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Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 13, 2017 21:49 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
GrantRestricted Stock Units · Derivative 463 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005473 · form4.xml · derivative · entry 5

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322

Underlying: Common Stock · 463 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:49 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionPerformance Units · Derivative 4,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005473 · form4.xml · derivative · entry 4

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:49 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
GrantPerformance Units · Derivative 286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005473 · form4.xml · derivative · entry 3

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,557

Underlying: Common Stock · 286 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:49 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 4,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005473 · form4.xml · nonDerivative · entry 1

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantRestricted Stock Units · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 8

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantPerformance Units · Derivative 1,887 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 7

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantStock Option (Right to Buy) · Derivative 28,000 $0.00 Strike: $168.70 $0.00
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 6

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2027-02-09

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantRestricted Stock Units · Derivative 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 5

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154

Underlying: Common Stock · 300 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionPerformance Units · Derivative 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 4

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantPerformance Units · Derivative 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 105 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Tax withholdingCommon Stock 519 $168.70 $87,555.30
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:45 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
Exercise / conversionCommon Stock 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005465 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
GrantRestricted Stock Units · Derivative 986 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 9

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Common Stock · 986 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
GrantPerformance Units · Derivative 987 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 8

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Underlying: Common Stock · 987 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
GrantStock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $168.70 $0.00
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 7

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2027-02-09

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
GrantRestricted Stock Units · Derivative 170 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 170 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
Exercise / conversionPerformance Units · Derivative 1,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 5

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
GrantPerformance Units · Derivative 111 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771

Underlying: Common Stock · 111 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
Tax withholdingCommon Stock 620 $168.70 $104,594.00
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534.4863

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:41 UTC
Boyd IainVP - Operations Development
Exercise / conversionCommon Stock 1,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005455 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,154.4863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:39 UTC GrantCommon Stock 774 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005451 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323.4427

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 4.4427 shares acquired under a dividend reinvestment plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:04 UTC GrantDeferred Stock Units · Derivative 130 $181.53 $23,598.90
Disclosure

SEC source: 0001127602-17-003377 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342.425

Underlying: Common Stock · 130 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 4.897 deferred stock units acquired through exempt dividend reinvestments.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:02 UTC GrantCommon Stock 65 $181.53 $11,799.45
Disclosure

SEC source: 0001127602-17-003374 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,031.4646

F1 · shares: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 60.3971 shares acquired under a dividend reinvestment plan.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:01 UTC GrantCommon Stock 26 $181.53 $4,719.78
Disclosure

SEC source: 0001127602-17-003371 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,521

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:23 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
SaleCommon Stock 1,700 $171.42 $291,414.00
Disclosure

SEC source: 0001127602-17-000732 · form4.xml · nonDerivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,068.2193

F4 · kind: The shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:38 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionRestricted Stock Units · Derivative 7,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000750 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:38 UTC
Ward Thomas JSr VP & President - RS&I Group
Tax withholdingCommon Stock 2,342 $171.27 $401,114.34
Disclosure

SEC source: 0001127602-17-000750 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,584.9124

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:38 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionCommon Stock 7,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000750 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,926.9124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F2 · balance_after: Includes .02 shares acquired under a dividend reinvestment plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionDeferred Stock Units · Derivative 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Underlying: Common Stock · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 86 $171.27 $14,729.22
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,723

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:23 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 5,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000732 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:23 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Tax withholdingCommon Stock 1,831 $171.27 $313,595.37
Disclosure

SEC source: 0001127602-17-000732 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,768.2193

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:23 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Exercise / conversionCommon Stock 5,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000732 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,599.2193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F2 · balance_after: Includes 34.7098 shares acquired under a dividend reinvestment plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:28 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 20,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000739 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:28 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Tax withholdingCommon Stock 8,373 $171.27 $1,434,043.71
Disclosure

SEC source: 0001127602-17-000739 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,712.263

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:28 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 20,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000739 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,085.263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F2 · balance_after: Includes .7530 shares acquired under a dividend reinvestment plan.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:18 UTC
MORENO JEANNE MVP & Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 2,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000727 · form4.xml · derivative · entry 3

MORENO JEANNE M · CIK 0001199917 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:18 UTC
MORENO JEANNE MVP & Chief Information Officer
Tax withholdingCommon Stock 672 $171.27 $115,093.44
Disclosure

SEC source: 0001127602-17-000727 · form4.xml · nonDerivative · entry 2

MORENO JEANNE M · CIK 0001199917 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,502.077

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:18 UTC
MORENO JEANNE MVP & Chief Information Officer
Exercise / conversionCommon Stock 2,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000727 · form4.xml · nonDerivative · entry 1

MORENO JEANNE M · CIK 0001199917 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:17 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionRestricted Stock Units · Derivative 5,693 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000721 · form4.xml · derivative · entry 3

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:17 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 5,693 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000721 · form4.xml · nonDerivative · entry 1

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:16 UTC
Johnsen ConstanceVice President and Controller
Exercise / conversionDeferred Stock Units · Derivative 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000718 · form4.xml · derivative · entry 5

Johnsen Constance · CIK 0001268556 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108

Underlying: Common Stock · 1,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:16 UTC
Johnsen ConstanceVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000718 · form4.xml · derivative · entry 4

Johnsen Constance · CIK 0001268556 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:16 UTC
Johnsen ConstanceVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000718 · form4.xml · derivative · entry 3

Johnsen Constance · CIK 0001268556 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108

Underlying: Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:16 UTC
Johnsen ConstanceVice President and Controller
Tax withholdingCommon Stock 30 $171.27 $5,138.10
Disclosure

SEC source: 0001127602-17-000718 · form4.xml · nonDerivative · entry 2

Johnsen Constance · CIK 0001268556 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:16 UTC
Johnsen ConstanceVice President and Controller
Exercise / conversionCommon Stock 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000718 · form4.xml · nonDerivative · entry 1

Johnsen Constance · CIK 0001268556 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:14 UTC
Boyd IainVP - Operations Development
Exercise / conversionRestricted Stock Units · Derivative 2,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000715 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.