Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | Sr VP & Pres - Tools | February 25, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date February 25, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189 |
Ending reported balance
After 2019-02-26 transaction · row 5
3 source rows · reconciled sequenceRow 1 · 2019-02-25 · Sale · Disposed 16,426 · Balance 3,920 F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 2 · 2019-02-25 · Sale · Disposed 2,231 · Balance 1,689 F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 5 · 2019-02-26 · Sale · Disposed 1,500 · Balance 189 F3: This transaction was executed in multiple trades at prices ranging from $160.015 to $160.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 1,530 |
Reported balance
After 2019-02-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-02-25 · Sale · Disposed 11,270 · Balance 1,530 F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLC | 0 |
Reported balance
After 2019-02-25 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-02-25 · Sale · Disposed 1,530 · Balance 0 F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.43 · Expires 2024-02-13 | Direct | 36,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 36,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $144.69 · Expires 2025-02-12 | Direct | 37,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.03 · Expires 2026-02-11 | Direct | 38,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 38,000 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.70 · Expires 2027-02-09 | Direct | 39,000 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 39,000 F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15 | Direct | 26,277 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 26,277 F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,039 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,039 F6: 1 for 1. F7: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,382 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 2,382 F6: 1 for 1. F8: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 2,757 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,757 F6: 1 for 1. F9: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 3,051 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 3,051 F6: 1 for 1. F10: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,617.5397 |
Reported balance
Holding disclosure · report date 2019-02-25 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 2,617.5397 F6: 1 for 1. F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3: This transaction was executed in multiple trades at prices ranging from $160.015 to $160.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4: Option fully vested.
F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F6: 1 for 1.
F7: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.
F8: The restricted stock units were earned based on Company performance during fiscal 2018. Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter.
F9: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Feb 26, 2019 23:13 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,500 | $160.26 | $240,391.95 |
DisclosureSEC source: 0001127602-19-008447 · form4.xml · nonDerivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189 F3 · price: This transaction was executed in multiple trades at prices ranging from $160.015 to $160.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:13 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,530 | $162.13 | $248,063.80 |
DisclosureSEC source: 0001127602-19-008447 · form4.xml · nonDerivative · entry 4 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Indirect · By Family LLC Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:13 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 11,270 | $161.12 | $1,815,864.10 |
DisclosureSEC source: 0001127602-19-008447 · form4.xml · nonDerivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Indirect · By Family LLC Disclosed balance after: 1,530 F1 · price: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:13 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 2,231 | $162.13 | $361,719.17 |
DisclosureSEC source: 0001127602-19-008447 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689 F2 · price: This transaction was executed in multiple trades at prices ranging from $161.84 to $162.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:13 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 16,426 | $161.12 | $2,646,617.90 |
DisclosureSEC source: 0001127602-19-008447 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 F1 · price: This transaction was executed in multiple trades at prices ranging from $160.84 to $161.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:57 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006887 · form4.xml · derivative · entry 6 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382 Underlying: Common Stock · 668 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:57 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 2,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006887 · form4.xml · derivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:57 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerPerformance Units · Derivative | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006887 · form4.xml · derivative · entry 4 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,484 Underlying: Common Stock · 375 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:57 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 795 | $155.92 | $123,956.40 |
DisclosureSEC source: 0001127602-19-006887 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,346 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:57 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 2,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006887 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:51 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 3,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000409 · form4.xml · derivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F2 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F2 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F2 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F2 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:51 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 1,059 | $144.25 | $152,760.75 |
DisclosureSEC source: 0001127602-19-000409 · form4.xml · nonDerivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,657 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:51 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 3,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000409 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F2 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. Read SEC document |
| August 24, 2018 Filed Jan 2, 2019 23:51 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000409 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,394 F1 · kind: Bona fide gift. As a result of the gift of shares to a charitable foundation, the Reporting Person and his spouse no longer have a pecuniary interest in these shares. F1 · price: Bona fide gift. As a result of the gift of shares to a charitable foundation, the Reporting Person and his spouse no longer have a pecuniary interest in these shares. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · derivative · entry 10 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. F4 · derivative.exercise_date: Option fully vested. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,000 | Not disclosed Strike: $60.00 | Not disclosed |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · derivative · entry 9 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. F4 · derivative.exercise_date: Option fully vested. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,000 | Not disclosed Strike: $58.94 | Not disclosed |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · derivative · entry 8 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2021-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. F4 · derivative.exercise_date: Option fully vested. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | OtherCommon Stock | 8,463.6191 | $160.16 | $1,355,533.24 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 6 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F3 · shares: This information is based on the plan balance as of the date of the transaction. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 2,716 | $161.04 | $437,380.29 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,394 F2 · price: This transaction was executed in multiple trades at prices ranging from $161.00 to $161.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 93,284 | $160.38 | $14,961,139.79 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 4 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,110 F1 · price: This transaction was executed in multiple trades at prices ranging from $160.00 to $160.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 35,000 | $79.04 | $2,766,400.00 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 33,000 | $60.00 | $1,980,000.00 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 23:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 28,000 | $58.94 | $1,650,320.00 |
DisclosureSEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 10 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 Underlying: Common Stock · 3,051 shares Expires not disclosed F4 · derivative.exercise_price: 1 for 1. F9 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F9 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 3,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 9 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 Underlying: Common Stock · 3,050 shares Expires not disclosed F4 · derivative.exercise_price: 1 for 1. F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 26,277 | $0.00 Strike: $161.18 | $0.00 |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 8 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,277 Underlying: Common Stock · 26,277 shares Expires 2028-02-15 F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 1,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 7 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Underlying: Common Stock · 1,718 shares Expires not disclosed F4 · derivative.exercise_price: 1 for 1. F5 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F5 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F5 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F5 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 3,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 6 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · derivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,787 Underlying: Common Stock · 335 shares Expires not disclosed F4 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 1,654 | $161.18 | $266,591.72 |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,394 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:14 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 3,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007293 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:29 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 4,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000279 · form4.xml · derivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:29 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 1,481 | $174.30 | $258,138.30 |
DisclosureSEC source: 0001127602-18-000279 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,261 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:29 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 4,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000279 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 12,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033963 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Indirect · By Family LLC Disclosed balance after: 12,800 F1 · price: Shares were gifted to a family limited liability company, of which the Reporting Person and his family are sole owners, and managerial responsibilities and duties are shared between the Reporting Person and his spouse as co-managers. The Reporting Person disclaims beneficial ownership to the extent that he does not have a pecuniary interest in particular shares. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 22:14 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 12,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-033963 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,992 F1 · price: Shares were gifted to a family limited liability company, of which the Reporting Person and his family are sole owners, and managerial responsibilities and duties are shared between the Reporting Person and his spouse as co-managers. The Reporting Person disclaims beneficial ownership to the extent that he does not have a pecuniary interest in particular shares. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:00 UTC | Snap-on Inc SNA · Entity 3268 | OtherDeferred Stock Units · Derivative | 377.5393 | $167.49 | $63,234.06 |
DisclosureSEC source: 0001127602-17-016368 · form4.xml · derivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,397.1125 Underlying: Common Stock · 377.5393 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F3 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F3 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F4 · balance_after: This information is based on the plan balance as of the date of the transaction. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 2,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 8 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757 Underlying: Common Stock · 2,757 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 2,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 7 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757 Underlying: Common Stock · 2,757 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F7 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 39,000 | $0.00 Strike: $168.70 | $0.00 |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 6 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 39,000 shares Expires 2027-02-09 F6 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 5 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,322 Underlying: Common Stock · 463 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 4,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 4 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · derivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,557 Underlying: Common Stock · 286 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 4,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005473 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 5,693 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000721 · form4.xml · derivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 5,693 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000721 · form4.xml · nonDerivative · entry 1 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 22:05 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $51.75 | Not disclosed |
DisclosureSEC source: 0001127602-16-068174 · form4.xml · derivative · entry 6 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 22:05 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 429 | $169.19 | $72,584.35 |
DisclosureSEC source: 0001127602-16-068174 · form4.xml · nonDerivative · entry 4 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,542 F3 · price: This transaction was executed in multiple trades at prices ranging from $169.06 to $169.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 22:05 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 11,565 | $168.46 | $1,948,273.44 |
DisclosureSEC source: 0001127602-16-068174 · form4.xml · nonDerivative · entry 3 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,971 F2 · price: This transaction was executed in multiple trades at prices ranging from $168.00 to $168.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 22:05 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 8,006 | $167.50 | $1,341,001.00 |
DisclosureSEC source: 0001127602-16-068174 · form4.xml · nonDerivative · entry 2 KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $167.10 to $167.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.