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Findlay Deirdre

Disclosed activity across 2 companies

Tapewire entity
31834
SEC CIK
0001804989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sonos IncSONO · Entity 1773Chief Commercial OfficerFebruary 14, 2025February 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sonos Inc

Report date February 14, 2025 · Filed February 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,398 Ending reported balance After 2025-02-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-02-14 · Exercise / conversion · Acquired 14,599 · Balance 102,903

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Row 2 · 2025-02-14 · Tax withholding · Disposed 5,505 · Balance 97,398

F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect136,771 Reported balance After 2025-02-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-14 · Exercise / conversion · Disposed 14,599 · Balance 136,771

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

F4: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

OLAPLEX HOLDINGS, INC.

Report date July 07, 2026 · Filed July 07, 2026

Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-07 transaction · row 1
1 source row

Row 1 · 2026-07-07 · Disposition to issuer · Disposed 248,693 · Balance 0

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (collectively, the "Company Equity Plans") (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

Company Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.65Direct0 Reported balance After 2026-07-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-07 · Disposition to issuer · Disposed 506,250 · Balance 0

F3: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (collectively, the "Company Equity Plans") (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F3: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2026 Filed Jul 7, 2026 21:30 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 Disposition to issuerCompany Stock Options · Derivative 506,250 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001193125-26-297680 · ownership.xml · derivative · entry 2

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 506,250 shares

Expires not disclosed

F3 · shares: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4 · shares: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

F3 · price: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4 · price: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4 · derivative.exercise_date: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase Shares granted under the Issuer's Company Equity Plans (each, a "Company Option") that was outstanding and unexercised immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company Option, multiplied by (y) the excess, if any, of the Merger Consideration over the per Share exercise price of such Company Option; provided, however, that any Company Option that had a per Share exercise price that was equal to or greater than the Merger Consideration was cancelled for no consideration. The Reporting Person's Company Options had a per Share exercise price of $1.65, which was less than the Merger Consideration of $2.06 per Share.

F4 · derivative.expiration_date: (Continued from footnote 3) Accordingly, all 506,250 of the Reporting Person's Company Options were cancelled and converted into the right to receive $0.41 per Share in cash (being the excess of the Merger Consideration of $2.06 over the per Share exercise price of $1.65) at the Effective Time.

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July 07, 2026 Filed Jul 7, 2026 21:30 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 Disposition to issuerCommon Stock 248,693 $2.06 $512,307.58
Disclosure

SEC source: 0001193125-26-297680 · ownership.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (collectively, the "Company Equity Plans") (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 20:07 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 GrantCommon Stock 110,294 $0.00 $0.00
Disclosure

SEC source: 0001868726-25-000096 · wk-form4_1755202045.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,693

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 14,599 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-005534 · form4.xml · derivative · entry 3

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,771

Underlying: Common Stock · 14,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:48 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 5,505 $13.17 $72,500.85
Disclosure

SEC source: 0001127602-25-005534 · form4.xml · nonDerivative · entry 2

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,398

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 21:48 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 14,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005534 · form4.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:43 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 58,396 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027650 · form4.xml · derivative · entry 4

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,370

Underlying: Common Stock · 58,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/3 of the RSUs vested on November 15, 2024, and 1/12 of the RSUs vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:43 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionRestricted Stock Units · Derivative 34,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027650 · form4.xml · derivative · entry 3

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,766

Underlying: Common Stock · 34,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: One half of the shares subject to the RSUs vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: One half of the shares subject to the RSUs vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:43 UTC Sonos Inc SONO · Entity 1773 Tax withholdingCommon Stock 35,297 $13.75 $485,333.75
Disclosure

SEC source: 0001127602-24-027650 · form4.xml · nonDerivative · entry 2

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,304

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:43 UTC Sonos Inc SONO · Entity 1773 Exercise / conversionCommon Stock 92,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027650 · form4.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · balance_after: Ms. Findlay was granted 10,011 RSUs on March 9, 2023, which were scheduled to vest in full on the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to her continued service on the Company's Board of Directors (the "Board"). Ms. Findlay resigned from the Board effective October 3, 2023, in connection with her acceptance of a position with the Company as Chief Commercial Officer, thus her RSUs vested on a pro rata basis. The reported amount has been reduced by 5,005 as compared to Ms. Findlay's prior Form 4 to reflect forfeited shares.

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August 08, 2024 Filed Aug 9, 2024 20:04 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 GrantCommon Stock 76,142 $0.00 $0.00
Disclosure

SEC source: 0001868726-24-000059 · wk-form4_1723233852.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,399

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on July 16, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Sonos Inc SONO · Entity 1773 GrantRestricted Stock Units · Derivative 69,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027896 · form4.xml · derivative · entry 2

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,343

Underlying: Common Stock · 69,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F3 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F3 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Sonos Inc SONO · Entity 1773 GrantRestricted Stock Units · Derivative 175,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027896 · form4.xml · derivative · entry 1

Findlay Deirdre · CIK 0001804989 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,189

Underlying: Common Stock · 175,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on November 15, 2024, and 1/12 of the RSUs will vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on November 15, 2024, and 1/12 of the RSUs will vest on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:15 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 GrantCommon Stock 53,571 $0.00 $0.00
Disclosure

SEC source: 0001868726-23-000077 · wf-form4_169169851971457.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,257

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on August 9, 2024, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:54 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 10,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-002734 · primarydocument.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,633

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 9, 2023.

F2 · shares: The RSUs will vest in full upon the earlier of March 9, 2024 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on October 20, 2026.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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July 19, 2022 Filed Aug 26, 2022 20:10 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 GrantCommon Stock 8,686 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-029845 · doc4.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,686

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on July 19, 2023, subject to the Reporting Person's continued service to the Issuer through such vesting date.

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March 10, 2022 Filed Mar 14, 2022 23:26 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 7,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-002630 · primarydocument.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,622

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 10, 2022.

F2 · shares: The RSUs will vest in full on the earlier of March 10, 2023 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on October 20, 2025.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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March 11, 2021 Filed Mar 15, 2021 21:34 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 5,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002245 · primarydocument.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,129

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2021.

F2 · shares: The RSUs will vest in full on the earlier of March 11, 2022 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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February 27, 2020 Filed Mar 3, 2020 02:27 UTC Sonos Inc SONO · Entity 1773 GrantCommon Stock 12,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-001942 · primarydocument.xml · nonDerivative · entry 1

Findlay Deirdre · CIK 0001804989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

F1 · shares: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on February 27, 2020.

F2 · shares: The RSUs will vest in full on the earlier of February 27, 2021 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person upon vesting.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.