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person · Reporting owner

Coles Joanna

Disclosed activity across 6 companies

Tapewire entity
24503
SEC CIK
0001699323

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Snap IncSNAP · Entity 3584DirectorAugust 07, 2026August 11, 2026
Sonos IncSONO · Entity 1773DirectorMarch 05, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Snap Inc

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect132,854 Reported balance After 2026-08-07 transaction · row 1
1 source row

Row 1 · 2026-08-07 · Grant · Acquired 46,905 · Balance 132,854

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

Sonos Inc

Report date March 05, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,196 Reported balance After 2026-03-05 transaction · row 1
1 source row

Row 1 · 2026-03-05 · Grant · Acquired 12,725 · Balance 48,196

F1: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 5, 2026.

F2: The RSUs will vest in full upon the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 5, 2026.

F2: The RSUs will vest in full upon the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bark, Inc.

Report date August 16, 2023 · Filed August 18, 2023

Section 16 reporting ended · disclosed 2023-08-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect372,726 Ending reported balance After 2023-08-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-08-16 · Disposition to issuer · Disposed 36,363 · Balance 336,363

F1: On August 16, 2023, the Reporting Person was granted 36,363 restricted stock units ("RSUs"), which immediately vested in full, as a replacement for the 36,363 restricted stock units ("RSUs") that were forfeited, pursuant to the terms of the RSU award agreement, upon the Reporting Person's resignation from the Issuer's board of directors. Each RSU represents a contingent right to receive one share of Common Stock for each RSU.

Row 2 · 2023-08-16 · Grant · Acquired 36,363 · Balance 372,726

F1: On August 16, 2023, the Reporting Person was granted 36,363 restricted stock units ("RSUs"), which immediately vested in full, as a replacement for the 36,363 restricted stock units ("RSUs") that were forfeited, pursuant to the terms of the RSU award agreement, upon the Reporting Person's resignation from the Issuer's board of directors. Each RSU represents a contingent right to receive one share of Common Stock for each RSU.

Filing footnotes · ownership attribution and instrument terms

F1: On August 16, 2023, the Reporting Person was granted 36,363 restricted stock units ("RSUs"), which immediately vested in full, as a replacement for the 36,363 restricted stock units ("RSUs") that were forfeited, pursuant to the terms of the RSU award agreement, upon the Reporting Person's resignation from the Issuer's board of directors. Each RSU represents a contingent right to receive one share of Common Stock for each RSU.

Northern Star Investment Corp. II

Report date May 12, 2023 · Filed June 14, 2023

Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Northern Star II Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-12 · Other · Disposed 9,708,334 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Indirectby Northern Star II Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-12 · Other · Disposed 8,750,000 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Northern Star Investment Corp. III

Report date May 12, 2023 · Filed June 14, 2023

Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Northern Star III Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-12 · Other · Disposed 9,708,334 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Indirectby Northern Star III Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-12 · Other · Disposed 8,750,000 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Northern Star Investment Corp. IV

Report date May 12, 2023 · Filed June 14, 2023

Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Northern Star IV Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-12 · Other · Disposed 9,708,334 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Indirectby Northern Star IV Sponsor LLC0 Reported balance After 2023-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-12 · Other · Disposed 8,750,000 · Balance 0

F1: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2026 Filed Aug 11, 2026 23:00 UTC Snap Inc SNAP · Entity 3584 GrantClass A Common Stock 46,905 $0.00 $0.00
Disclosure

SEC source: 0001699323-26-000002 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,854

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 1, 2026. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:25 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 12,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001314727-26-000041 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,196

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 5, 2026.

F2 · kind: The RSUs will vest in full upon the earlier of March 5, 2027 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 23:00 UTC Snap Inc SNAP · Entity 3584 GrantClass A Common Stock 33,157 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-106783 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,949

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from August 2, 2025. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:17 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 15,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-009340 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,471

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2025.

F2 · kind: The RSUs will vest in full on the earlier of March 11, 2026 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
December 09, 2024 Filed Dec 12, 2024 00:00 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 303 $12.50 $3,787.50
Disclosure

SEC source: 0000950170-24-135542 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,792

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:03 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.45 $13,982.25
Disclosure

SEC source: 0001127602-24-027382 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,044

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
November 11, 2024 Filed Nov 14, 2024 00:00 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 1,666 $12.13 $20,208.58
Disclosure

SEC source: 0000950170-24-126579 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,095

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 23:00 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 6,434 $12.00 $77,208.00
Disclosure

SEC source: 0000950170-24-120217 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,761

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 23:00 UTC Snap Inc SNAP · Entity 3584 GrantClass A Common Stock 15,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086693 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,195

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from July 24, 2024. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 21:36 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.00 $13,575.00
Disclosure

SEC source: 0001127602-24-020375 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,949

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 23:00 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 1,188 $16.88 $20,053.44
Disclosure

SEC source: 0000950170-24-083724 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,304

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 23:00 UTC Snap Inc SNAP · Entity 3584 SaleClass A Common Stock 3,950 $15.17 $59,921.50
Disclosure

SEC source: 0000950170-24-073219 · ownership.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,492

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:11 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.73 $14,235.65
Disclosure

SEC source: 0001127602-24-018040 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,854

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:15 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $17.23 $15,593.15
Disclosure

SEC source: 0001127602-24-014580 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,759

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:27 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $19.16 $17,339.80
Disclosure

SEC source: 0001127602-24-012676 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,664

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:36 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010029 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,569

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:03 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $19.35 $17,511.75
Disclosure

SEC source: 0001127602-24-008784 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,913

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
February 05, 2024 Filed Feb 7, 2024 21:29 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.82 $14,317.10
Disclosure

SEC source: 0001127602-24-003686 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,818

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
January 03, 2024 Filed Jan 4, 2024 23:00 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $16.30 $14,751.50
Disclosure

SEC source: 0001127602-24-000894 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,723

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
December 04, 2023 Filed Dec 6, 2023 23:17 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.66 $14,172.30
Disclosure

SEC source: 0001127602-23-029019 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,628

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:02 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 2,715 $15.00 $40,725.00
Disclosure

SEC source: 0001127602-23-028582 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,533

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:42 UTC Bark, Inc. BARK · Entity 6772 GrantCommon Stock 36,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000768 · form4.xml · nonDerivative · entry 2

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,726

F1 · price: On August 16, 2023, the Reporting Person was granted 36,363 restricted stock units ("RSUs"), which immediately vested in full, as a replacement for the 36,363 restricted stock units ("RSUs") that were forfeited, pursuant to the terms of the RSU award agreement, upon the Reporting Person's resignation from the Issuer's board of directors. Each RSU represents a contingent right to receive one share of Common Stock for each RSU.

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August 16, 2023 Filed Aug 18, 2023 21:42 UTC Bark, Inc. BARK · Entity 6772 Disposition to issuerCommon Stock 36,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-23-000768 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,363

F1 · price: On August 16, 2023, the Reporting Person was granted 36,363 restricted stock units ("RSUs"), which immediately vested in full, as a replacement for the 36,363 restricted stock units ("RSUs") that were forfeited, pursuant to the terms of the RSU award agreement, upon the Reporting Person's resignation from the Issuer's board of directors. Each RSU represents a contingent right to receive one share of Common Stock for each RSU.

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August 03, 2023 Filed Aug 7, 2023 20:44 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $16.56 $14,986.80
Disclosure

SEC source: 0001562180-23-006225 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,248

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

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July 25, 2023 Filed Jul 27, 2023 23:00 UTC Snap Inc SNAP · Entity 3584 GrantClass A Common Stock 23,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043586 · doc4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,442

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs shall vest after the reporting person completes one year of continuous service from July 24, 2023. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately. The settlement of such RSUs will be deferred until the earlier of a) the 90th day following the reporting person's separation from service from the Issuer (as defined under Treasury Regulations Section 1.409A-1(h)) or b) a change in control.

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July 03, 2023 Filed Jul 5, 2023 22:48 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $16.42 $14,860.10
Disclosure

SEC source: 0001562180-23-005740 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,153

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

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June 05, 2023 Filed Jun 6, 2023 22:34 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $15.00 $13,575.00
Disclosure

SEC source: 0001562180-23-004899 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,058

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:07 UTC Northern Star Investment Corp. III NSTC · Entity 92610 OtherWarrants · Derivative 8,750,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001062993-23-013507 · form4.xml · derivative · entry 2

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,750,000 shares

Expires not disclosed

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F2 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:07 UTC Northern Star Investment Corp. III NSTC · Entity 92610 OtherClass A Common Stock 9,708,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013507 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 0

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · price: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star III Sponsor LLC ("NS3 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS3 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS3 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:06 UTC Northern Star Investment Corp. II NSTB · Entity 92129 OtherWarrants · Derivative 8,750,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001062993-23-013506 · form4.xml · derivative · entry 2

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,750,000 shares

Expires not disclosed

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F2 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:06 UTC Northern Star Investment Corp. II NSTB · Entity 92129 OtherClass A Common Stock 9,708,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013506 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 0

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · price: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star II Sponsor LLC ("NS2 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS2 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS2 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:06 UTC Northern Star Investment Corp. IV NSTD · Entity 92608 OtherWarrants · Derivative 8,750,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001062993-23-013505 · form4.xml · derivative · entry 2

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,750,000 shares

Expires not disclosed

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F2 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F2 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jun 14, 2023 20:06 UTC Northern Star Investment Corp. IV NSTD · Entity 92608 OtherClass A Common Stock 9,708,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013505 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 0

F1 · kind: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · price: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.

Read SEC document
May 12, 2023 Filed Jul 3, 2023 22:15 UTC Bark, Inc. BARK · Entity 6772 OtherWarrants · Derivative 2,279,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-032852 · form4.xml · derivative · entry 3

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,279,000 shares

Expires 2026-06-01

F2 · kind: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F2 · shares: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F3 · shares: The remaining shares of Common Stock and Warrants distributed to the other members of NS1 Sponsor, in which the reporting person had no pecuniary interest, are not being reported herein, as the reporting person has no reporting obligation under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") for transactions in such securities.

F2 · price: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F2 · derivative.underlying_shares: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F3 · derivative.underlying_shares: The remaining shares of Common Stock and Warrants distributed to the other members of NS1 Sponsor, in which the reporting person had no pecuniary interest, are not being reported herein, as the reporting person has no reporting obligation under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") for transactions in such securities.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star Sponsor LLC ("NS1 Sponsor") together with Jonathan Ledecky, and previously reported beneficial ownership of all shares of the Issuer's common stock ("Common Stock") and warrants to purchase Common Stock ("Warrants") held directly by NS1 Sponsor, disclaiming beneficial ownership of such securities except to the extent of her pecuniary interest therein. The reporting person ceased to be a managing member of NS1 Sponsor effective May 12, 2023.

Read SEC document
May 12, 2023 Filed Jul 3, 2023 22:15 UTC Bark, Inc. BARK · Entity 6772 OtherCommon Stock 2,030,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-032852 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Northern Star Sponsor LLC

Disclosed balance after: 0

F2 · kind: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F2 · shares: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F3 · shares: The remaining shares of Common Stock and Warrants distributed to the other members of NS1 Sponsor, in which the reporting person had no pecuniary interest, are not being reported herein, as the reporting person has no reporting obligation under Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") for transactions in such securities.

F2 · price: On May 12, 2023, NS1 Sponsor effected an in-kind distribution of all shares of Common Stock and Warrants held directly by NS1 Sponsor to its members. With respect to the shares of Common Stock and Warrants allocable to the reporting person through her membership interests in NS1 Sponsor, on May 12, 2023, the reporting person entered into an agreement with NS1 Sponsor and Mr. Ledecky pursuant to which the parties agreed, among other things, that NS1 Sponsor would distribute in kind to Mr. Ledecky all of the shares of Common Stock and Warrants then held by NS1 Sponsor and allocable to the reporting person through her membership interests in NS1 Sponsor, except for 300,000 shares of such Common Stock to be distributed in kind to the reporting person, in exchange for cancellation of promissory notes valued at an aggregate of $14,625,000 that the reporting person had previously issued to Mr. Ledecky that were secured, in part, by her membership interests in NS1 Sponsor.

F1 · ownership.nature: As previously reported, the reporting person had been a managing member of Northern Star Sponsor LLC ("NS1 Sponsor") together with Jonathan Ledecky, and previously reported beneficial ownership of all shares of the Issuer's common stock ("Common Stock") and warrants to purchase Common Stock ("Warrants") held directly by NS1 Sponsor, disclaiming beneficial ownership of such securities except to the extent of her pecuniary interest therein. The reporting person ceased to be a managing member of NS1 Sponsor effective May 12, 2023.

Read SEC document
May 03, 2023 Filed May 4, 2023 21:17 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $21.40 $19,367.00
Disclosure

SEC source: 0001562180-23-003937 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,963

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
April 03, 2023 Filed Apr 4, 2023 22:29 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $19.49 $17,638.45
Disclosure

SEC source: 0001562180-23-003403 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,868

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:52 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 10,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-002732 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,773

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 9, 2023.

F2 · shares: The RSUs will vest in full upon the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:52 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $20.00 $18,100.00
Disclosure

SEC source: 0001562180-23-002495 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,762

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 17:00 UTC Northern Star Investment Corp. III NSTC · Entity 92610 ConversionClass B Common Stock · Derivative 9,708,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006213 · form4.xml · derivative · entry 2

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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March 03, 2023 Filed Mar 7, 2023 17:00 UTC Northern Star Investment Corp. III NSTC · Entity 92610 ConversionClass A Common Stock 9,708,334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006213 · form4.xml · nonDerivative · entry 1

Northern Star III Sponsor LLC · CIK 0001846619 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star III Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star III Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star III Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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March 03, 2023 Filed Mar 7, 2023 17:00 UTC Northern Star Investment Corp. IV NSTD · Entity 92608 ConversionClass B Common Stock · Derivative 9,708,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006212 · form4.xml · derivative · entry 2

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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March 03, 2023 Filed Mar 7, 2023 17:00 UTC Northern Star Investment Corp. IV NSTD · Entity 92608 ConversionClass A Common Stock 9,708,334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006212 · form4.xml · nonDerivative · entry 1

Northern Star IV Sponsor LLC · CIK 0001846621 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · Director · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star IV Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star IV Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer and a director on its Board of Directors, and Joanna Coles, the Issuer's Chief Executive Officer and a director on and Chairperson of its Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star IV Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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February 09, 2023 Filed Feb 10, 2023 21:56 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 5,430 $20.55 $111,586.50
Disclosure

SEC source: 0001562180-23-001258 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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December 30, 2022 Filed Jan 3, 2023 16:50 UTC Northern Star Investment Corp. II NSTB · Entity 92129 ConversionClass B Common Stock · Derivative 9,708,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000067 · form4.xml · derivative · entry 2

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,708,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.exercise_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F1 · derivative.expiration_date: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer, and Joanna Coles, the Issuer's Chief Executive Officer and Chairperson of the Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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December 30, 2022 Filed Jan 3, 2023 16:50 UTC Northern Star Investment Corp. II NSTB · Entity 92129 ConversionClass A Common Stock 9,708,334 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000067 · form4.xml · nonDerivative · entry 1

Northern Star II Sponsor LLC · CIK 0001842085 · 10% owner

LEDECKY JONATHAN J · CIK 0001008382 · President, COO · 10% owner

Coles Joanna · CIK 0001699323 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Northern Star II Sponsor LLC

Disclosed balance after: 9,708,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B Common Stock will convert into Class A Common Stock upon the earlier of (1) request by the holder or (2) automatically at the time of the Issuer's initial business combination. Such conversion shall be on a one-for-one basis, subject to adjustment. The Class B Common Stock has no exercise or conversion price, nor expiration date.

F2 · ownership.nature: These shares are owned directly by Northern Star II Sponsor LLC, a ten percent owner of the issuer, and indirectly by its managing members, Jonathan Ledecky, the Issuer's President and Chief Operating Officer, and Joanna Coles, the Issuer's Chief Executive Officer and Chairperson of the Board of Directors. Each of Mr. Ledecky and Ms. Coles disclaim beneficial ownership of the securities held by Northern Star II Sponsor LLC, except to the extent of his/her pecuniary interest therein.

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November 10, 2022 Filed Nov 15, 2022 23:21 UTC Bark, Inc. BARK · Entity 6772 GrantCommon Stock 36,363 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020418 · doc1.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,726

F1 · kind: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest on the first year anniversary of the November 10, 2022 grant date, or, at the Reporting Person's sole discretion, such later date on which the Reporting Person ceases to serve as a director of the Issuer.

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August 11, 2022 Filed Aug 16, 2022 01:34 UTC Bark, Inc. BARK · Entity 6772 Exercise / conversionRestricted Stock Unit · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-029714 · form4.xml · derivative · entry 2

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. In connection with the vesting of these RSUs on August 11, 2022*, the Reporting Person's receipt of 33,473 shares of Common Stock was deferred pursuant to the Reporting Person's election under the Issuer's deferred compensation plan, and the Reporting Person instead received 2,890 shares of Common Stock. Because these RSUs may only be settled in Common Stock, both the RSUs and Common Stock are being reported in Table I.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. In connection with the vesting of these RSUs on August 11, 2022*, the Reporting Person's receipt of 33,473 shares of Common Stock was deferred pursuant to the Reporting Person's election under the Issuer's deferred compensation plan, and the Reporting Person instead received 2,890 shares of Common Stock. Because these RSUs may only be settled in Common Stock, both the RSUs and Common Stock are being reported in Table I.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. In connection with the vesting of these RSUs on August 11, 2022*, the Reporting Person's receipt of 33,473 shares of Common Stock was deferred pursuant to the Reporting Person's election under the Issuer's deferred compensation plan, and the Reporting Person instead received 2,890 shares of Common Stock. Because these RSUs may only be settled in Common Stock, both the RSUs and Common Stock are being reported in Table I.

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August 11, 2022 Filed Aug 16, 2022 01:34 UTC Bark, Inc. BARK · Entity 6772 Exercise / conversionCommon Stock 36,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-029714 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") were granted to the Reporting Person on August 11, 2021, and represent a contingent right to receive one share of Common Stock for each RSU. In connection with the vesting of these RSUs on August 11, 2022*, the Reporting Person's receipt of 33,473 shares of Common Stock was deferred pursuant to the Reporting Person's election under the Issuer's deferred compensation plan, and the Reporting Person instead received 2,890 shares of Common Stock. Because these RSUs may only be settled in Common Stock, both the RSUs and Common Stock are being reported in Table I.

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August 03, 2022 Filed Aug 4, 2022 21:30 UTC Sonos Inc SONO · Entity 1773 SaleCommon Stock 905 $21.77 $19,701.85
Disclosure

SEC source: 0001562180-22-005896 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,097

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.