold 10,622 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 - $12.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Index I Parallel. Michelangelo Volpi, a member of the issuer's board of directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to the Index funds, including Index Ventures Growth I (Jersey) L.P. ("Index I"), Index I Parallel and Yucca (collectively, the "Index Funds"). Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. F3 · ownership.nature: (continued from footnote 2) Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:45 UTC |
Volpi MichelangeloDirector
|
SaleCommon Stock | 10,452 | $12.14 | $126,887.28 |
DisclosureSEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 2 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,968 F1 · price: On February 24, 2020, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel") sold 188,919 shares of the common stock of the issuer and Yucca (Jersey) SLP ("Yucca") sold 10,452 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 - $12.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: The shares are held by Yucca. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:45 UTC |
Volpi MichelangeloDirector
|
SaleCommon Stock | 188,919 | $12.14 | $2,293,476.66 |
DisclosureSEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 1 Volpi Michelangelo · CIK 0001626464 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 533,939 F1 · price: On February 24, 2020, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel") sold 188,919 shares of the common stock of the issuer and Yucca (Jersey) SLP ("Yucca") sold 10,452 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 - $12.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Index I Parallel. Michelangelo Volpi, a member of the issuer's board of directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to the Index funds, including Index Ventures Growth I (Jersey) L.P. ("Index I"), Index I Parallel and Yucca (collectively, the "Index Funds"). Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. F3 · ownership.nature: (continued from footnote 2) Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionStock Option · Derivative | 40,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001562180-20-001629 · primarydocument.xml · derivative · entry 2 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:42 UTC |
Millington NicholasChief Product Officer
|
Exercise / conversionCommon Stock | 40,000 | $1.50 | $60,000.00 |
DisclosureSEC source: 0001562180-20-001629 · primarydocument.xml · nonDerivative · entry 1 Millington Nicholas · CIK 0001743324 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 23:00 UTC |
KKR Stream Holdings LLC10% owner
KKR 2006 Fund L.P.10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR Group Partnership L.P.10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 8,000,000 | $13.42 | $107,360,000.00 |
DisclosureSEC source: 0001140361-20-003799 · form4.xml · nonDerivative · entry 1 KKR Stream Holdings LLC · CIK 0001746819 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,845,682 F1 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 01:02 UTC |
Perri DavidChief Operations Officer
|
SaleCommon Stock | 9,153 | $13.21 | $120,934.01 |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 4 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.05 to $13.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:02 UTC |
Fraser AnnaChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001393 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,142 Underlying: Common Stock · 11,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.