Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2025 Filed Dec 18, 2025 21:19 UTC
RADZIWILL JOHNDirector · Chairman of the Board
PurchaseCommon Stock 1,000 $97.25 $97,250.00
Disclosure

SEC source: 0001210033-25-000008 · wk-form4_1766092757.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,596

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:34 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
GiftCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001208362-25-000004 · wk-form4_1766007270.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,127

F1 · security: Gifts to family members.

F2 · balance_after: Share total revised to reflect transfer of shares to a family trust.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:33 UTC
Perkins Abigail HChief Information Officer
GrantRestricted Shares of Common Stock 4,346 $0.00 $0.00
Disclosure

SEC source: 0001862195-25-000003 · wk-form4_1766007185.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,259

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:32 UTC
Rotsztain DiegoChief Governance/Legal Officer
Tax withholdingCommon Stock 6,132 $97.43 $597,440.76
Disclosure

SEC source: 0001511110-25-000006 · wk-form4_1766007125.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,352

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:32 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantRestricted Shares of Common Stock 5,821 $0.00 $0.00
Disclosure

SEC source: 0001511110-25-000006 · wk-form4_1766007125.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,484

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:31 UTC
Davison StuartChief Operating Officer
Tax withholdingCommon Stock 1,410 $97.43 $137,376.30
Disclosure

SEC source: 0002030489-25-000003 · wk-form4_1766007065.xml · nonDerivative · entry 3

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,400

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:31 UTC
Davison StuartChief Operating Officer
GrantRestricted Shares of Common Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0002030489-25-000003 · wk-form4_1766007065.xml · nonDerivative · entry 2

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,810

F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:31 UTC
Davison StuartChief Operating Officer
GrantRestricted Shares of Common Stock 3,920 $0.00 $0.00
Disclosure

SEC source: 0002030489-25-000003 · wk-form4_1766007065.xml · nonDerivative · entry 1

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,639

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:29 UTC
Maurer Mark LowryChief Risk Officer
GrantRestricted Shares of Common Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001662210-25-000003 · wk-form4_1766006989.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,331

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:28 UTC
Smith Philip AndrewChief Executive Officer
Tax withholdingCommon Stock 7,166 $97.43 $698,183.38
Disclosure

SEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,270

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:28 UTC
Smith Philip AndrewChief Executive Officer
GrantRestricted Shares of Common Stock 11,282 $0.00 $0.00
Disclosure

SEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,436

F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:28 UTC
Smith Philip AndrewChief Executive Officer
GrantRestricted Shares of Common Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001569789-25-000003 · wk-form4_1766006927.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,154

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:26 UTC
Dunaway William JChief Financial Officer
Tax withholdingCommon Stock 7,279 $97.43 $709,192.97
Disclosure

SEC source: 0001405955-25-000005 · wk-form4_1766006788.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,819

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:26 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 7,300 $0.00 $0.00
Disclosure

SEC source: 0001405955-25-000005 · wk-form4_1766006788.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,098

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:27 UTC GrantRestricted Shares of Common Stock 13,400 $0.00 $0.00
Disclosure

SEC source: 0001620576-25-000003 · wk-form4_1766006852.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,330

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:24 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001423229-25-000005 · wk-form4_1766006687.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,654

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 11:25 UTC GiftCommon Stock 2,951 $0.00 $0.00
Disclosure

SEC source: 0001531352-25-000005 · wk-form4_1765797915.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,736

F1 · security: Gift to a charitable foundation.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:35 UTC SaleCommon Stock 1,125 $91.20 $102,600.00
Disclosure

SEC source: 0001318349-25-000005 · wk-form4_1762378542.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,769

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:49 UTC GrantRestricted Shares of Common Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001757376-25-000003 · wk-form4_1762206581.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,643

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:49 UTC GrantRestricted Shares of Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001318349-25-000003 · wk-form4_1762206545.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,894

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:48 UTC GrantRestricted Shares of Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001548006-25-000004 · wk-form4_1762206509.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,535

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:47 UTC GrantRestricted Shares of Common Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001531352-25-000003 · wk-form4_1762206474.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,687

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 21:47 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001210033-25-000006 · wk-form4_1762206425.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,596

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
August 20, 2025 Filed Aug 20, 2025 20:11 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 2,000 $96.50 $193,000.00
Disclosure

SEC source: 0000913760-25-000183 · wk-form4_1755720710.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 132,902

Read SEC document
August 19, 2025 Filed Aug 20, 2025 20:11 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 3,000 $95.00 $285,000.00
Disclosure

SEC source: 0000913760-25-000183 · wk-form4_1755720710.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 134,902

Read SEC document
August 01, 2025 Filed Aug 5, 2025 13:12 UTC SaleCommon Stock 1,125 $96.00 $108,000.00
Disclosure

SEC source: 0000913760-25-000141 · wk-form4_1754399519.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,749

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:13 UTC GrantRestricted Shares of Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000139 · wk-form4_1754338403.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,390

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:11 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000137 · wk-form4_1754338296.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,414

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:12 UTC GrantRestricted Shares of Common Stock 93 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000138 · wk-form4_1754338341.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,546

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:10 UTC GrantRestricted Shares of Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000136 · wk-form4_1754338244.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,874

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:09 UTC GrantRestricted Shares of Common Stock 113 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000135 · wk-form4_1754338181.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,569

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 20:53 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 16,767 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0000913760-25-000112 · wk-form4_1750280011.xml · derivative · entry 4

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,875

Underlying: Common Stock · 16,767 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 20:53 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 10,470 $86.22 $902,732.82
Disclosure

SEC source: 0000913760-25-000112 · wk-form4_1750280011.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,913

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 20:53 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 16,767 $27.58 $462,433.86
Disclosure

SEC source: 0000913760-25-000112 · wk-form4_1750280011.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 16,652 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · derivative · entry 7

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,642

Underlying: Common Stock · 16,652 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 10,112 $84.25 $851,942.07
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · nonDerivative · entry 4

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,616

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 16,652 $27.58 $459,262.16
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · nonDerivative · entry 3

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:13 UTC
RADZIWILL JOHNDirector · Chairman of the Board
PurchaseCommon Stock 1,400 $85.00 $119,000.00
Disclosure

SEC source: 0000913760-25-000108 · wk-form4_1749849223.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,240

Read SEC document
June 12, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 17,206 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · derivative · entry 6

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,294

Underlying: Common Stock · 17,206 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 16,098 $85.04 $1,368,993.24
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,076

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 21:55 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 17,206 $27.58 $474,541.48
Disclosure

SEC source: 0000913760-25-000110 · wk-form4_1750110933.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 22:03 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 7,500 $83.68 $627,600.00
Disclosure

SEC source: 0000913760-25-000106 · wk-form4_1749679412.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 327,754

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2025 Filed May 20, 2025 20:46 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000098 · wk-form4_1747774002.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,930

Read SEC document
May 15, 2025 Filed May 15, 2025 20:42 UTC SaleCommon Stock 1,125 $87.75 $98,718.75
Disclosure

SEC source: 0000913760-25-000094 · wk-form4_1747341732.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,735

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC Exercise / conversionStock Options · Derivative 13,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · derivative · entry 6

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,500

Underlying: Common Stock · 13,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC SaleCommon Stock 13,000 $86.92 $1,129,952.20
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 4

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,080

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:59 UTC Exercise / conversionCommon Stock 13,000 $20.00 $260,000.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:59 UTC Exercise / conversionStock Options · Derivative 32,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · derivative · entry 5

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,500

Underlying: Common Stock · 32,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:59 UTC SaleCommon Stock 17,000 $87.92 $1,494,708.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,080

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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May 14, 2025 Filed May 16, 2025 20:59 UTC Exercise / conversionCommon Stock 32,000 $20.00 $640,000.00
Disclosure

SEC source: 0000913760-25-000096 · wk-form4_1747429147.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.