organization · Reporting owner
KKR 2006 Fund L.P.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Engility Holdings, Inc.
Report date January 14, 2019 · Filed January 16, 2019
Jointly reported with KKR Associates 2006 LP, KKR 2006 GP LLC, KKR Group Partnership L.P., KKR Fund Holdings GP Ltd, KKR Group Holdings Corp., KKR & Co. Inc., KKR Management LLP, KRAVIS HENRY R, ROBERTS GEORGE R
Section 16 reporting ended · disclosed 2019-01-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectHeld through New Birch Partners, LP | 0 |
Reported balance
After 2019-01-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-14 · Other · Disposed 8,960,446 · Balance 0 F1: On January 14, 2019, Science Applications International Corporation ("SAIC") acquired Engility Holdings, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, SAIC and Raptors Merger Sub, Inc., a direct wholly-owned subsidiary of SAIC ("Merger Sub"), dated as of September 9, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of SAIC (the "Merger"). F2: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), issued and outstanding immediately prior to the effective time of the Merger (other than shares owned by the Issuer or any of its subsidiaries), automatically converted into the right to receive 0.450 validly issued, fully paid and non-assessable shares of SAIC common stock. F3: Reflects securities held directly by New Birch Partners, LP (f/k/a Birch Partners, LP). Birch GP, LLC was the general partner of New Birch Partners, LP. The members of Birch GP, LLC were KKR 2006 Fund L.P. and General Atlantic Partners 85, L.P. The Reporting Persons beneficially owned shares of Common Stock through limited partnership interests of New Birch Partners, LP held by each of KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Partners III, L.P. and 8 North America Investor L.P. and limited liability company interests of Birch GP, LLC held by KKR 2006 Fund L.P. F4: The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5: The Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the Reporting Person is the beneficial owner of any securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 14, 2019, Science Applications International Corporation ("SAIC") acquired Engility Holdings, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, SAIC and Raptors Merger Sub, Inc., a direct wholly-owned subsidiary of SAIC ("Merger Sub"), dated as of September 9, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of SAIC (the "Merger").
F2: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), issued and outstanding immediately prior to the effective time of the Merger (other than shares owned by the Issuer or any of its subsidiaries), automatically converted into the right to receive 0.450 validly issued, fully paid and non-assessable shares of SAIC common stock.
F3: Reflects securities held directly by New Birch Partners, LP (f/k/a Birch Partners, LP). Birch GP, LLC was the general partner of New Birch Partners, LP. The members of Birch GP, LLC were KKR 2006 Fund L.P. and General Atlantic Partners 85, L.P. The Reporting Persons beneficially owned shares of Common Stock through limited partnership interests of New Birch Partners, LP held by each of KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Partners III, L.P. and 8 North America Investor L.P. and limited liability company interests of Birch GP, LLC held by KKR 2006 Fund L.P.
F4: The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
F5: The Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the Reporting Person is the beneficial owner of any securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Jointly reported with New Omaha Holdings L.P., New Omaha Holdings LLC, KKR Associates 2006 LP, KKR 2006 GP LLC
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2019-07-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-29 · Other · Disposed 364,441,146 · Balance 0 F1: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") were convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F2: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv. F3: Shares of Class B Common Stock were held by New Omaha Holdings L.P. F4: New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5: Immediately prior to the Merger, each of the Reporting Persons may have been deemed to have been the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are or were the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units in Director Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 31,425.11 · Balance 0 F6: Each unit represented the economic equivalent of one share of Class A Common Stock. The units became payable in cash upon the Reporting Person's termination of service as a director. F2: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv. F7: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A Common Stock on the day prior to the effective time of the Merger. F8: Held directly by Mr. Kravis in connection with director compensation earned in connection with Mr. Kravis's service on the Issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") were convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events.
F2: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv.
F3: Shares of Class B Common Stock were held by New Omaha Holdings L.P.
F4: New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
F5: Immediately prior to the Merger, each of the Reporting Persons may have been deemed to have been the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are or were the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F6: Each unit represented the economic equivalent of one share of Class A Common Stock. The units became payable in cash upon the Reporting Person's termination of service as a director.
F7: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A Common Stock on the day prior to the effective time of the Merger.
F8: Held directly by Mr. Kravis in connection with director compensation earned in connection with Mr. Kravis's service on the Issuer's board of directors.
FISERV INC
Report date May 03, 2021 · Filed May 04, 2021
Jointly reported with New Omaha Holdings L.P., New Omaha Holdings LLC, KKR Associates 2006 LP, KKR 2006 GP LLC
Section 16 reporting ended · disclosed 2021-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 62,300,667 |
Reported balance
After 2021-05-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-03 · Sale · Disposed 23,000,000 · Balance 62,300,667 F1: This amount represents the $118.30 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $0.60 per share. F2: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount represents the $118.30 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $0.60 per share.
F2: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
F3: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
Sonos Inc
Report date June 17, 2020 · Filed June 18, 2020
Jointly reported with KKR Stream Holdings LLC, KKR Associates 2006 LP, KKR 2006 GP LLC, KKR Group Partnership L.P., KKR Group Holdings Corp., KKR & Co. Inc., KKR Management LLP, KRAVIS HENRY R, ROBERTS GEORGE R
Section 16 reporting ended · disclosed 2020-06-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-06-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-17 · Sale · Disposed 13,845,682 · Balance 0 F1: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P. F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P.
F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
US Foods Holding Corp.
Report date December 04, 2017 · Filed December 06, 2017
Jointly reported with OPERF Co-Investment LLC, KKR Associates 2006 LP, KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Ltd
Section 16 reporting ended · disclosed 2017-12-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-12-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-12-04 · Sale · Disposed 17,716,289 · Balance 0 F1: Shares of Common Stock were held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F6: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-12-04 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-12-04 · Sale · Disposed 1,420,641 · Balance 0 F2: Shares of Common Stock were held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F6: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-12-04 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-12-04 · Sale · Disposed 355,160 · Balance 0 F3: Shares of Common Stock were held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F6: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-12-04 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-12-04 · Sale · Disposed 325,860 · Balance 0 F4: Shares of Common Stock were held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-12-04 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-12-04 · Sale · Disposed 159,822 · Balance 0 F5: Shares of Common Stock were held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F6: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock were held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC.
F2: Shares of Common Stock were held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P.
F3: Shares of Common Stock were held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P.
F4: Shares of Common Stock were held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts.
F5: Shares of Common Stock were held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC.
F6: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts.
F7: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.
F8: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 4, 2021 21:16 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 23,000,000 | $117.70 | $2,707,100,000.00 |
DisclosureSEC source: 0001140361-21-015771 · form4.xml · nonDerivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 62,300,667 F1 · price: This amount represents the $118.30 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $0.60 per share. F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| December 14, 2020 Filed Dec 14, 2020 21:57 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 20,125,000 | $110.04 | $2,214,555,000.00 |
DisclosureSEC source: 0001140361-20-028313 · form4.xml · nonDerivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 85,300,667 F1 · price: This amount represents the $112.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $1.96 per share. F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 21, 2020 Filed Aug 21, 2020 21:00 UTC | FISERV INC FISV · Entity 3167 | SaleCommon Stock | 5,000,000 | $98.00 | $490,000,000.00 |
DisclosureSEC source: 0001140361-20-018887 · form4.xml · nonDerivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 105,425,667 F1 · price: This amount represents the $100.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $2.00 per share. F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:00 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 13,845,682 | $13.00 | $179,993,866.00 |
DisclosureSEC source: 0001140361-20-014193 · form4.xml · nonDerivative · entry 1 KKR Stream Holdings LLC · CIK 0001746819 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 23:00 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 8,000,000 | $13.42 | $107,360,000.00 |
DisclosureSEC source: 0001140361-20-003799 · form4.xml · nonDerivative · entry 1 KKR Stream Holdings LLC · CIK 0001746819 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR Group Partnership L.P. · CIK 0001472698 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLP · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,845,682 F1 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the sole member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is a general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP as the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Group Partnership L.P. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:43 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerUnits in Director Deferred Compensation Plan · Derivative | 31,425.11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-013651 · form4.xml · derivative · entry 2 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,425.11 shares Expires not disclosed F6 · derivative.exercise_price: Each unit represented the economic equivalent of one share of Class A Common Stock. The units became payable in cash upon the Reporting Person's termination of service as a director. F2 · kind: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv. F7 · price: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A Common Stock on the day prior to the effective time of the Merger. F6 · derivative.exercise_date: Each unit represented the economic equivalent of one share of Class A Common Stock. The units became payable in cash upon the Reporting Person's termination of service as a director. F6 · derivative.expiration_date: Each unit represented the economic equivalent of one share of Class A Common Stock. The units became payable in cash upon the Reporting Person's termination of service as a director. F8 · ownership.direct: Held directly by Mr. Kravis in connection with director compensation earned in connection with Mr. Kravis's service on the Issuer's board of directors. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:43 UTC | FIRST DATA CORP FDC · Entity 15928 | OtherClass B Common Stock · Derivative | 364,441,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-013651 · form4.xml · derivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 364,441,146 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") were convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F2 · kind: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv. F2 · price: On July 29, 2019, Fiserv, Inc. ("Fiserv") and 300 Holdings, Inc. ("Merger Sub"), a wholly owned subsidiary of Fiserv, acquired the Issuer pursuant to that certain Agreement and Plan of Merger between the Issuer, Fiserv and Merger Sub, dated as of January 16, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and an indirect wholly-owned subsidiary of Fiserv (the "Merger"). Pursuant to the Merger Agreement, on July 29, 2019, the effective date of the Merger, each share of Issuer common stock converted into the right to receive 0.303 of a share of common stock, par value $0.01 per share, of Fiserv. F1 · derivative.exercise_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") were convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F1 · derivative.expiration_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") were convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F3 · ownership.nature: Shares of Class B Common Stock were held by New Omaha Holdings L.P. F4 · ownership.nature: New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the Class B common stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: Immediately prior to the Merger, each of the Reporting Persons may have been deemed to have been the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are or were the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| January 14, 2019 Filed Jan 16, 2019 23:31 UTC | Engility Holdings, Inc. EGL · Entity 16034 | OtherCommon Stock, par value $0.01 per share | 8,960,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-001210 · form4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through New Birch Partners, LP Disclosed balance after: 0 F1 · kind: On January 14, 2019, Science Applications International Corporation ("SAIC") acquired Engility Holdings, Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, SAIC and Raptors Merger Sub, Inc., a direct wholly-owned subsidiary of SAIC ("Merger Sub"), dated as of September 9, 2018 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of SAIC (the "Merger"). F2 · price: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of the Issuer ("Common Stock"), issued and outstanding immediately prior to the effective time of the Merger (other than shares owned by the Issuer or any of its subsidiaries), automatically converted into the right to receive 0.450 validly issued, fully paid and non-assessable shares of SAIC common stock. F3 · ownership.nature: Reflects securities held directly by New Birch Partners, LP (f/k/a Birch Partners, LP). Birch GP, LLC was the general partner of New Birch Partners, LP. The members of Birch GP, LLC were KKR 2006 Fund L.P. and General Atlantic Partners 85, L.P. The Reporting Persons beneficially owned shares of Common Stock through limited partnership interests of New Birch Partners, LP held by each of KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Partners III, L.P. and 8 North America Investor L.P. and limited liability company interests of Birch GP, LLC held by KKR 2006 Fund L.P. F4 · ownership.nature: The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F5 · ownership.nature: The Reporting Person may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the Reporting Person is the beneficial owner of any securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:30 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass B Common Stock · Derivative | 73,600,000 | $23.22 | $1,708,668,160.00 |
DisclosureSEC source: 0001140361-18-036688 · form4.xml · derivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 364,441,146 Underlying: Class A Common Stock · 73,600,000 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F2 · price: This amount represents the $23.75 per share secondary public offering price in connection with the sale of shares of Class B Common Stock of the Issuer, less the underwriting discount of $0.534375 per share for shares sold pursuant to an underwritten public offering. F1 · derivative.exercise_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F1 · derivative.expiration_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F3 · ownership.nature: Shares of Class B Common Stock are held by New Omaha Holdings L.P. F4 · ownership.nature: New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Fund Holdings L.P. F5 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:30 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 2,030,892 | $14.18 | $28,787,894.10 |
DisclosureSEC source: 0001140361-18-035975 · form4.xml · nonDerivative · entry 1 KKR Stream Holdings LLC · CIK 0001746819 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,845,682 F1 · price: This amount represents the $15.00 initial public offering price per share of common stock of Sonos, Inc., less the underwriting discount of $0.825 per share. F2 · ownership.nature: These securities of Sonos, Inc. are held by KKR Stream Holdings LLC. KKR 2006 Fund L.P. is the managing member of KKR Stream Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Fund Holdings L.P. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:12 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 159,822 | $28.00 | $4,475,016.00 |
DisclosureSEC source: 0001140361-17-045201 · form4.xml · nonDerivative · entry 5 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F5 · ownership.nature: Shares of Common Stock were held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F6 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:12 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 325,860 | $28.00 | $9,124,080.00 |
DisclosureSEC source: 0001140361-17-045201 · form4.xml · nonDerivative · entry 4 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · ownership.nature: Shares of Common Stock were held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:12 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 355,160 | $28.00 | $9,944,480.00 |
DisclosureSEC source: 0001140361-17-045201 · form4.xml · nonDerivative · entry 3 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · ownership.nature: Shares of Common Stock were held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F6 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:12 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 1,420,641 | $28.00 | $39,777,948.00 |
DisclosureSEC source: 0001140361-17-045201 · form4.xml · nonDerivative · entry 2 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · ownership.nature: Shares of Common Stock were held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F6 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:12 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 17,716,289 | $28.00 | $496,056,092.00 |
DisclosureSEC source: 0001140361-17-045201 · form4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: Shares of Common Stock were held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F6 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein. F8 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass B Common Stock · Derivative | 97,750,000 | $17.17 | $1,678,670,525.00 |
DisclosureSEC source: 0001140361-17-036055 · form4.xml · derivative · entry 1 New Omaha Holdings L.P. · CIK 0001654991 · 10% owner New Omaha Holdings LLC · CIK 0001654990 · 10% owner KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 438,041,146 Underlying: Class A Common Stock · 97,750,000 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F2 · price: This amount represents the $17.75 per share secondary public offering price in connection with the sale of shares of Class B Common Stock of the Issuer, less the underwriting discount of $0.576875 per share for shares sold pursuant to an underwritten public offering. F1 · derivative.exercise_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F1 · derivative.expiration_date: Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior consent of the Issuer, upon the election of the holders of a majority of the then-outstanding shares of Class B Common Stock, automatically upon any transfer, with certain exceptions, and upon certain other events. F3 · ownership.nature: Shares of Class B Common Stock are held by New Omaha Holdings L.P. F4 · ownership.nature: New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR 2006 Associates L.P. KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Fund Holdings L.P. F5 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:06 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 160,000 | $27.34 | $4,374,400.00 |
DisclosureSEC source: 0001140361-17-036060 · form4.xml · nonDerivative · entry 5 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 159,822 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"). F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:06 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 326,222 | $27.34 | $8,918,909.48 |
DisclosureSEC source: 0001140361-17-036060 · form4.xml · nonDerivative · entry 4 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 325,860 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"). F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:06 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 355,556 | $27.34 | $9,720,901.04 |
DisclosureSEC source: 0001140361-17-036060 · form4.xml · nonDerivative · entry 3 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 355,160 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"). F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:06 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 1,422,222 | $27.34 | $38,883,549.48 |
DisclosureSEC source: 0001140361-17-036060 · form4.xml · nonDerivative · entry 2 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,420,641 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"). F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:06 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 17,736,000 | $27.34 | $484,902,240.00 |
DisclosureSEC source: 0001140361-17-036060 · form4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 17,716,289 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"). F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:31 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 181,244 | $27.40 | $4,966,538.71 |
DisclosureSEC source: 0001140361-17-021567 · form4.xml · nonDerivative · entry 5 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 319,822 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.8475 per share. F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:31 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 369,537 | $27.40 | $10,126,237.64 |
DisclosureSEC source: 0001140361-17-021567 · form4.xml · nonDerivative · entry 4 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 652,082 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.8475 per share. F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:31 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 402,765 | $27.40 | $11,036,767.91 |
DisclosureSEC source: 0001140361-17-021567 · form4.xml · nonDerivative · entry 3 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 710,716 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.8475 per share. F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:31 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 1,611,062 | $27.40 | $44,147,126.46 |
DisclosureSEC source: 0001140361-17-021567 · form4.xml · nonDerivative · entry 2 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,842,863 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.8475 per share. F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:31 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 20,090,951 | $27.40 | $550,542,284.78 |
DisclosureSEC source: 0001140361-17-021567 · form4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,452,289 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.8475 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 165,600 | $25.09 | $4,154,904.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 5 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 501,066 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 337,640 | $25.09 | $8,471,387.60 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 4 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,021,619 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 368,000 | $25.09 | $9,233,120.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 3 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,113,481 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 1,472,000 | $25.09 | $36,932,480.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 2 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,453,925 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC | US Foods Holding Corp. USFD · Entity 3215 | SaleCommon Stock, par value $0.01 per share | 18,356,760 | $25.09 | $460,571,108.40 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,543,240 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.