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Shur Irwin M

Disclosed activity across 1 company

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165875
SEC CIK
0001433027

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Snap-on IncSNA · Entity 3268VP, Gen Counsel & SecretaryJune 07, 2018June 11, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Snap-on Inc

Report date June 07, 2018 · Filed June 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,385 Ending reported balance After 2018-06-07 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-06-07 · Exercise / conversion · Acquired 14,000 · Balance 23,385

Row 2 · 2018-06-07 · Sale · Disposed 12,500 · Balance 10,885

F1: This transaction was executed in multiple trades at prices ranging from $156.00 to $156.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Row 3 · 2018-06-07 · Sale · Disposed 1,500 · Balance 9,385

F2: This transaction was executed in multiple trades at prices ranging from $157.01 to $157.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.04 · Expires 2023-02-13Direct0 Reported balance After 2018-06-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-07 · Exercise / conversion · Disposed 14,000 · Balance 0

F4: Exercise of Rule 16b-3 stock option.

F3: Option fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.43 · Expires 2024-02-13Direct14,000 Reported balance Holding disclosure · report date 2018-06-07 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 14,000

F3: Option fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $144.69 · Expires 2025-02-12Direct14,000 Reported balance Holding disclosure · report date 2018-06-07 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 14,000

F3: Option fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.03 · Expires 2026-02-11Direct14,000 Reported balance Holding disclosure · report date 2018-06-07 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 14,000

F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.70 · Expires 2027-02-09Direct14,000 Reported balance Holding disclosure · report date 2018-06-07 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 14,000

F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15Direct10,569 Reported balance Holding disclosure · report date 2018-06-07 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,569

F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,221 Reported balance Holding disclosure · report date 2018-06-07 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 1,221

F6: 1 for 1.

F7: The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect377 Reported balance Holding disclosure · report date 2018-06-07 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 377

F6: 1 for 1.

F8: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,227 Reported balance Holding disclosure · report date 2018-06-07 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 1,227

F6: 1 for 1.

F9: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Performance UnitsSEC Table II · derivative / convertible securityDirect1,051 Reported balance Holding disclosure · report date 2018-06-07 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 1,051

F6: 1 for 1.

F10: If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Performance UnitsSEC Table II · derivative / convertible securityDirect1,001 Reported balance Holding disclosure · report date 2018-06-07 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 1,001

F6: 1 for 1.

F11: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Performance UnitsSEC Table II · derivative / convertible securityDirect1,227 Reported balance Holding disclosure · report date 2018-06-07 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 1,227

F6: 1 for 1.

F12: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect1,700.0688 Reported balance Holding disclosure · report date 2018-06-07 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 1,700.0688

F6: 1 for 1.

F13: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F14: This information is based on a plan statement dated March 31, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $156.00 to $156.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F2: This transaction was executed in multiple trades at prices ranging from $157.01 to $157.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F3: Option fully vested.

F4: Exercise of Rule 16b-3 stock option.

F5: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F6: 1 for 1.

F7: The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F8: The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F9: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F10: If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F11: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F12: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F13: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F14: This information is based on a plan statement dated March 31, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2018 Filed Jun 11, 2018 20:42 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 Not disclosed Strike: $79.04 Not disclosed
Disclosure

SEC source: 0001127602-18-020618 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:42 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 1,500 $157.04 $235,552.95
Disclosure

SEC source: 0001127602-18-020618 · form4.xml · nonDerivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

F2 · price: This transaction was executed in multiple trades at prices ranging from $157.01 to $157.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:42 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 12,500 $156.26 $1,953,275.00
Disclosure

SEC source: 0001127602-18-020618 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,885

F1 · price: This transaction was executed in multiple trades at prices ranging from $156.00 to $156.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:42 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 14,000 $79.04 $1,106,560.00
Disclosure

SEC source: 0001127602-18-020618 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 8

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 1,227 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 7

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 1,227 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 GrantStock Option (Right to Buy) · Derivative 10,569 $0.00 Strike: $161.18 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 6

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569

Underlying: Common Stock · 10,569 shares

Expires 2028-02-15

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 Disposition to issuerRestricted Stock Units · Derivative 624 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377

Underlying: Common Stock · 624 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionPerformance Units · Derivative 1,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 125 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 607 $161.18 $97,836.26
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
December 30, 2017 Filed Jan 3, 2018 01:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionDeferred Stock Units · Derivative 1,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000280 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691

Underlying: Common Stock · 1,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 01:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 1,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000280 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 01:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 77 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000280 · form4.xml · derivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 01:31 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 77 $174.30 $13,421.10
Disclosure

SEC source: 0001127602-18-000280 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,582

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 01:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 77 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000280 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 22:05 UTC Snap-on Inc SNA · Entity 3268 OtherDeferred Stock Units · Derivative 2,099.6012 $161.37 $338,812.65
Disclosure

SEC source: 0001127602-17-033306 · form4.xml · derivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,099.6012 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F2 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F3 · derivative.underlying_shares: This information is based on the plan balance as of the date of the transaction plus shares receivable pursuant to an intervening dividend.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 10,500 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · derivative · entry 6

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Option fully vested.

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February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 GiftCommon Stock 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · nonDerivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,582

F4 · price: Bona fide gift.

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February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 339 $174.55 $59,171.84
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · nonDerivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

F3 · price: This transaction was executed in multiple trades at prices ranging from $174.52 to $174.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 4,510 $173.96 $784,570.88
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · nonDerivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,996

F2 · price: This transaction was executed in multiple trades at prices ranging from $173.52 to $174.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 5,651 $172.99 $977,578.92
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,506

F1 · price: This transaction was executed in multiple trades at prices ranging from $172.52 to $173.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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February 16, 2017 Filed Feb 21, 2017 22:10 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 10,500 $60.00 $630,000.00
Disclosure

SEC source: 0001127602-17-007429 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 250 $171.85 $42,961.80
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · nonDerivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

F3 · price: This transaction was executed in multiple trades at prices ranging from $171.80 to $171.859. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 1,001 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 9

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 1,001 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 1,001 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 8

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 1,001 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 GrantStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $168.70 $0.00
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 7

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-02-09

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 170 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 6

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 170 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionPerformance Units · Derivative 1,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 108 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719

Underlying: Common Stock · 108 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 535 $168.70 $90,254.50
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

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February 09, 2017 Filed Feb 13, 2017 23:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-005578 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

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December 31, 2016 Filed Jan 4, 2017 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionDeferred Stock Units · Derivative 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

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December 31, 2016 Filed Jan 4, 2017 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · derivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061

Underlying: Common Stock · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 86 $171.27 $14,729.22
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,723

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:29 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000740 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.