Last 12 months
Inside the activity.
3 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 2, 2018 20:34 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
GrantCommon Stock | 68,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000017 · wf-form4_152529326441119.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,906 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:27 UTC |
KISZKA ROBERTExecutive VP of Operations
|
GrantCommon Stock | 27,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000015 · wf-form4_152529285019216.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,951 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:24 UTC |
YOUNG WILLIAM JOHNChief Operating Officer
|
GrantCommon Stock | 40,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000014 · wf-form4_152529267973530.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,134 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:22 UTC |
WHELAN RONALD PSEE REMARKS
|
GrantCommon Stock | 22,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000013 · wf-form4_152529251227648.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,487 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:32 UTC |
Beckelman Lee EChief Financial Officer
|
GrantCommon Stock | 40,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000016 · wf-form4_152529307175003.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,267 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:20 UTC |
Young James DouglasSEE REMARKS
|
GrantCommon Stock | 27,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000012 · wf-form4_152529239381332.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,322 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| April 29, 2018 Filed May 1, 2018 10:32 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCommon Stock | 722 | $7.24 | $5,227.28 |
DisclosureSEC source: 0001529628-18-000005 · wf-form4_152518511249807.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 15:17 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCOMMON STOCK | 292 | $5.82 | $1,699.44 |
DisclosureSEC source: 0001209191-18-022791 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,721 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:22 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
Tax withholdingCOMMON STOCK | 959 | $5.82 | $5,581.38 |
DisclosureSEC source: 0001209191-18-022797 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,151 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:19 UTC |
WHELAN RONALD PSEE REMARKS
|
Tax withholdingCOMMON STOCK | 407 | $5.82 | $2,368.74 |
DisclosureSEC source: 0001209191-18-022794 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,288 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:15 UTC |
Beckelman Lee EChief Financial Officer
|
Tax withholdingCOMMON STOCK | 1,216 | $5.82 | $7,077.12 |
DisclosureSEC source: 0001209191-18-022785 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,284 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 15:36 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCOMMON STOCK | 722 | $6.16 | $4,447.52 |
DisclosureSEC source: 0001209191-18-020548 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,013 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:38 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
Tax withholdingCOMMON STOCK | 2,164 | $6.16 | $13,330.24 |
DisclosureSEC source: 0001209191-18-020549 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,110 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:35 UTC |
WHELAN RONALD PSEE REMARKS
|
Tax withholdingCOMMON STOCK | 1,383 | $6.16 | $8,519.28 |
DisclosureSEC source: 0001209191-18-020547 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,695 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| January 02, 2018 Filed Mar 18, 2020 08:53 UTC |
NEUMANN SUSAN ESEE REMARKS
|
GrantCommon Stock | 238 | $7.36 | $1,751.68 |
DisclosureSEC source: 0001529628-20-000042 · wf-form4_158453597549631.xml · nonDerivative · entry 3 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,139 F3 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| January 02, 2018 Filed Mar 18, 2020 12:48 UTC |
KISZKA ROBERTExecutive VP of Operations
|
GrantCommon Stock | 1,000 | $7.36 | $7,360.00 |
DisclosureSEC source: 0001529628-20-000039 · wf-form4_158453571645740.xml · nonDerivative · entry 2 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,063 F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| January 02, 2018 Filed Apr 1, 2020 10:20 UTC Amendment |
KISZKA ROBERTExecutive VP of Operations
|
GrantCommon Stock | 1,000 | $7.36 | $7,360.00 |
DisclosureSEC source: 0001529628-20-000047 · wf-form4a_158573639197970.xml · nonDerivative · entry 2 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,063 F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:00 UTC |
Pawlenty TimothyDirector
|
Tax withholdingCOMMON STOCK | 20,000 | $8.00 | $160,032.00 |
DisclosureSEC source: 0001209191-17-060265 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,892 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| November 09, 2017 Filed Nov 14, 2017 22:39 UTC Amendment |
Pawlenty TimothyDirector
|
SaleCOMMON STOCK | 20,000 | $8.00 | $160,032.00 |
DisclosureSEC source: 0001209191-17-060684 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,892 F1 · date: The Form 4, as originally filed, incorrectly reported that the shares were withheld for tax purposes. The Form 4, as amended by this Form 4/A, currently reports that the shares were sold pursuant to a Rule 10b5-1 trading plan. F2 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.000 to $8.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 18:26 UTC |
KISZKA ROBERTExecutive VP of Operations
|
PurchaseCOMMON STOCK | 10,000 | $5.53 | $55,300.00 |
DisclosureSEC source: 0001209191-17-050518 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,629 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.50 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:02 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
PurchaseCOMMON STOCK | 100,000 | $5.18 | $517,640.00 |
DisclosureSEC source: 0001209191-17-049594 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,600 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.099 to $5.200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:05 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
PurchaseCOMMON STOCK | 2,000 | $5.03 | $10,060.00 |
DisclosureSEC source: 0001209191-17-049596 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,274 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:00 UTC |
Beckelman Lee EChief Financial Officer
|
PurchaseCOMMON STOCK | 20,000 | $5.13 | $102,600.00 |
DisclosureSEC source: 0001209191-17-049592 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.10 to $5.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:51 UTC |
Young James DouglasSEE REMARKS
|
GrantCOMMON STOCK | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041166 · doc4.xml · nonDerivative · entry 1 Young James Douglas · CIK 0001709934 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: Represents 24,000 shares of Restricted Stock granted to the Reporting Person on June 19, 2017 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:51 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCOMMON STOCK | 1,683 | $9.31 | $15,668.73 |
DisclosureSEC source: 0001209191-17-039893 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,735 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:56 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
Tax withholdingCOMMON STOCK | 6,692 | $9.31 | $62,302.52 |
DisclosureSEC source: 0001209191-17-039902 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,274 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:54 UTC |
WHELAN RONALD PSEE REMARKS
|
Tax withholdingCOMMON STOCK | 2,364 | $9.31 | $22,008.84 |
DisclosureSEC source: 0001209191-17-039901 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,078 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:53 UTC |
Pawlenty TimothyDirector
|
Tax withholdingCOMMON STOCK | 1,813 | $9.31 | $16,879.03 |
DisclosureSEC source: 0001209191-17-039898 · doc4.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,892 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:40 UTC |
NEUMANN SUSAN ESEE REMARKS
|
Tax withholdingCOMMON STOCK | 906 | $12.10 | $10,962.60 |
DisclosureSEC source: 0000899243-17-013392 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,418 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 16:34 UTC |
NEUMANN SUSAN ESEE REMARKS
|
GrantCOMMON STOCK | 3,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024186 · doc4.xml · nonDerivative · entry 1 NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,324 F1 · shares: Represents 3,552 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:49 UTC |
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
|
GrantCOMMON STOCK | 40,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024205 · doc4.xml · nonDerivative · entry 1 YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,600 F1 · shares: Represents 40,600 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 16:41 UTC |
ROBINSON TRACYDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024195 · doc4.xml · nonDerivative · entry 1 ROBINSON TRACY · CIK 0001687363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,997 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:31 UTC |
KISZKA ROBERTExecutive VP of Operations
|
GrantCOMMON STOCK | 16,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024180 · doc4.xml · nonDerivative · entry 1 KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,629 F1 · shares: Represents 16,396 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:52 UTC |
YOUNG WILLIAM JOHNSEE REMARKS
|
GrantCOMMON STOCK | 18,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024208 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,966 F1 · shares: Represents 12,242 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan (the "Plan"), which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date and 6,121 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Plan which are earned on the date as of which the stock prices reaches certain levels for 20 of 30 consecutive days within the 18 months following the grant date, and on such date the shares vest 1/3, and then 1/3 on the first and second anniversary of such date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:47 UTC |
WHELAN RONALD PSEE REMARKS
|
GrantCOMMON STOCK | 4,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024200 · doc4.xml · nonDerivative · entry 1 WHELAN RONALD P · CIK 0001687143 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,442 F1 · shares: Represents 4,364 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:50 UTC |
Clearlake Capital Partners, LLCDirector · 10% owner
Clearlake Capital Partners II GP, L.P.Director · 10% owner
CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.Director · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 9,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009163 · doc4.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,821,091 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:28 UTC |
Beckelman Lee EChief Financial Officer
|
GrantCOMMON STOCK | 30,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024173 · doc4.xml · nonDerivative · entry 1 Beckelman Lee E · CIK 0001315758 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,500 F1 · shares: Includes 16,396 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan (the "Plan"), which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date and 14,054 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Plan which are earned on the date as of which the stock prices reaches certain levels for 20 of 30 consecutive days within the 18 months following the grant date, and on such date the shares vest 1/3, and then 1/3 on the first and second anniversary of such date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:43 UTC |
SPEAKER ANDREW RSEE REMARKS
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024197 · doc4.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,305 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:50 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009162 · doc4.xml · nonDerivative · entry 2 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F5 · shares: The shares are held of record by Mr. Feliciano for the benefit of CCPII. F4 · balance_after: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. F5 · balance_after: The shares are held of record by Mr. Feliciano for the benefit of CCPII. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:50 UTC |
Feliciano Jose EnriqueDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009162 · doc4.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,816,094 F1 · shares: The shares are held of record by Colin Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"), of which Mr. Feliciano is co-manager of the managing member of the ultimate general partner. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F3 · ownership.nature: The shares are owned of record as follows: (i) 10,811,097 shares by CCPII and (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:50 UTC |
Leonard ColinDirector
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009164 · doc4.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 22:27 UTC Amendment |
Pawlenty TimothyDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024267 · doc4a.xml · nonDerivative · entry 1 Pawlenty Timothy · CIK 0001536307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,705 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:45 UTC |
Spurlin SharonDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024199 · doc4.xml · nonDerivative · entry 1 Spurlin Sharon · CIK 0001545197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,331 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 17:54 UTC Amendment |
ROBINSON TRACYDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010744 · doc4a.xml · nonDerivative · entry 1 ROBINSON TRACY · CIK 0001687363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,997 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 18:41 UTC Amendment |
Clearlake Capital Partners, LLCDirector · 10% owner
Clearlake Capital Partners II GP, L.P.Director · 10% owner
CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.Director · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 9,994 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010756 · doc4a.xml · nonDerivative · entry 1 Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner CCG Operations, LLC · CIK 0001409590 · Director · 10% owner Eghbali Behdad · CIK 0001409564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,821,091 F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"). F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,811,097 shares by CCPII, (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII and (iii) 4,997 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 21:56 UTC Amendment |
SPEAKER ANDREW RSEE REMARKS
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010747 · doc4a.xml · nonDerivative · entry 1 SPEAKER ANDREW R · CIK 0001241268 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,305 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 18:45 UTC Amendment |
Feliciano Jose EnriqueDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010758 · doc4a.xml · nonDerivative · entry 2 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F5 · shares: The shares are held of record by Mr. Feliciano for the benefit of CCPII. F4 · balance_after: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. F5 · balance_after: The shares are held of record by Mr. Feliciano for the benefit of CCPII. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 18:45 UTC Amendment |
Feliciano Jose EnriqueDirector · 10% owner
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010758 · doc4a.xml · nonDerivative · entry 1 Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,816,094 F1 · shares: The shares are held of record by Colin Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"), of which Mr. Feliciano is co-manager of the managing member of the ultimate general partner. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F3 · ownership.nature: The shares are owned of record as follows: (i) 10,811,097 shares by CCPII and (ii) 4,997 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. F4 · ownership.nature: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 22:39 UTC Amendment |
Leonard ColinDirector
|
GrantCommon Stock, par value $0.001 per share | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010755 · doc4a.xml · nonDerivative · entry 1 Leonard Colin · CIK 0001539165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. F2 · shares: Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A. F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares. Read SEC document |
| March 30, 2017 Filed Apr 21, 2017 21:55 UTC Amendment |
Spurlin SharonDirector
|
GrantCOMMON STOCK | 4,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010746 · doc4a.xml · nonDerivative · entry 1 Spurlin Sharon · CIK 0001545197 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,331 F1 · shares: Represents 4,997 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.