Tapewire

Nasdaq · USD

SND

Smart Sand, Inc.

Export transactions ↓
Tapewire entity
6217
SEC CIK
0001529628
Parsed reports
477

Last 12 months

Inside the activity.

3 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2022 Filed Jun 21, 2022 20:06 UTC GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000094 · wf-form4_165584193869612.xml · nonDerivative · entry 1

Pawlenty Timothy · CIK 0001536307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,636

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 16, 2022 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:15 UTC GrantCommon Stock 16,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000097 · wf-form4_165584243360543.xml · nonDerivative · entry 1

Spurlin Sharon · CIK 0001545197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,075

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 16, 2022 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:38 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 54,545 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000084 · wf-form4_165469187035375.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,147

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:53 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 95,455 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000086 · wf-form4_165469279568864.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,544

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:29 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000080 · wf-form4_165469133960475.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,747

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:30 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000081 · wf-form4_165469141677200.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,346

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:49 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 54,545 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000085 · wf-form4_165469253984001.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,578

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:32 UTC
SHEARER RICHARD JPresident-Industrial Products
GrantCommon Stock 32,727 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000082 · wf-form4_165469151971484.xml · nonDerivative · entry 1

SHEARER RICHARD J · CIK 0001576884 · President-Industrial Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,116

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 12:36 UTC GrantCommon Stock 36,364 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000083 · wf-form4_165469178903325.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,279

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on June 7, 2022 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 02, 2022 Filed Jun 2, 2022 20:27 UTC
YOUNG WILLIAM JOHNChief Operating Officer
SaleCommon Stock 29,296 $3.46 $101,364.16
Disclosure

SEC source: 0001529628-22-000072 · wf-form4_165420161370067.xml · nonDerivative · entry 3

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,602

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:27 UTC
YOUNG WILLIAM JOHNChief Operating Officer
SaleCommon Stock 13,779 $3.38 $46,573.02
Disclosure

SEC source: 0001529628-22-000072 · wf-form4_165420161370067.xml · nonDerivative · entry 2

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,898

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:27 UTC
YOUNG WILLIAM JOHNChief Operating Officer
SaleCommon Stock 10,954 $3.42 $37,462.68
Disclosure

SEC source: 0001529628-22-000072 · wf-form4_165420161370067.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,677

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.40 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:13 UTC
Beckelman Lee EChief Financial Officer
SaleCommon Stock 28,596 $3.27 $93,508.92
Disclosure

SEC source: 0001529628-22-000070 · wf-form4_165342315826403.xml · nonDerivative · entry 2

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,033

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:13 UTC
Beckelman Lee EChief Financial Officer
SaleCommon Stock 21,404 $3.30 $70,633.20
Disclosure

SEC source: 0001529628-22-000070 · wf-form4_165342315826403.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,629

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.25 to $3.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:23 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 2,864 $4.35 $12,458.40
Disclosure

SEC source: 0001529628-22-000059 · wf-form4_165160935268457.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,631

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:28 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 4,159 $4.35 $18,091.65
Disclosure

SEC source: 0001529628-22-000062 · wf-form4_165160969507578.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,089

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:18 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 1,739 $4.35 $7,564.65
Disclosure

SEC source: 0001529628-22-000057 · wf-form4_165160906706301.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,982

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:19 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 1,884 $4.35 $8,195.40
Disclosure

SEC source: 0001529628-22-000058 · wf-form4_165160916182749.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,383

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:26 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 2,464 $4.35 $10,718.40
Disclosure

SEC source: 0001529628-22-000061 · wf-form4_165160954622855.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,033

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:25 UTC Tax withholdingCommon Stock 1,879 $4.35 $8,173.65
Disclosure

SEC source: 0001529628-22-000060 · wf-form4_165160947409289.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,915

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:24 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 50,000 $2.78 $139,000.00
Disclosure

SEC source: 0001529628-22-000039 · wf-form4_164746585544694.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:02 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 50,000 $2.99 $149,500.00
Disclosure

SEC source: 0001529628-22-000036 · wf-form4_164737454849267.xml · nonDerivative · entry 2

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $3.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 13:12 UTC SaleCommon Stock 9,082 $3.03 $27,518.46
Disclosure

SEC source: 0001529628-22-000033 · wf-form4_164734991191409.xml · nonDerivative · entry 2

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,794

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:02 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 50,000 $3.13 $156,500.00
Disclosure

SEC source: 0001529628-22-000036 · wf-form4_164737454849267.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.08 to $3.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 13:12 UTC SaleCommon Stock 24,926 $3.23 $80,510.98
Disclosure

SEC source: 0001529628-22-000033 · wf-form4_164734991191409.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,876

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:23 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 14,677 $2.20 $32,289.40
Disclosure

SEC source: 0001529628-22-000016 · wf-form4_164521939651502.xml · nonDerivative · entry 2

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,248

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:23 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 52,083 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000016 · wf-form4_164521939651502.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,925

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:18 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 6,703 $2.20 $14,746.60
Disclosure

SEC source: 0001529628-22-000012 · wf-form4_164521905750320.xml · nonDerivative · entry 2

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,267

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:18 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 19,841 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000012 · wf-form4_164521905750320.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,970

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:20 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 10,054 $2.20 $22,118.80
Disclosure

SEC source: 0001529628-22-000014 · wf-form4_164521920253649.xml · nonDerivative · entry 2

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,495

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:20 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 29,762 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000014 · wf-form4_164521920253649.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,549

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:16 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 6,786 $2.20 $14,929.20
Disclosure

SEC source: 0001529628-22-000011 · wf-form4_164521898200223.xml · nonDerivative · entry 2

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,721

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:16 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 19,841 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000011 · wf-form4_164521898200223.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,507

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:22 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 8,825 $2.20 $19,415.00
Disclosure

SEC source: 0001529628-22-000015 · wf-form4_164521933058869.xml · nonDerivative · entry 2

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,497

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:22 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 29,762 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000015 · wf-form4_164521933058869.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,322

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:19 UTC Tax withholdingCommon Stock 6,504 $2.20 $14,308.80
Disclosure

SEC source: 0001529628-22-000013 · wf-form4_164521913873224.xml · nonDerivative · entry 2

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,802

F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on December 18, 2019.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:19 UTC GrantCommon Stock 19,841 $0.00 $0.00
Disclosure

SEC source: 0001529628-22-000013 · wf-form4_164521913873224.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,306

F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on December 18, 2019. On February 16, 2022, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2019 through December 31, 2021 relative to the TSR of each of a peer group of companies.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:00 UTC
SHEARER RICHARD JPresident-Industrial Products
Tax withholdingCommon Stock 14,611 $1.78 $26,007.58
Disclosure

SEC source: 0001529628-22-000004 · wf-form4_164124362026279.xml · nonDerivative · entry 1

SHEARER RICHARD J · CIK 0001576884 · President-Industrial Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,389

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 01:41 UTC
CLEARLAKE CAPITAL GROUP, L.P.Director · 10% owner
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
Feliciano Jose EnriqueDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 167,779 $1.88 $316,196.30
Disclosure

SEC source: 0000950142-21-004131 · es210210887_4-snd.xml · nonDerivative · entry 1

CLEARLAKE CAPITAL GROUP, L.P. · CIK 0001688282 · Director · 10% owner

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CLEARLAKE CAPITAL MANAGEMENT II, L.P. · CIK 0001688283 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,752,666

F1 · acquired: Settlement of Forward Sale Contract on December 20, 2021 for which the number of shares to be delivered and the sale price was determined as of December 17, 2021.

F2 · ownership.nature: The shares are held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").

F3 · ownership.nature: CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.

F4 · ownership.nature: Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:07 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 12,683 $1.78 $22,575.74
Disclosure

SEC source: 0001529628-21-000219 · wf-form4_164003446091433.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,842

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:01 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,652 $1.78 $10,060.56
Disclosure

SEC source: 0001529628-21-000214 · wf-form4_164003408080553.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,129

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:05 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 8,477 $1.78 $15,089.06
Disclosure

SEC source: 0001529628-21-000217 · wf-form4_164003434196121.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,787

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:04 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,735 $1.78 $10,208.30
Disclosure

SEC source: 0001529628-21-000215 · wf-form4_164003424018216.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,666

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:06 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 7,248 $1.78 $12,901.44
Disclosure

SEC source: 0001529628-21-000218 · wf-form4_164003440052263.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,560

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
December 18, 2021 Filed Dec 20, 2021 21:05 UTC Tax withholdingCommon Stock 5,453 $1.78 $9,706.34
Disclosure

SEC source: 0001529628-21-000216 · wf-form4_164003428755815.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,465

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
September 27, 2021 Filed Oct 7, 2021 20:06 UTC
SHEARER RICHARD JPresident-Industrial Products
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001529628-21-000192 · wf-form4_163363717107760.xml · nonDerivative · entry 1

SHEARER RICHARD J · CIK 0001576884 · President-Industrial Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on September 27, 2021 under the Issuer's 2016 Omnibus Incentive Plan, which vest in full on December 31, 2021, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 08:53 UTC
NEUMANN SUSAN ESEE REMARKS
GrantCommon Stock 33,438 $0.00 $0.00
Disclosure

SEC source: 0001529628-21-000167 · wf-form4_162799521795084.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,283

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 13:00 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 185,512 $0.00 $0.00
Disclosure

SEC source: 0001529628-21-000172 · wf-form4_162799563296465.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,525

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 12:55 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 70,671 $0.00 $0.00
Disclosure

SEC source: 0001529628-21-000168 · wf-form4_162799530492032.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,781

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 12:56 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 106,007 $0.00 $0.00
Disclosure

SEC source: 0001529628-21-000169 · wf-form4_162799538586262.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,264

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on July 30, 2021 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.