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Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 4, 2021 20:27 UTC GrantRestricted Shares of Common Stock 189 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000070 · wf-form4_162016003578853.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,388

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:26 UTC GrantRestricted Shares of Common Stock 131 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000069 · wf-form4_162015999432764.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,051

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:26 UTC GrantRestricted Shares of Common Stock 189 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000068 · wf-form4_162015995605895.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:25 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 236 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000067 · wf-form4_162015990469246.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,157

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:25 UTC GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000066 · wf-form4_162015987259395.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,840

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 29, 2021 Filed Mar 30, 2021 21:48 UTC SaleCommon Stock 500 $66.00 $33,000.00
Disclosure

SEC source: 0000913760-21-000060 · wf-form4_161714090615217.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,600

F1 · ownership.nature: Transaction made within Spouse's IRA account in which the Reporting Person disclaims any beneficial interest and over which the Reporting Person exercises no investment or voting control.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:23 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionStock Options · Derivative 39,033 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · derivative · entry 4

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 39,033 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:23 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 25,662 $65.00 $1,668,078.76
Disclosure

SEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 3

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,305

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:23 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionCommon Stock 39,033 $25.91 $1,011,345.03
Disclosure

SEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:23 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 3,695 $65.00 $240,175.00
Disclosure

SEC source: 0000913760-21-000058 · wf-form4_161644458954329.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,934

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:11 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionStock Options · Derivative 5,410 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · derivative · entry 4

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,033

Underlying: Common · 5,410 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:11 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 3,113 $65.00 $202,345.00
Disclosure

SEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 3

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,629

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:11 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionCommon Stock 5,410 $25.91 $140,173.10
Disclosure

SEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:11 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 2,310 $65.00 $150,150.00
Disclosure

SEC source: 0000913760-21-000056 · wf-form4_161618464476395.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,332

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:39 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 1,500 $63.68 $95,520.00
Disclosure

SEC source: 0000913760-21-000054 · wf-form4_161609997321163.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:54 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 5,000 $63.45 $317,236.50
Disclosure

SEC source: 0000913760-21-000052 · wf-form4_161593167427753.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:14 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionStock Options · Derivative 15,557 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · derivative · entry 4

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,443

Underlying: Common · 15,557 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:14 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 9,005 $65.00 $585,325.00
Disclosure

SEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 3

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,642

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:14 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionCommon Stock 15,557 $25.91 $403,081.87
Disclosure

SEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:14 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 3,995 $65.00 $259,675.00
Disclosure

SEC source: 0000913760-21-000050 · wf-form4_161592564694125.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,090

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:46 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000045 · wf-form4_161437597193324.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:46 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000044 · wf-form4_161437591932552.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:45 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000043 · wf-form4_161437587137404.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:44 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000042 · wf-form4_161437579951921.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,921

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:43 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000041 · wf-form4_161437574770891.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,920

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:42 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000040 · wf-form4_161437570756090.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,683

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:41 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000039 · wf-form4_161437562949000.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 21:40 UTC GrantRestricted Shares of Common Stock 1,637 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000038 · wf-form4_161437559397447.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,911

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 15, 2021. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:07 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 10,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:07 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 10,000 $59.91 $599,074.00
Disclosure

SEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,472

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:07 UTC
Smith Philip AndrewCEO - subsidiary entity
Exercise / conversionCommon 10,000 $25.91 $259,100.00
Disclosure

SEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:02 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 236 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000019 · wf-form4_161230327714075.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,284

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:01 UTC GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000018 · wf-form4_161230321256875.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,274

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:00 UTC GrantRestricted Shares of Common Stock 153 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000017 · wf-form4_161230318265832.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,283

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:59 UTC GrantRestricted Shares of Common Stock 197 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000016 · wf-form4_161230315224227.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:59 UTC GrantRestricted Shares of Common Stock 168 $0.00 $0.00
Disclosure

SEC source: 0000913760-21-000015 · wf-form4_161230310587850.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,046

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 2,598 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · derivative · entry 8

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common · 2,598 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 1,807 $60.00 $108,420.00
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,945

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 19, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 2,598 $25.91 $67,314.18
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 27,402 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · derivative · entry 7

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,598

Underlying: Common · 27,402 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 18,016 $60.40 $1,088,186.22
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,154

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:37 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 27,402 $25.91 $709,985.82
Disclosure

SEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 14:18 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000236 · wf-form4_160916507247648.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,768

F1 · security: Gift to a charitable foundation.

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December 23, 2020 Filed Dec 28, 2020 14:18 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000236 · wf-form4_160916507247648.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,768

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:25 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionStock Options · Derivative 30,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-20-000230 · wf-form4_160832672081483.xml · derivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common · 30,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 17, 2020 Filed Dec 18, 2020 21:25 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
Exercise / conversionCommon Stock 30,000 $25.91 $777,300.00
Disclosure

SEC source: 0000913760-20-000230 · wf-form4_160832672081483.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:17 UTC
Stevens Glenn HenryCEO - subsidiary entity
PurchaseCommon Stock 3,000 $53.19 $159,570.00
Disclosure

SEC source: 0000913760-20-000228 · wf-form4_160816062914387.xml · nonDerivative · entry 3

Stevens Glenn Henry · CIK 0001472938 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
December 15, 2020 Filed Dec 16, 2020 23:17 UTC
Stevens Glenn HenryCEO - subsidiary entity
PurchaseCommon Stock 6,000 $52.44 $314,640.00
Disclosure

SEC source: 0000913760-20-000228 · wf-form4_160816062914387.xml · nonDerivative · entry 2

Stevens Glenn Henry · CIK 0001472938 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:58 UTC GiftCommon Stock 7,600 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000217 · wf-form4_160815947310502.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 462,665

F1 · security: Gift to a charitable foundation.

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December 14, 2020 Filed Dec 16, 2020 23:17 UTC
Stevens Glenn HenryCEO - subsidiary entity
PurchaseCommon Stock 6,000 $50.79 $304,740.00
Disclosure

SEC source: 0000913760-20-000228 · wf-form4_160816062914387.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.