Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Butterfly Network, Inc.BFLY · Entity 4467 | Chief Operating Officer | August 25, 2021 | August 27, 2021 |
| Sonos IncSONO · Entity 1773 | Chief Operations Officer | February 15, 2020 | February 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Butterfly Network, Inc.
Report date August 25, 2021 · Filed August 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-08-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-25 · Exercise / conversion · Acquired 70,000 · Balance 70,000 Row 2 · 2021-08-25 · Sale · Disposed 70,000 · Balance 0 F1: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.00 to $12.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.40 · Expires 2030-12-17 | Direct | 59,787 |
Reported balance
After 2021-08-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-25 · Exercise / conversion · Disposed 70,000 · Balance 59,787 F2: 25% of the shares subject to the option were vested pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.00 to $12.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2: 25% of the shares subject to the option were vested pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021.
Sonos Inc
Report date February 15, 2020 · Filed February 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-02-18 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-02-15 · Exercise / conversion · Acquired 7,740 · Balance 7,740 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2020-02-15 · Exercise / conversion · Acquired 5,666 · Balance 13,406 F3: Vesting of RSUs granted to the Reporting Person on May 15, 2019. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 3 · 2020-02-15 · Tax withholding · Disposed 4,253 · Balance 9,153 F4: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Row 4 · 2020-02-18 · Sale · Disposed 9,153 · Balance 0 F5: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.05 to $13.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,886 |
Reported balance
After 2020-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-15 · Exercise / conversion · Disposed 7,740 · Balance 92,886 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F7: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 73,654 |
Reported balance
After 2020-02-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-15 · Exercise / conversion · Disposed 5,666 · Balance 73,654 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3: Vesting of RSUs granted to the Reporting Person on May 15, 2019. F8: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Vesting of RSUs granted to the Reporting Person on May 15, 2019.
F4: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F5: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.05 to $13.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F7: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F8: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2021 Filed Aug 27, 2021 16:46 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001562180-21-005615 · primarydocument.xml · derivative · entry 3 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,787 Underlying: Common Stock · 70,000 shares Expires 2030-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option were vested pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:46 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | SaleCommon Stock | 70,000 | $12.01 | $840,609.00 |
DisclosureSEC source: 0001562180-21-005615 · primarydocument.xml · nonDerivative · entry 2 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.00 to $12.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 16:46 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionCommon Stock | 70,000 | $9.40 | $658,000.00 |
DisclosureSEC source: 0001562180-21-005615 · primarydocument.xml · nonDerivative · entry 1 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,811 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · derivative · entry 6 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,811 shares Expires 2030-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, with six months of accelerated vesting pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 68,894 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · derivative · entry 5 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,894 shares Expires 2030-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, with six months of accelerated vesting pursuant to a Separation Agreement between the Issuer and the Reporting Person dated as of July 28, 2021. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | SaleCommon Stock | 68,894 | $11.06 | $762,057.20 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 4 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.00 to $11.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | SaleCommon Stock | 6,811 | $11.06 | $75,338.51 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 3 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,894 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.00 to $11.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionCommon Stock | 68,894 | $4.84 | $333,446.96 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 2 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 17:17 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionCommon Stock | 6,811 | $4.84 | $32,965.24 |
DisclosureSEC source: 0001562180-21-005551 · primarydocument.xml · nonDerivative · entry 1 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionStock Option (right to buy) · Derivative | 13,625 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · derivative · entry 6 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,732 Underlying: Class A Common Stock · 13,625 shares Expires 2030-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionStock Option (right to buy) · Derivative | 137,792 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · derivative · entry 5 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,357 Underlying: Class A Common Stock · 137,792 shares Expires 2030-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option vested on March 31, 2021, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | SaleCommon Stock | 137,792 | $14.00 | $1,929,088.00 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 4 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.00 to $14.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionCommon Stock | 137,792 | $4.84 | $666,913.28 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 3 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | SaleCommon Stock | 13,625 | $14.00 | $190,750.00 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 2 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:20 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | Exercise / conversionCommon Stock | 13,625 | $4.84 | $65,945.00 |
DisclosureSEC source: 0001562180-21-004179 · primarydocument.xml · nonDerivative · entry 1 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 20:56 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantStock Option (right to buy) · Derivative | 519,150 | Not disclosed Strike: $9.40 | Not disclosed |
DisclosureSEC source: 0001104659-21-024550 · tm216719-14_4seq1.xml · derivative · entry 2 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,150 Underlying: Class A Common Stock · 519,150 shares Expires 2030-12-17 F4 · price: Received in connection with the Merger in exchange for a stock option to acquire 500,000 shares of Butterfly common stock for $9.75 per share. F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on December 31, 2021, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Perri's continued service through the applicable vesting date. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 20:56 UTC | Butterfly Network, Inc. BFLY · Entity 4467 | GrantStock Option (right to buy) · Derivative | 519,150 | Not disclosed Strike: $4.84 | Not disclosed |
DisclosureSEC source: 0001104659-21-024550 · tm216719-14_4seq1.xml · derivative · entry 1 Perri David · CIK 0001795696 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,150 Underlying: Class A Common Stock · 519,150 shares Expires 2030-04-23 F2 · price: In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of November 19, 2020, by and among Longview Acquisition Corp. ("Longview"), Clay Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Longview ("Merger Sub"), and Butterfly Network, Inc., a Delaware corporation ("Butterfly"), pursuant to which Merger Sub merged with and into Butterfly (the "Merger"), with Butterfly surviving as a wholly-owned subsidiary of Longview (which changed its name to "Butterfly Network, Inc.", the "Issuer"), this stock option was received in exchange for a stock option to acquire 500,000 shares of Butterfly common stock for $5.02 per share. F1 · derivative.exercise_date: The shares underlying this option vest as to 25% on March 31, 2021, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Mr. Perri's continued service through the applicable vesting date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 9,153 | $13.21 | $120,934.01 |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 4 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $13.05 to $13.30 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 5,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · derivative · entry 6 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,654 Underlying: Common Stock · 5,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F3 · kind: Vesting of RSUs granted to the Reporting Person on May 15, 2019. F8 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F8 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of May 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 7,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · derivative · entry 5 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,886 Underlying: Common Stock · 7,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F7 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F7 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 4,253 | $13.42 | $57,075.26 |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 3 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,153 F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 5,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 2 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on May 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 01:02 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 7,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001395 · primarydocument.xml · nonDerivative · entry 1 Perri David · CIK 0001795696 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 15, 2019. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.