Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 15, 2026 22:15 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 46,260 $13.34 $617,108.40
Disclosure

SEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 11, 2026 23:06 UTC SaleCommon Stock 2,500 $123.30 $308,248.75
Disclosure

SEC source: 0001315233-26-000005 · wk-form4_1778540811.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,874

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2026 Filed May 11, 2026 23:04 UTC SaleCommon Stock 2,000 $123.26 $246,518.80
Disclosure

SEC source: 0001548006-26-000008 · wk-form4_1778540650.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,266

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2026 Filed May 13, 2026 11:08 UTC
Schroeder AaronChief Accounting Officer
SaleCommon Stock 3,500 $122.65 $429,271.50
Disclosure

SEC source: 0001423229-26-000003 · wk-form4_1778670532.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,481

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2026 Filed May 5, 2026 20:41 UTC SaleCommon Stock 1,050 $106.25 $111,562.50
Disclosure

SEC source: 0001318349-26-000013 · wk-form4_1778013704.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,246

Read SEC document
April 30, 2026 Filed May 4, 2026 21:06 UTC GrantRestricted Shares of Common Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000006 · wk-form4_1777928814.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,266

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:11 UTC Tax withholdingCommon Stock 82 $103.65 $8,499.30
Disclosure

SEC source: 0001318349-26-000011 · wk-form4_1777929085.xml · nonDerivative · entry 2

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,296

F2 · security: Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:11 UTC GrantRestricted Shares of Common Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001318349-26-000011 · wk-form4_1777929085.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,378

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:06 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001210033-26-000007 · wk-form4_1777928796.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,438

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:06 UTC GrantRestricted Shares of Common Stock 107 $0.00 $0.00
Disclosure

SEC source: 0001531352-26-000007 · wk-form4_1777928776.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,671

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2026 Filed May 4, 2026 21:06 UTC GrantRestricted Shares of Common Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001757376-26-000007 · wk-form4_1777928758.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,324

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:23 UTC Tax withholdingCommon 52 $106.14 $5,519.28
Disclosure

SEC source: 0001318349-26-000009 · wk-form4_1777580634.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,247

F1 · security: Shares vested pursuant to a restricted stock award. A portion of the shares was automatically withheld by the issuer to satisfy tax withholding obligations.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 00:45 UTC SaleCommon Stock 1,500 $101.91 $152,865.00
Disclosure

SEC source: 0001547042-26-000006 · wk-form4_1776300307.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,188

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 20:16 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 30,000 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,750

Underlying: Common Stock · 30,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 20:16 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 30,000 $92.23 $2,766,906.00
Disclosure

SEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 514,719

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 20:16 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $13.34 $400,200.00
Disclosure

SEC source: 0001569789-26-000005 · wk-form4_1776197775.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 544,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:09 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Tax withholdingCommon Stock 44,269 $77.95 $3,450,768.55
Disclosure

SEC source: 0001208362-26-000004 · wk-form4_1775160572.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,236,921

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:26 UTC SaleCommon Stock 1,000 $106.54 $106,540.00
Disclosure

SEC source: 0001547042-26-000004 · wk-form4_1773779193.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,459

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:26 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001757376-26-000004 · wk-form4_1773318406.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,825

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:25 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001531352-26-000004 · wk-form4_1773318342.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,936

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:24 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001210033-26-000004 · wk-form4_1773318270.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,849

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:23 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001315233-26-000002 · wk-form4_1773318187.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,916

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:21 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001318349-26-000006 · wk-form4_1773318114.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,866

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:20 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000004 · wk-form4_1773318024.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,757

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 12:19 UTC GrantRestricted Shares of Common Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001547042-26-000002 · wk-form4_1773317945.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,459

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 26, 2026. Shares vest fully on the first anniversary of the grant date.

F2 · balance_after: Share total revised as a non-material correction to reflect adjustment related to previous 3:2 stock split.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 14:25 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 8,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001862195-26-000002 · wk-form4_1771424717.xml · derivative · entry 4

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,875

Underlying: Common Stock · 8,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 14:25 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 8,000 $126.72 $1,013,728.80
Disclosure

SEC source: 0001862195-26-000002 · wk-form4_1771424717.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,259

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 14:25 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 8,000 $27.58 $220,640.00
Disclosure

SEC source: 0001862195-26-000002 · wk-form4_1771424717.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 40,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · derivative · entry 8

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,045,000

Underlying: Common Stock · 40,000 shares

Expires 0026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 40,000 $124.56 $4,982,460.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · nonDerivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 854,127

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 40,000 $20.00 $800,000.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · nonDerivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC Exercise / conversionStock Options · Derivative 45,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · derivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 45,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC SaleCommon Stock 30,000 $124.78 $3,743,271.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,330

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:07 UTC Exercise / conversionCommon Stock 45,000 $20.00 $900,000.00
Disclosure

SEC source: 0001620576-26-000002 · wk-form4_1770761218.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 40,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · derivative · entry 7

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,085,000

Underlying: Common Stock · 40,000 shares

Expires 0026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 40,000 $124.95 $4,997,900.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 854,127

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:27 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 40,000 $20.00 $800,000.00
Disclosure

SEC source: 0001208362-26-000002 · wk-form4_1770845255.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:20 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 40,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 40,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:20 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 40,000 $124.88 $4,995,120.00
Disclosure

SEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,331

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 21:20 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 40,000 $20.00 $800,000.00
Disclosure

SEC source: 0001662210-26-000002 · wk-form4_1770844827.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 14:13 UTC SaleCommon Stock 1,125 $112.70 $126,787.50
Disclosure

SEC source: 0001318349-26-000004 · wk-form4_1770214397.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,765

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:31 UTC GrantRestricted Shares of Common Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001531352-26-000002 · wk-form4_1770154284.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,835

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:29 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001210033-26-000002 · wk-form4_1770154141.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,748

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:22 UTC GrantRestricted Shares of Common Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001548006-26-000002 · wk-form4_1770153741.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,656

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:13 UTC GrantRestricted Shares of Common Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001318349-26-000002 · wk-form4_1770153189.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,890

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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January 30, 2026 Filed Feb 3, 2026 21:08 UTC GrantRestricted Shares of Common Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001757376-26-000002 · wk-form4_1770152937.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,724

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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December 19, 2025 Filed Dec 22, 2025 21:35 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 2,029 $94.50 $191,730.56
Disclosure

SEC source: 0001511110-25-000010 · wk-form4_1766439354.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,498

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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December 18, 2025 Filed Dec 19, 2025 14:18 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 2,477 $94.91 $235,096.78
Disclosure

SEC source: 0001511110-25-000008 · wk-form4_1766153891.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,527

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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December 17, 2025 Filed Dec 19, 2025 14:18 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 1,348 $96.17 $129,643.63
Disclosure

SEC source: 0001511110-25-000008 · wk-form4_1766153891.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,004

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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December 16, 2025 Filed Dec 17, 2025 21:34 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001208362-25-000004 · wk-form4_1766007270.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 854,127

F3 · security: Gift to a charitable foundation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.