Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief People Officer | August 15, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,864 |
Ending reported balance
After 2022-08-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-15 · Exercise / conversion · Acquired 20,520 · Balance 121,669 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2022-08-15 · Tax withholding · Disposed 10,805 · Balance 110,864 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 114,901 |
Reported balance
After 2022-08-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-15 · Exercise / conversion · Disposed 1,101 · Balance 114,901 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,482 |
Reported balance
After 2022-08-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-15 · Exercise / conversion · Disposed 19,419 · Balance 95,482 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2022 Filed Aug 17, 2022 16:24 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006166 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,482 Underlying: Common Stock · 19,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:24 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006166 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,901 Underlying: Common Stock · 1,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:24 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 10,805 | $17.11 | $184,873.55 |
DisclosureSEC source: 0001562180-22-006166 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,864 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:24 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 20,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-006166 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 17:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 52,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004142 · primarydocument.xml · derivative · entry 5 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,002 Underlying: Common Stock · 52,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: The RSUs fully vested on May 15, 2022. F6 · derivative.expiration_date: The RSUs fully vested on May 15, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 17:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004142 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,633 Underlying: Common Stock · 1,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 17:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004142 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,734 Underlying: Common Stock · 19,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 17:50 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 38,516 | $22.64 | $872,002.24 |
DisclosureSEC source: 0001562180-22-004142 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,149 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2022 Filed May 17, 2022 17:50 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 73,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004142 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:09 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001575 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,151 Underlying: Common Stock · 19,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:09 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001575 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,570 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:09 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 11,028 | $28.44 | $313,636.32 |
DisclosureSEC source: 0001562180-22-001575 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,516 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 17:09 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 20,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-001575 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007126 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,670 Underlying: Common Stock · 19,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:55 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 17,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007126 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,088 Underlying: Common Stock · 17,611 shares Expires not disclosed F4 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:55 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 10,225 | $34.52 | $352,967.00 |
DisclosureSEC source: 0001562180-21-007126 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,025 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 19,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-007126 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:47 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005372 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,477 Underlying: Common Stock · 19,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:47 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 10,225 | $38.14 | $389,981.50 |
DisclosureSEC source: 0001562180-21-005372 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,832 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:47 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 19,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-005372 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 18:17 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 27,418 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-21-004375 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,716 Underlying: Common Stock · 27,418 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 18:17 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,866 | $0.00 Strike: $15.11 | $0.00 |
DisclosureSEC source: 0001562180-21-004375 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,134 Underlying: Common Stock · 1,866 shares Expires 2028-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 1, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 18:17 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 1,866 | $15.11 | $28,185.93 |
DisclosureSEC source: 0001562180-21-004375 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 18:17 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 27,418 | $13.56 | $371,788.08 |
DisclosureSEC source: 0001562180-21-004375 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 25, 2021 17:14 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 15,370 | $35.06 | $538,938.29 |
DisclosureSEC source: 0001562180-21-003730 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,355 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $35.00 to $35.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 18, 2021 Filed May 20, 2021 17:08 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 17,883 | $35.02 | $626,250.14 |
DisclosureSEC source: 0001562180-21-003672 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,725 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $35.00 to $35.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 52,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003531 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,895 Underlying: Common Stock · 52,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/2 of the shares subject to the RSUs vest in equal installments on each anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/2 of the shares subject to the RSUs vest in equal installments on each anniversary date following the vesting commencement date of May 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003531 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,527 Underlying: Common Stock · 19,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:45 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 37,936 | $33.88 | $1,285,271.68 |
DisclosureSEC source: 0001562180-21-003531 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,608 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2021 Filed May 18, 2021 16:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 72,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003531 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $13.56 | $0.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · derivative · entry 7 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,716 Underlying: Common Stock · 200,000 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $15.11 | $0.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · derivative · entry 6 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,514 Underlying: Common Stock · 50,000 shares Expires 2028-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on May 25, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 200,000 | $40.31 | $8,062,160.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · nonDerivative · entry 5 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,494 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $39.93 to $40.855 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 50,000 | $40.61 | $2,030,545.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · nonDerivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,494 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.37 to $40.855 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 200,000 | $13.56 | $2,712,000.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · nonDerivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 50,000 | $15.11 | $755,250.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 17:06 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 30,000 | $40.63 | $1,218,948.00 |
DisclosureSEC source: 0001562180-21-002435 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,494 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.41 to $40.84 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 17:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 19,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001231 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,945 Underlying: Common Stock · 19,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 17:56 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 10,369 | $35.48 | $367,892.12 |
DisclosureSEC source: 0001562180-21-001231 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,494 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 17:56 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 19,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001231 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:19 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 12,910 | $23.33 | $301,219.99 |
DisclosureSEC source: 0001562180-21-000218 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,445 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.12 to $23.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:48 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006737 · primarydocument.xml · derivative · entry 4 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,363 Underlying: Common Stock · 17,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:48 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 9,267 | $16.62 | $154,017.54 |
DisclosureSEC source: 0001562180-20-006737 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,355 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 18:48 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-006737 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 18:48 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 29,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006737 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,962 Underlying: Common Stock · 29,098 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · derivative · entry 3 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,864 Underlying: Common Stock · 17,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 9,267 | $14.04 | $130,108.68 |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · nonDerivative · entry 2 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,023 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:54 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 17,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-005564 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:27 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 10,000 | $12.37 | $123,718.00 |
DisclosureSEC source: 0001562180-20-004520 · primarydocument.xml · nonDerivative · entry 1 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,690 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.25 to $12.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 15, 2020 Filed May 19, 2020 19:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 11,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003757 · primarydocument.xml · derivative · entry 5 Fraser Anna · CIK 0001765328 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,464 Underlying: Common Stock · 11,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.