Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 2 |
| Mar 2026 | 2 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 2 | 1 |
| Jun 2026 | 1 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Webster AaronChief Risk Officer
|
SaleCommon Stock | 200,000 | $9.69 | $1,938,120.00 |
DisclosureSEC source: 0001818874-23-000135 · wf-form4_168695361611097.xml · nonDerivative · entry 2 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,261 F2 · price: The reported transactions were executed in multiple trades. The sale price of $9.6906 reported in Column 4 is the weighted average sale price for the 200,000 shares disposed of by the Reporting Person within a range of $9.36 to $9.92 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionCommon Stock | 194,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000135 · wf-form4_168695361611097.xml · nonDerivative · entry 1 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 878,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 80,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · derivative · entry 4 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,474,636 Underlying: Common Stock · 80,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on February 7, 2021 and September 21, 2022. F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on February 7, 2021 and September 21, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 80,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000134 · wf-form4_168695360293729.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Freiberg Steven JDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000132 · wf-form4_168695357381645.xml · derivative · entry 2 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:13 UTC |
Freiberg Steven JDirector
|
Exercise / conversionCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000132 · wf-form4_168695357381645.xml · nonDerivative · entry 1 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionRestricted Stock Unit · Derivative | 114,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000130 · wf-form4_168695354285481.xml · derivative · entry 3 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,049,665 Underlying: Common Stock · 114,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021 and March 22, 2023. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC |
White Derek JCEO - Galileo
|
Exercise / conversionCommon Stock | 114,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000130 · wf-form4_168695354285481.xml · nonDerivative · entry 1 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 730,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000126 · wf-form4_168695347272297.xml · derivative · entry 3 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,716,995 Underlying: Common Stock · 730,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 377,498 | $9.54 | $3,601,330.92 |
DisclosureSEC source: 0001818874-23-000126 · wf-form4_168695347272297.xml · nonDerivative · entry 2 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,841,914 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 730,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000126 · wf-form4_168695347272297.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,219,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC |
HUTTON GEORGE THOMPSONDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000128 · wf-form4_168695351103950.xml · derivative · entry 2 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:12 UTC |
HUTTON GEORGE THOMPSONDirector
|
Exercise / conversionCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000128 · wf-form4_168695351103950.xml · nonDerivative · entry 1 HUTTON GEORGE THOMPSON · CIK 0001196460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · balance_after: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC |
Costolo RichardDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000125 · wf-form4_168695345622308.xml · derivative · entry 2 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:11 UTC |
Costolo RichardDirector
|
GrantCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000125 · wf-form4_168695345622308.xml · nonDerivative · entry 1 Costolo Richard · CIK 0001590847 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Shares held by 91063 LLC Disclosed balance after: 301,688 F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · ownership.direct: 250,000 shares are held of record by 91063 LLC. The reporting person is the Manager of 91063 LLC. The remaining 51,688 shares are held of record directly by the Reporting Person. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionRestricted Stock Unit · Derivative | 137,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000124 · wf-form4_168695344137632.xml · derivative · entry 3 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,058 Underlying: Common Stock · 137,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and March 22, 2023. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC |
Lavet Robert SGeneral Counsel
|
Exercise / conversionCommon Stock | 137,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000124 · wf-form4_168695344137632.xml · nonDerivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,414,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC |
SCHWARTZ HARVEY MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 35,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000121 · wf-form4_168695339542016.xml · derivative · entry 2 SCHWARTZ HARVEY M · CIK 0001566418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:10 UTC |
SCHWARTZ HARVEY MDirector
|
Exercise / conversionCommon Stock | 35,974 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000121 · wf-form4_168695339542016.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| May 16, 2023 Filed May 17, 2023 23:47 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 21,416 | $4.73 | $101,233.43 |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,413 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| May 15, 2023 Filed May 15, 2023 18:19 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 108,000 | $4.67 | $504,705.60 |
DisclosureSEC source: 0001818874-23-000099 · wf-form4_168417478601779.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,488,539 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.6732 reported in Column 4 is the weighted average purchase price for the 108,000 shares acquired by the Reporting Person within a range of $4.57 to $4.76 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:47 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionRestricted Stock Unit · Derivative | 51,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · derivative · entry 3 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,555,385 Underlying: Common Stock · 51,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022. Read SEC document |
| May 15, 2023 Filed May 17, 2023 23:47 UTC |
Borton Chad MPresident - SoFi Bank
|
Exercise / conversionCommon Stock | 51,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000101 · wf-form4_168436722661270.xml · nonDerivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| May 09, 2023 Filed May 12, 2023 01:26 UTC |
Rishel JeremyChief Technology Officer
|
SaleCommon Stock | 200,000 | $5.47 | $1,093,120.00 |
DisclosureSEC source: 0001818874-23-000097 · wf-form4_168385476160872.xml · nonDerivative · entry 1 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,582 F1 · price: The reported transactions were executed in multiple trades. The sale price of $5.4656 reported in Column 4 is the weighted average sale price for the 200,000 shares sold by the Reporting Person within a range of $5.4600 to $5.4750 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| May 05, 2023 Filed May 8, 2023 11:52 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 30,000 | $5.12 | $153,513.00 |
DisclosureSEC source: 0001818874-23-000085 · wf-form4_168354673960787.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,380,539 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.1171 reported in Column 4 is the weighted average purchase price for the 30,000 shares acquired by the Reporting Person within a range of $5.085 to $5.145 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| May 05, 2023 Filed May 9, 2023 19:05 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 19,833.4828 | $5.03 | $99,762.42 |
DisclosureSEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 10 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 33,259.0925 F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2023 Filed May 4, 2023 18:46 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 50,000 | $4.73 | $236,705.00 |
DisclosureSEC source: 0001818874-23-000083 · wf-form4_168322597460215.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,350,539 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $4.7341 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $4.715 to $4.745 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:53 UTC |
Lapointe ChristopherCFO and PAO
|
GrantRestricted Stock Unit · Derivative | 796,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000055 · wf-form4_167952922299258.xml · derivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,613,729 Underlying: Common Stock · 796,374 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 19:55 UTC |
Stafford Webb LaurenChief Marketing Officer
|
GrantRestricted Stock Unit · Derivative | 612,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000060 · wf-form4_167952930047393.xml · derivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,389 Underlying: Common Stock · 612,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC |
Webster AaronChief Risk Officer
|
GrantRestricted Stock Unit · Derivative | 490,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000059 · wf-form4_167952928432414.xml · derivative · entry 1 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,033 Underlying: Common Stock · 490,076 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:55 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 2,033,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000061 · wf-form4_167952931773433.xml · derivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,447,868 Underlying: Common Stock · 2,033,816 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC |
White Derek JCEO - Galileo
|
GrantRestricted Stock Unit · Derivative | 539,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000058 · wf-form4_167952926921529.xml · derivative · entry 1 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,164,026 Underlying: Common Stock · 539,084 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC |
Lavet Robert SGeneral Counsel
|
GrantRestricted Stock Unit · Derivative | 277,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000057 · wf-form4_167952925077731.xml · derivative · entry 1 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,863 Underlying: Common Stock · 277,710 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest in three equal installments on the vesting date falling in June 2023, September 2023 and December 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest in three equal installments on the vesting date falling in June 2023, September 2023 and December 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:54 UTC |
Borton Chad MPresident - SoFi Bank
|
GrantRestricted Stock Unit · Derivative | 490,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000056 · wf-form4_167952923666499.xml · derivative · entry 1 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606,631 Underlying: Common Stock · 490,076 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest quarterly in twelve equal installments over three years beginning with the vesting date in June 2023, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 20:26 UTC |
Noto AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock | 45,000 | $5.39 | $242,712.00 |
DisclosureSEC source: 0001818874-23-000027 · wf-form4_167899836416983.xml · nonDerivative · entry 1 Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300,539 F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.3936 reported in Column 4 is the weighted average purchase price for the 45,000 shares acquired by the Reporting Person within a range of $5.37 to $5.40 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:22 UTC |
Rishel JeremyChief Technology Officer
|
Tax withholdingCommon Stock | 94,289 | $5.35 | $504,729.02 |
DisclosureSEC source: 0001818874-23-000042 · wf-form4_167900893139487.xml · nonDerivative · entry 2 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,582 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 19:21 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Tax withholdingCommon Stock | 26,592 | $5.35 | $142,346.98 |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · nonDerivative · entry 2 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,275 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:22 UTC |
Webster AaronChief Risk Officer
|
Tax withholdingCommon Stock | 73,800 | $5.35 | $395,051.40 |
DisclosureSEC source: 0001818874-23-000043 · wf-form4_167900894948376.xml · nonDerivative · entry 2 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,275 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:22 UTC |
Lavet Robert SGeneral Counsel
|
Tax withholdingCommon Stock | 21,680 | $5.35 | $116,053.04 |
DisclosureSEC source: 0001818874-23-000041 · wf-form4_167900891301208.xml · nonDerivative · entry 2 Lavet Robert S · CIK 0001351119 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,820 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:21 UTC |
White Derek JCEO - Galileo
|
Tax withholdingCommon Stock | 32,117 | $5.35 | $171,922.30 |
DisclosureSEC source: 0001818874-23-000040 · wf-form4_167900889717657.xml · nonDerivative · entry 2 White Derek J · CIK 0001778401 · CEO - Galileo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,869 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 23:20 UTC |
Borton Chad MPresident - SoFi Bank
|
Tax withholdingCommon Stock | 9,968 | $5.35 | $53,358.70 |
DisclosureSEC source: 0001818874-23-000036 · wf-form4_167900883125354.xml · nonDerivative · entry 2 Borton Chad M · CIK 0001605786 · President - SoFi Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,583 F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 233,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000042 · wf-form4_167900893139487.xml · derivative · entry 3 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041,055 Underlying: Common Stock · 233,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Rishel JeremyChief Technology Officer
|
Exercise / conversionCommon Stock | 233,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000042 · wf-form4_167900893139487.xml · nonDerivative · entry 1 Rishel Jeremy · CIK 0001934200 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 114,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000037 · wf-form4_167900884733155.xml · derivative · entry 3 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,355 Underlying: Common Stock · 114,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Lapointe ChristopherCFO and PAO
|
Tax withholdingCommon Stock | 59,868 | $5.49 | $328,675.32 |
DisclosureSEC source: 0001818874-23-000037 · wf-form4_167900884733155.xml · nonDerivative · entry 2 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,128 F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:21 UTC |
Lapointe ChristopherCFO and PAO
|
Exercise / conversionCommon Stock | 114,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000037 · wf-form4_167900884733155.xml · nonDerivative · entry 1 Lapointe Christopher · CIK 0001864508 · CFO and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 19:21 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 64,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · derivative · entry 3 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,794 Underlying: Common Stock · 64,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 19:21 UTC |
Stafford Webb LaurenChief Marketing Officer
|
Exercise / conversionCommon Stock | 64,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000038 · wf-form4_167900886349998.xml · nonDerivative · entry 1 Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 154,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000043 · wf-form4_167900894948376.xml · derivative · entry 3 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,957 Underlying: Common Stock · 154,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and July 20, 2022. F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022 and July 20, 2022. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:22 UTC |
Webster AaronChief Risk Officer
|
Exercise / conversionCommon Stock | 154,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000043 · wf-form4_167900894948376.xml · nonDerivative · entry 1 Webster Aaron · CIK 0001862209 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.