Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2024 Filed Dec 17, 2024 21:58 UTC
Smith Philip AndrewChief Executive Officer
GrantRestricted Shares of Common Stock 10,430 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,828

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:56 UTC GrantRestricted Shares of Common Stock 10,430 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,987

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:53 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantRestricted Shares of Common Stock 5,520 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,740

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:51 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
GrantRestricted Shares of Common Stock 13,234 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000198 · wk-form4_1734472263.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,778

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 13:33 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 947 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000196 · wk-form4_1734442386.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,336

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:16 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 5,000 $101.60 $508,011.00
Disclosure

SEC source: 0000913760-24-000194 · wk-form4_1734383754.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,432

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 22:38 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000189 · wk-form4_1733524719.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,544

F1 · date: Gift to a charitable foundation.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:38 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000189 · wk-form4_1733524719.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,544

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:13 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 20,000 $103.75 $2,075,000.00
Disclosure

SEC source: 0000913760-24-000181 · wk-form4_1732659177.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Indirect · Darseaker Limited

Disclosed balance after: 1,130,651

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:07 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 2,250 $102.50 $230,625.00
Disclosure

SEC source: 0000913760-24-000179 · wk-form4_1732658872.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,220

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:13 UTC SaleCommon Stock 1,800 $100.14 $180,252.00
Disclosure

SEC source: 0000913760-24-000177 · wk-form4_1732569208.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,375

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:13 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 20,000 $100.14 $2,002,800.00
Disclosure

SEC source: 0000913760-24-000181 · wk-form4_1732659177.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Indirect · Darseaker Limited

Disclosed balance after: 1,150,651

Read SEC document
November 22, 2024 Filed Nov 26, 2024 22:07 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 4,608 $101.10 $465,869.26
Disclosure

SEC source: 0000913760-24-000179 · wk-form4_1732658872.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,470

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:14 UTC
Smith Philip AndrewSubsidiary CEO
SaleCommon Stock 3,500 $97.58 $341,522.65
Disclosure

SEC source: 0000913760-24-000170 · wk-form4_1731420848.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,398

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 13:24 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 37,500 $98.42 $3,690,656.25
Disclosure

SEC source: 0000913760-24-000168 · wk-form4_1731072276.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,994

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 21:22 UTC GrantRestricted Shares of Common Stock 121 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000164 · wk-form4_1730496141.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,105

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 21:20 UTC GrantRestricted Shares of Common Stock 148 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000162 · wk-form4_1730496023.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,260

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 21:18 UTC GrantRestricted Shares of Common Stock 148 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000160 · wk-form4_1730495917.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,175

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 21:16 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 186 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000158 · wk-form4_1730495810.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,595

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:18 UTC SaleCommon Stock 600 $81.66 $48,996.00
Disclosure

SEC source: 0000913760-24-000153 · wk-form4_1725567523.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,027

Read SEC document
August 07, 2024 Filed Aug 8, 2024 20:21 UTC
Smith Philip AndrewSubsidiary CEO
SaleCommon Stock 4,000 $75.89 $303,559.20
Disclosure

SEC source: 0000913760-24-000142 · wk-form4_1723148498.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,898

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2024 Filed Aug 3, 2024 00:14 UTC GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000131 · wk-form4_1722644045.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,627

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2024 Filed Aug 3, 2024 00:18 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 207 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000133 · wk-form4_1722644322.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,409

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2024 Filed Aug 3, 2024 00:12 UTC GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000129 · wk-form4_1722643947.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,112

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2024 Filed Aug 3, 2024 00:10 UTC GrantRestricted Shares of Common Stock 134 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000127 · wk-form4_1722643833.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,984

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:34 UTC
Nguyen XuongRetired Officer
Exercise / conversionStock Options · Derivative 8,091 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · derivative · entry 3

Nguyen Xuong · CIK 0001575484 · Retired Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 8,091 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 60,000 options were forfeited upon Mr. Nguyen's retirement from the Company.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:34 UTC
Nguyen XuongRetired Officer
SaleCommon Stock 8,091 $80.00 $647,280.00
Disclosure

SEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Retired Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,816

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:34 UTC
Nguyen XuongRetired Officer
Exercise / conversionCommon Stock 8,091 $30.00 $242,730.00
Disclosure

SEC source: 0000913760-24-000122 · wk-form4_1721162077.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Retired Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 21:28 UTC SaleCommon Stock 400 $79.26 $31,705.36
Disclosure

SEC source: 0000913760-24-000120 · wk-form4_1721078879.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,000

F1 · ownership.nature: Transaction made within Spouse's IRA account in which the Reporting Person disclaims any beneficial interest and over which the Reporting Person exercises no investment or voting control.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:27 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000118 · wk-form4_1718742416.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,964

Read SEC document
June 13, 2024 Filed Jun 13, 2024 22:05 UTC Amendment
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 1,090 $70.50 $76,845.00
Disclosure

SEC source: 0000913760-24-000112 · wk-form4a_1718316323.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,460

F1 · security: The Form 4 filed by the reporting person on June 10, 2024 (the "Original Form 4") was filed in error. The transaction reported on the Original Form 4 was cancelled by the broker and reexecuted on June 13, 2024. Accordingly, the transaction reported on the Original Form 4 is hereby deleted in its entirety and replaced by the transaction reported on this Form 4/A.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:25 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 5,382 $70.63 $380,129.58
Disclosure

SEC source: 0000913760-24-000114 · wk-form4_1718400346.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,078

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:26 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 1,420 $72.03 $102,287.00
Disclosure

SEC source: 0000913760-24-000110 · wk-form4_1718224009.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,460

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:29 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 19,988 $75.04 $1,499,915.51
Disclosure

SEC source: 0000913760-24-000108 · wk-form4_1718051352.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,816

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:26 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 1,090 $73.50 $80,115.00
Disclosure

SEC source: 0000913760-24-000106 · wk-form4_1718051183.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,880

Read SEC document
June 03, 2024 Filed Jun 5, 2024 00:10 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 12 $75.00 $900.00
Disclosure

SEC source: 0000913760-24-000104 · wk-form4_1717546195.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,804

Read SEC document
June 03, 2024 Filed Jun 4, 2024 10:16 UTC SaleCommon Stock 600 $75.34 $45,204.00
Disclosure

SEC source: 0000913760-24-000102 · wk-form4_1717496207.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,462

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 4,016 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Common Stock · 4,016 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 4,016 $74.02 $297,244.64
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 4,016 $30.00 $120,480.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionStock Options · Derivative 5,621 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,016

Underlying: Common Stock · 5,621 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
SaleCommon Stock 5,621 $75.54 $424,609.78
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC
Lyon Charles MSubsidiary President and CEO
Exercise / conversionCommon Stock 5,621 $30.00 $168,630.00
Disclosure

SEC source: 0000913760-24-000100 · wk-form4_1716323839.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Subsidiary President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:45 UTC
Smith Philip AndrewSubsidiary CEO
SaleCommon Stock 8,000 $75.18 $601,429.60
Disclosure

SEC source: 0000913760-24-000098 · wk-form4_1715978689.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Subsidiary CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,898

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:18 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionStock Options · Derivative 6,909 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · derivative · entry 3

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,091

Underlying: Common Stock · 6,909 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:18 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 6,909 $80.00 $552,720.00
Disclosure

SEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,816

Read SEC document
May 09, 2024 Filed May 13, 2024 20:18 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionCommon Stock 6,909 $30.00 $207,270.00
Disclosure

SEC source: 0000913760-24-000096 · wk-form4_1715631474.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2024 Filed May 6, 2024 20:33 UTC SaleCommon Stock 2,250 $74.67 $168,007.50
Disclosure

SEC source: 0000913760-24-000090 · wk-form4_1715027585.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,860

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April 30, 2024 Filed May 2, 2024 20:21 UTC GrantRestricted Shares of Common Stock 184 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000088 · wk-form4_1714681274.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,062

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 30, 2024 Filed May 2, 2024 20:19 UTC GrantRestricted Shares of Common Stock 184 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000086 · wk-form4_1714681135.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,947

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.