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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionRestricted Stock Units · Derivative 3,259 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 7

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,050

Underlying: Common Stock · 3,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
GrantRestricted Stock Units · Derivative 115,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 6

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,309

Underlying: Common Stock · 115,790 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
GrantRestricted Stock Units · Derivative 105,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · derivative · entry 5

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,519

Underlying: Common Stock · 105,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
Tax withholdingCommon Stock 1,503 $9.08 $13,647.24
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 4

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,499

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
Tax withholdingCommon Stock 1,127 $9.08 $10,233.16
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,002

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionCommon Stock 3,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:08 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionCommon Stock 4,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003754 · primarydocument.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:10 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 23,628 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003758 · primarydocument.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,436

Underlying: Common Stock · 23,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:10 UTC
Spence PatrickDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 263,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003758 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,064

Underlying: Common Stock · 263,158 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:10 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,171 $9.08 $74,192.68
Disclosure

SEC source: 0001562180-20-003758 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,769

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:10 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 23,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003758 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 5

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,859

Underlying: Common Stock · 16,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Siegel Matthew O.Chief Commercial Officer
GrantRestricted Stock Units · Derivative 147,369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 4

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,698

Underlying: Common Stock · 147,369 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Siegel Matthew O.Chief Commercial Officer
GrantRestricted Stock Units · Derivative 105,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003756 · primarydocument.xml · derivative · entry 3

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,329

Underlying: Common Stock · 105,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Siegel Matthew O.Chief Commercial Officer
Tax withholdingCommon Stock 5,823 $9.08 $52,872.84
Disclosure

SEC source: 0001562180-20-003756 · primarydocument.xml · nonDerivative · entry 2

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,762

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionCommon Stock 16,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003756 · primarydocument.xml · nonDerivative · entry 1

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Millington NicholasChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 17,382 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,834

Underlying: Common Stock · 17,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Millington NicholasChief Product Officer
GrantRestricted Stock Units · Derivative 147,369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,216

Underlying: Common Stock · 147,369 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Millington NicholasChief Product Officer
GrantRestricted Stock Units · Derivative 105,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003755 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,847

Underlying: Common Stock · 105,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Millington NicholasChief Product Officer
Tax withholdingCommon Stock 6,011 $9.08 $54,579.88
Disclosure

SEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,848

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:09 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 17,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003755 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:56 UTC
Millington NicholasChief Product Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,022 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001562180-20-003391 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,956

Underlying: Common Stock · 34,022 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:56 UTC
Millington NicholasChief Product Officer
SaleCommon Stock 34,022 $9.62 $327,329.06
Disclosure

SEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,477

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.44 to $9.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:56 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 34,022 $1.60 $54,435.20
Disclosure

SEC source: 0001562180-20-003391 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,366 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 6

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,366 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,022 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,978

Underlying: Common Stock · 34,022 shares

Expires 2020-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
SaleCommon Stock 8,366 $7.92 $66,260.39
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,477

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.83 to $8.03 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
SaleCommon Stock 34,022 $7.79 $265,055.20
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $7.68 to $7.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 34,022 $1.60 $54,435.20
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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April 03, 2020 Filed Apr 7, 2020 20:40 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 8,366 $1.58 $13,176.45
Disclosure

SEC source: 0001562180-20-002956 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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March 27, 2020 Filed Mar 31, 2020 20:33 UTC
Millington NicholasChief Product Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 59,634 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001562180-20-002781 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,366

Underlying: Common Stock · 59,634 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

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March 27, 2020 Filed Mar 31, 2020 20:33 UTC
Millington NicholasChief Product Officer
SaleCommon Stock 59,634 $8.81 $525,572.33
Disclosure

SEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,477

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.65 to $9.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 27, 2020 Filed Mar 31, 2020 20:33 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 59,634 $1.58 $93,923.55
Disclosure

SEC source: 0001562180-20-002781 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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March 10, 2020 Filed Mar 12, 2020 20:06 UTC
Millington NicholasChief Product Officer
SaleCommon Stock 40,000 $10.22 $408,816.00
Disclosure

SEC source: 0001562180-20-002426 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,477

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.95 to $10.56 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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February 27, 2020 Filed Mar 3, 2020 02:27 UTC GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001942 · primarydocument.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 2, 2020 21:27 UTC
Maeda JohnDirector
GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001944 · primarydocument.xml · nonDerivative · entry 1

Maeda John · CIK 0001743480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,281

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. 20% of the vested shares will be delivered to the Reporting Person upon vesting, and the remaining 80% of the vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:27 UTC GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001941 · primarydocument.xml · nonDerivative · entry 1

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:28 UTC GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001945 · primarydocument.xml · nonDerivative · entry 1

Conrad Thomas · CIK 0001522484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2023.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:28 UTC GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001946 · primarydocument.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,049

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:21 UTC
Coles JoannaDirector
GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001940 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:27 UTC
Boone KarenDirector
GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001943 · primarydocument.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,622

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 25, 2020 Filed Feb 26, 2020 22:45 UTC SaleCommon Stock 10,622 $12.17 $129,269.74
Disclosure

SEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 4

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,346

F5 · price: On February 25, 2020, Index I Parallel sold 191,993 shares of the common stock of the issuer and Yucca sold 10,622 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 - $12.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held by Yucca. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 25, 2020 Filed Feb 26, 2020 22:45 UTC SaleCommon Stock 191,993 $12.17 $2,336,554.81
Disclosure

SEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 3

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 341,946

F5 · price: On February 25, 2020, Index I Parallel sold 191,993 shares of the common stock of the issuer and Yucca sold 10,622 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 - $12.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by Index I Parallel. Michelangelo Volpi, a member of the issuer's board of directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to the Index funds, including Index Ventures Growth I (Jersey) L.P. ("Index I"), Index I Parallel and Yucca (collectively, the "Index Funds"). Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds.

F3 · ownership.nature: (continued from footnote 2) Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 24, 2020 Filed Feb 26, 2020 22:45 UTC SaleCommon Stock 10,452 $12.14 $126,887.28
Disclosure

SEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 2

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 29,968

F1 · price: On February 24, 2020, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel") sold 188,919 shares of the common stock of the issuer and Yucca (Jersey) SLP ("Yucca") sold 10,452 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 - $12.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held by Yucca. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 24, 2020 Filed Feb 26, 2020 22:45 UTC SaleCommon Stock 188,919 $12.14 $2,293,476.66
Disclosure

SEC source: 0000899243-20-005929 · doc4.xml · nonDerivative · entry 1

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 533,939

F1 · price: On February 24, 2020, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel") sold 188,919 shares of the common stock of the issuer and Yucca (Jersey) SLP ("Yucca") sold 10,452 shares of the common stock of the issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 - $12.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by Index I Parallel. Michelangelo Volpi, a member of the issuer's board of directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to the Index funds, including Index Ventures Growth I (Jersey) L.P. ("Index I"), Index I Parallel and Yucca (collectively, the "Index Funds"). Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds.

F3 · ownership.nature: (continued from footnote 2) Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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February 20, 2020 Filed Feb 25, 2020 00:42 UTC
Millington NicholasChief Product Officer
Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001562180-20-001629 · primarydocument.xml · derivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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February 20, 2020 Filed Feb 25, 2020 00:42 UTC
Millington NicholasChief Product Officer
Exercise / conversionCommon Stock 40,000 $1.50 $60,000.00
Disclosure

SEC source: 0001562180-20-001629 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 23:00 UTC SaleCommon Stock 8,000,000 $13.42 $107,360,000.00
Disclosure

SEC source: 0001140361-20-003799 · form4.xml · nonDerivative · entry 1

KKR Stream Holdings LLC · CIK 0001746819 · 10% owner

KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner

KKR Associates 2006 LP · CIK 0001432739 · 10% owner

KKR 2006 GP LLC · CIK 0001432740 · 10% owner

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,845,682

F1 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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February 18, 2020 Filed Feb 20, 2020 01:02 UTC
Perri DavidChief Operations Officer
SaleCommon Stock 9,153 $13.21 $120,934.01
Disclosure

SEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 4

Perri David · CIK 0001795696 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.05 to $13.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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February 15, 2020 Filed Feb 19, 2020 20:02 UTC
Fraser AnnaChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 11,679 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001393 · primarydocument.xml · derivative · entry 3

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,142

Underlying: Common Stock · 11,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.